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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|21/06/2021||ESMA80-196-5170||Final Report Technical Advice on Fees Charged to CRAs by ESMA||Credit Rating Agencies||Final Report||PDF
|29/10/2020||ESMA70-156-3581||Final Report on SME GMs RTS-ITS under MAR||Market Abuse, Market Integrity||Final Report||PDF
|05/10/2020||ESMA22-106-2788||SMSG Summary of Conclusions 9 July 2020||Corporate Information, Securities and Markets Stakeholder Group||Summary of Conclusions||PDF
|05/10/2020||ESMA22-106-2819||SMSG advice on 2021 Annual Work Programme||Corporate Information, Securities and Markets Stakeholder Group||SMSG Advice||PDF
|24/09/2020||ESMA70-156-2391||Final Report- MAR Review||Market Abuse, Market Integrity||Final Report||PDF
|23/09/2020||ESMA70-155-10272||Final Report on Cum Ex and other multiple withholding tax reclaim schemes||Market Abuse, Market Integrity, Trading||Final Report||PDF
|13/05/2020||ESMA80-189-6982||EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges||COVID-19, Credit Rating Agencies||Final Report||PDF
|31/03/2020||ESMA43-370-103||Final report on TA on EMIR 2.2 CCP fines||CCP Directorate, Credit Rating Agencies, Post Trading, Trade Repositories||Final Report||PDF
|18/07/2019||ESMA33-9-320||Final Report Guidelines on Disclosure Requirements Applicable to Credit Rating Agencies||Credit Rating Agencies||Final Report||PDF
|05/02/2019||ESMA 33-9-295||Final Report Guidelines on the Submission of Periodic Information to ESMA by Credit Rating Agencies||Credit Rating Agencies||Final Report||PDF
|18/07/2018||ESMA33-9-246||Final report on Supplementary Guidelines on Endorsement||Credit Rating Agencies||Final Report||PDF
|06/02/2018||ESMA70-145-398||Final report on draft ITS on forms and procedures for cooperation under Article 24 and 25 MAR||Market Integrity||Final Report||PDF
|17/11/2017||ESMA33-9-207||Technical Advice on CRA Regulatory Equivalence- CRA 3 Update||Credit Rating Agencies||Final Report||PDF
|17/11/2017||ESMA33-9-205||Final Report on the application of the CRA endorsement regime||Credit Rating Agencies||Final Report||PDF
|01/06/2017||ESMA7--145-100||Final report on MAR ITS on cooperation between competent authorities||Market Abuse, Market Integrity||Final Report||PDF
|15/11/2016||2016-1575||Final Report on Guidelines on the validation and review of Credit Rating Agencies’ methodologies||Credit Rating Agencies||Final Report||PDF
|30/09/2016||2016/1412||Final Report on MAR Guidelines on commodity derivatives||Guidelines and Technical standards, Market Abuse, Market Integrity||Final Report||PDF
Article 7(5) of MAR provides that the European Securities and Markets Authority (ESMA) shall issue guidelines to establish a non-exhaustive indicative list of information which is reasonably expected or is required to be disclosed in accordance with legal or regulatory provisions in Union or national law, market rules, contract, practice or custom, on the relevant commodity derivatives markets or spot markets as referred to in Article 7(1)(b) of MAR. This final report follows the Consultation Paper (CP) issued on March 2016.
Section 2 contains information on the background and mandate, while Section 3 sets out ESMA’s feedback to the CP responses in relation to the scope of the guidelines, the financial instruments and products covered by the examples of information relating directly and indirectly to commodity derivatives and information directly relating to a spot market contract. It also indicates whether and where ESMA has changed the guidelines following the consultation.
Annex I lists questions raised in the CP. Annex 2 provides the legislative mandate on the basis of which ESMA is issuing these guidelines. Annex 3 sets out ESMA’s view on the costs and benefits associated with these guidelines. Annex 4 contains the text of the guidelines.
The guidelines in Annex 4 will be translated into the official languages of the European Union and published on the ESMA’s website. Within 2 months of the issuance of the translations, each national competent authority will have to confirm whether it complies or intends to comply with those guidelines. In the event that a national competent authority does not comply or does not intend to comply, it will have to inform ESMA, stating its reasons. ESMA will publish the fact that a national competent authority does not comply or does not intend to comply with those guidelines.
|26/07/2016||2016/1171||Final Report Draft Implementing Technical Standards on sanctions and measures under MAR||Market Abuse, Market Integrity||Final Report||PDF
|18/12/2015||2015/1879||ESMA CRA Market Share Calculation||Credit Rating Agencies||Final Report||PDF
|02/10/2015||2015/1473||Report on the Possibility of Establishing one or more Mappings of Credit Ratings Published on the European Rating Platform||Credit Rating Agencies||Final Report||PDF