ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
26
REFINE YOUR SEARCH
Sections
- (-) Remove Management Board filter Management Board
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Trading filter Trading
- CESR Archive (334) Apply CESR Archive filter
- Press Releases (303) Apply Press Releases filter
- Corporate Disclosure (206) Apply Corporate Disclosure filter
- IAS Regulation (78) Apply IAS Regulation filter
- Post Trading (78) Apply Post Trading filter
- Fund Management (74) Apply Fund Management filter
- Credit Rating Agencies (67) Apply Credit Rating Agencies filter
- Risk Analysis & Economics - Markets Infrastructure Investors (67) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- IFRS Supervisory Convergence (60) Apply IFRS Supervisory Convergence filter
- MiFID - Secondary Markets (52) Apply MiFID - Secondary Markets filter
- Joint Committee (49) Apply Joint Committee filter
- MiFID - Investor Protection (45) Apply MiFID - Investor Protection filter
- Supervisory convergence (44) Apply Supervisory convergence filter
- Corporate Information (33) Apply Corporate Information filter
- Securities and Markets Stakeholder Group (29) Apply Securities and Markets Stakeholder Group filter
- Board of Supervisors (24) Apply Board of Supervisors filter
- Innovation and Products (19) Apply Innovation and Products filter
- Audit (17) Apply Audit filter
- Benchmarks (17) Apply Benchmarks filter
- Prospectus (17) Apply Prospectus filter
- Market Abuse (15) Apply Market Abuse filter
- Brexit (14) Apply Brexit filter
- Sustainable finance (14) Apply Sustainable finance filter
- Market Integrity (13) Apply Market Integrity filter
- Trade Repositories (13) Apply Trade Repositories filter
- Planning reporting budget (12) Apply Planning reporting budget filter
- Transparency (11) Apply Transparency filter
- Securitisation (9) Apply Securitisation filter
- Corporate Finance (8) Apply Corporate Finance filter
- COVID-19 (8) Apply COVID-19 filter
- CCP Directorate (7) Apply CCP Directorate filter
- Corporate Governance (7) Apply Corporate Governance filter
- Short Selling (7) Apply Short Selling filter
- Warnings and publications for investors (6) Apply Warnings and publications for investors filter
- European Single Electronic Format (5) Apply European Single Electronic Format filter
- Securities Financing Transactions (5) Apply Securities Financing Transactions filter
- International cooperation (4) Apply International cooperation filter
- Market data (4) Apply Market data filter
- Board of Appeal (3) Apply Board of Appeal filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Press Release filter Press Release
- (-) Remove Report filter Report
- (-) Remove Letter filter Letter
- Guidelines & Recommendations (547) Apply Guidelines & Recommendations filter
- Speech (143) Apply Speech filter
- Reference (71) Apply Reference filter
- Summary of Conclusions (40) Apply Summary of Conclusions filter
- Compliance table (33) Apply Compliance table filter
- Decision (13) Apply Decision filter
- Final Report (11) Apply Final Report filter
- Consultation Paper (10) Apply Consultation Paper filter
- Statement (10) Apply Statement filter
- Annual Report (2) Apply Annual Report filter
- Q&A (1) Apply Q&A filter
Your filters
Speeches X Trading X Guidelines and Technical standards X Management Board X Letter X Report X Press Release X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
08/11/2011 | 2011/371 | Press release- Regulators elect Martin Wheatley to ESMA's Management Board | Management Board, Press Releases | Press Release | PDF 131.43 KB |
||||
15/02/2012 | 2012/100 | Regulators re-elect Jean Guill, Kurt Pribil and Fernando Restoy to ESMA’s Management Board | Management Board, Press Releases | Press Release | PDF 111.25 KB |
||||
15/03/2013 | 2013/311 | Gérard Rameix elected to ESMA’s Management Board | Management Board, Press Releases | Press Release | PDF 106.68 KB |
||||
04/07/2013 | 2013/889 | ESMA Vice Chair and Management Board Election Results | Management Board, Board of Supervisors | Press Release | PDF 93.43 KB |
ESMA Vice Chair and Management Board Election Results Vice Chair Re-elected The Board of Supervisors of the European Securities and Markets Authority (ESMA) has re-elected Carlos Tavares as its Vice Chair. Mr. Tavares, who is Chairman of the Portuguese Comissão Do Mercado De Valores Mobiliários (CMVM), has completed an initial 2½ year term and will now serve a further term of 2½ years in the position. Management Board Election The terms of three members of ESMA’s Management Board expired and elections were held by the Board of Supervisors to fill the positions for a term of 2½ years. Those elected are: Kostas Botopoulos, Hellenic Capital Markets Commission (HCMC), Greece – new member; Klaus Kumpfmüller, Finanzmarktaufsicht (FMA), Austria – new member; and Martin Wheatley, Financial Conduct Authority (FCA), United Kingdom –re-elected for a second term. The outgoing members were Karl-Burkhard Caspari from the Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) of Germany and Raul Malmstein of Estonia’s, Finantsinspektsioon. The Management Board, chaired by Steven Maijoor, the ESMA Chair, is responsible for ensuring that the Authority carries out its mission and performs the tasks assigned to it under the Regulation. The Management Board now consists of: Steven Maijoor, European Securities and Markets Authority (ESMA); Kostas Botopoulos, Hellenic Capital Markets Commission (HCMC), Greece; Klaus Kumpfmüller, Finanzmarktaufsicht (FMA), Austria; Jean Guill, Commission de Surveillance du Secteur Financier (CSSF), Luxembourg; Gérard Rameix, Autorité des Marchés Financiers (AMF), France; Julie Galbo, Finanstilsynet, Denmark and Martin Wheatley, Financial Conduct Authority (FCA), United Kingdom. Reference 2013/889 | |||
29/09/2014 | 2014/1191 | ESMA Management Board Election Results | Corporate Information, Management Board, Board of Supervisors, Press Releases | Press Release | PDF 90.35 KB |
The European Securities and Markets Authority has elected three new members to its Management Board to replace outgoing members whose term will expire in October this year. The election took place at the Board of Supervisors meeting in Rome on 25 September and the successful candidates, who will serve a term of 2½ years beginning on the 1 November 2014, are: • Cyril Roux, Central Bank of Ireland (CBI), Ireland – new member; • Gérard Rameix, Autorité des marchés financiers (AMF), France – ending first term and re-elected; and • Marek Szuszkiewicz, Komisja Nadzoru Finanswego (KNF), Poland – new member. | |||
06/11/2015 | 2015/1627 | ESMA appoints new members to its Management Board | Management Board, Press Releases | Press Release | PDF 104.35 KB |
||||
23/02/2015 | 2015/168 | Letter to EU Institutions re ESMA’s 2015 Work Programme | Corporate Information, Management Board, Board of Supervisors | Letter | PDF 37.31 KB |
Dear Mr Gualtieri, Ms Ribkina and Commissioner Hill, On 30 September 2014 we sent you ESMA’s Work Programme for 2015, which was based on the budget request that had been approved by ESMA’s Board of Supervisors: a budget of €38,639,000 and 147 Establishment Plan posts. The EU budget had not been voted at the time. Following the adoption of the EU budget, ESMA’s 2015 expenditure budget is €33,601,402 (plus an additional €3,100,000 from assigned revenues for tasks delegated from National Competent Authorities) with an Establishment Plan of 137 posts. ESMA’s Board of Supervisors has approved a revised work programme to account for the difference of €5m and 10 Establishment Plan posts; representing a 15% reduction compared to the planned ESMA budget and 7% of its Establishment Plan. ESMA will therefore lack sufficient resources to execute all the tasks that were initially planned for 2015. The Work Programme explains the areas where reprioritisation had to take place, including the risk that ESMA will not fully meet its legal obligations, for instance due to the delay of delivery compared to legally set timetables. A summary of the deprioritised tasks is annexed to the Work Programme and reproduced in the table below. 2014/1200rev ESMA Work Programme | |||
11/10/2016 | 2016/1458 | ESMA to focus on supervisory convergence issues in 2017 | Board of Supervisors, Management Board, Planning reporting budget, Press Releases | Press Release | PDF 230.38 KB |
The European Securities and Markets Authority (ESMA) has published its 2017 Work Programme which sets out its priorities and areas of focus for 2017 in support of its mission to enhance investor protection and promote stable and orderly financial markets. The programme reflects the shift in focus of ESMA’s work, from building the single rulebook, towards ensuring its consistent application across the European Union (EU), as outlined in its 2016-2020 Strategic Orientation. The key areas of focus under ESMA’s activities of supervisory convergence, assessing risks, single rulebook and direct supervision will be:
|
|||
15/12/2016 | 2016/1656 | Press release- ESMA appoints new member to its Management Board | Management Board, Press Releases | Press Release | PDF 143.86 KB |
||||
02/10/2020 | ESMA20-95-1273 | 2021 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 608.58 KB |
||||
03/03/2021 | ESMA32-51-818 | Letter to the EC on next steps following Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence, Transparency | Letter | PDF 277.21 KB |
||||
15/07/2020 | ESMA42-111-4128 | PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION- Country report DE | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Report | PDF 285.02 KB |
||||
03/11/2020 | ESMA42-111-5349 | Fast Track Peer Review Report- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Report | PDF 1.33 MB |
||||
11/07/2019 | ESMA71-99-1193 | ESMA reappoints MB members July 2019 and SC extension | Board of Supervisors, Corporate Information, Management Board, Press Releases | Press Release | PDF 95.43 KB |
||||
01/10/2019 | ESMA71-99-1220 | ESMA 2020 WP | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget, Press Releases | Press Release | PDF 106.92 KB |
||||
16/12/2019 | ESMA71-99-1266 | Press release on joint GLs on cooperation and information exchange | Guidelines and Technical standards, Joint Committee, Press Releases | Press Release | PDF 206.03 KB |
||||
04/02/2020 | ESMA71-99-1281 | Press_Release- Review Report on equity transparency regime | Trading | Press Release | PDF 97.68 KB |
||||
15/06/2020 | ESMA71-99-1348 | ESMA publishes 2019 Annual Report and updates 2020 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget, Press Releases | Press Release | PDF 116.17 KB |
||||
16/07/2020 | ESMA71-99-1366 | ESMA publishes its first Review Reports on the MiFIR transparency regime | Press Releases, Trading | Press Release | PDF 171.59 KB |
||||
02/10/2020 | ESMA71-99-1406 | ESMA Work Programme 2021 | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget, Press Releases | Press Release | PDF 88.38 KB |