REFINE YOUR SEARCH
Type of document
|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|11/02/2016||2016/203||2016 Supervisory Convergence Work Programme||Corporate Information, Supervisory convergence||Reference||PDF
The European Securities and Markets Authority’s (ESMA) Supervisory Convergence Work Programme for 2016 (2016 SCWP) supplements ESMA’s Annual Work Programme for 2016 (ESMA/2015/1475) by further elaborating the nature and focus of the work ESMA will carry out in order to promote supervisory convergence and how that will contribute to implementing ESMA’s Strategic Orientation for 2016-2020 (ESMA/2015/935).
The 2016 SCWP provides an overview and explanation of the steps ESMA will take in 2016 to promote sound, efficient and consistent supervision in the EU. It sets out priority areas and how they have been identified and sets them in the context of the wider work programme and environment.
Implementation of the 2016 SCWP will be monitored in the course of 2016 and depending on developments during the year, priorities might be re-adjusted. It will also be used to inform ESMA’s Annual Report and its supervisory convergence work programme for future years which will be risk-based.
|09/02/2017||ESMA42-397158525-448||2017 Supervisory Convergence Work Programme||Supervisory convergence||Reference||PDF
|20/02/2020||ESMA34-32-418||AIFMD MoUs signed by the EU authorities||Fund Management, International cooperation||Reference||XLSX
|23/09/2014||2013/1358||AIFMD reporting IT technical guidance (rev 4) [updated]||Fund Management||Reference||ZIP
|The IT technical guidance (2013/1358) contains the following set of documents: IT technical guidance in which is included the description of changes performed on the technical guidance and/or XSD documents in sheet “change history. XML samples for AIFM and AIF reports Excel version of Annex III – “Table of geographical areas” Previous version of XSD documents (Version 1.1) The current IT technical guidance revision 4 contains modifications on the IT technical guidance to take into account the last published version of Questions and Answers (Q&A) on the application of the AIFMD (2014/868) as well as some clarifications and correction of inconsistencies with XSD documents. Questions regarding technical support should be sent to info.it.aifmd[at]esma.europa.eu. Each AIFM should contact directly the national competent authorities to know how the filling of the XML reports will be handled at national level.|
|15/11/2013||2013/1586||AIFMD Reporting- Annex 2-Tables 1-7||Fund Management||Reference||XLSX
|Questions regarding technical support should be sent to info.it.aifmd[at]esma.europa.eu.|
|25/03/2014||2013/1361||AIFMD- Reporting- XML documents- V1.2 [updated]||Fund Management||Reference||ZIP
|The description of changes performed on the xsd documents and IT technical guidance are included in the IT technical guidance (2013/1358) in sheet “change history. Each new version of xsd will increment the version number (from 1.1 to 1.2 version for example). Questions regarding technical support should be sent to info.it.aifmd[at]esma.europa.eu. Each AIFM should contact directly the national competent authorities to know how the filling of the XML reports will be handled at national level.|
|05/02/2019||ESMA50-164-1942||Alternative Investment Funds (AIFs) exposures to commercial real estate- 2017||Fund Management||Reference||PDF
|23/12/2019||ESMA50-164-2969||Alternative Investment Funds (AIFs) exposures to commercial real estate- 2018||Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|23/09/2016||2016/1392||Annex to ECON Hearing Statement by Steven Maijoor, ESMA Chair||Speeches||Reference||PDF
The Annex contains key facts and figures about ESMA's activity over the last 12 months.
|12/10/2020||ESMA22-105-1230||Annex to Opening Statement for ECON Hearing 12 October 2020||Board of Supervisors, Brexit, Corporate Information, COVID-19, Speeches||Reference||PDF
|27/10/2020||ESMA70-155-10864||Annex to Position Limits Opinion||Trading||Reference||CSV
|14/09/2015||2015/1381||Annex to the Statement by Steven Maijoor ESAs Joint Committee- ECON Hearing 14 September 2015||Speeches, Joint Committee||Reference||PDF
|11/12/2020||ESMA70-155-10816||Annex to Transparency Opinion||Trading||Reference||CSV
|08/10/2020||ESMA70-156-3430||Call for Evidence_RTS 1 and RTS 2 Review||Trading||Reference||XLSX
|15/02/2019||ESMA34-47-218||Call for expression of interest Consultative Working Group of ESMA’s Investment Management Standing Committee||Fund Management||Reference||PDF
|04/02/2013||2013/14||Call for expressions of interest: Consultative Working Group for ESMA’s Investment Management Standing Committee||Fund Management||Reference||PDF
|To apply, please use the below Application form|
|06/08/2019||ESMA74-361-75||Call for interest DAG members||Market Integrity, Trading||Reference||PDF
|19/11/2014||JC/14/089||Call for interest Expert Group PRIIPs||Fund Management, Joint Committee||Reference||PDF
|The Joint Committee of the three European Supervisory Authorities (EBA, EIOPA and ESMA) launched today a call for expressions of interest with the aim of identifying members of a Consultative Expert Group (CEG), who will advise and provide technical input to the Joint Committee’s Sub-group on Key Information Documents for Packaged Retail and Insurance-based Investment Products (PRIIPs).This CEG will be made up of a maximum of eighteen members, who will represent market participants, retail investors, academics and independent experts.The mandate of the CEG will be for a period of one year.A list of candidates who meet the criteria set out in this call will be drawn and the final selection of the members will be done in consultation with the Executive Directors of the three European Supervisory Authorities.Application procedure and closing dateRelevant stakeholders meeting the required selection criteria and wishing to apply for a position on the CEG are invited to submit, in English: a completed application form (see Annex 1 of this call), and a detailed curriculum vitae (CV), preferably in the EU CV format - the link to the template for this is: http://europass.cedefop.europa.eu/en/documents/curriculum-vitae/templates-instructions Unclear or incomplete applications will not be considered.Applications must be submitted by email using the application form by no later than 23:59 GMT on 15 December 2014 to the following email addresses: email@example.com|
|05/02/2015||2015/245||Call for interest- Consultative Working Group for ESMA’s Investment Management Standing Committee||Fund Management||Reference||PDF
|15/03/2014||2014/bonds||Categories of covered bonds and issuers of covered bonds||Fund Management||Reference||PDF