ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 16/11/2011 | 2011/382 | Letter to Michel Barnier- ESMA's response to the European Commission's provisional request to CESR/ESMA for technical advice on possible Level 2 measures concerningthe Directive for Alternative Investment Fund Managers (AIFM) | Fund Management | Letter | PDF 41.73 KB |
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| 16/11/2011 | 2011/383 | Letter to Jonathan Faull- ESMA's response to the European Commission's provisional request to CESR/ESMA for technical advice on possible Level 2 measures concerningthe Directive for Alternative Investment Fund Managers (AIFM) | Fund Management | Letter | PDF 41.73 KB |
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| 16/11/2011 | 2011/384 | Letter to Sharon Bowles- ESMA's response to the European Commission's provisional request to CESR/ESMA for technical advice on possible Level 2 measures concerningthe Directive for Alternative Investment Fund Managers (AIFM) | Fund Management | Letter | PDF 200.77 KB |
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| 30/07/2015 | 2015/1232 | Letter to the European Commission- ESMA’s opinion and advice on the AIFMD passport | Fund Management | Letter | PDF 71.12 KB |
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| 30/07/2015 | 2015/1233 | Letter to the European Parliament- ESMA’s opinion and advice on the AIFMD passport | Fund Management | Letter | PDF 65.84 KB |
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| 30/07/2015 | 2015/1234 | Letter to the European Council- ESMA’s opinion and advice on the AIFMD passport | Fund Management | Letter | PDF 64.7 KB |
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| 23/02/2015 | 2015/168 | Letter to EU Institutions re ESMA’s 2015 Work Programme | Corporate Information, Management Board, Board of Supervisors | Letter | PDF 37.31 KB |
Dear Mr Gualtieri, Ms Ribkina and Commissioner Hill, On 30 September 2014 we sent you ESMA’s Work Programme for 2015, which was based on the budget request that had been approved by ESMA’s Board of Supervisors: a budget of €38,639,000 and 147 Establishment Plan posts. The EU budget had not been voted at the time. Following the adoption of the EU budget, ESMA’s 2015 expenditure budget is €33,601,402 (plus an additional €3,100,000 from assigned revenues for tasks delegated from National Competent Authorities) with an Establishment Plan of 137 posts. ESMA’s Board of Supervisors has approved a revised work programme to account for the difference of €5m and 10 Establishment Plan posts; representing a 15% reduction compared to the planned ESMA budget and 7% of its Establishment Plan. ESMA will therefore lack sufficient resources to execute all the tasks that were initially planned for 2015. The Work Programme explains the areas where reprioritisation had to take place, including the risk that ESMA will not fully meet its legal obligations, for instance due to the delay of delivery compared to legally set timetables. A summary of the deprioritised tasks is annexed to the Work Programme and reproduced in the table below. 2014/1200rev ESMA Work Programme | |||
| 16/02/2016 | 2016/297 | Follow-up MMF | Fund Management, Supervisory convergence | Report | PDF 882.13 KB |
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| 31/03/2016 | 2016/411 | Guidelines on sound remuneration policies under the UCITS Directive and AIFMD | Fund Management | Report | PDF 1.39 MB |
Article 14a(4) of Directive 2009/65/EC (“UCITS Directive”), as amended by Directive 2014/91/EU (“UCITS V Directive”) provides that ESMA shall issue guidelines addressed to competent authorities or financial market participants concerning the application of the remuneration principles set out under Article 14b of the UCITS Directive (“UCITS Remuneration Guidelines”). This final report sets out the final text of the guidelines on remuneration policies required by the UCITS V Directive and also provides for a targeted revision of the Guidelines on sound remuneration policies under the AIFMD (ESMA/2013/232) (“AIFMD Remuneration Guidelines”), which were originally published on 3 July 2013. |
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| 31/03/2016 | 2016/412 | Letter to European Commission, European Council and European Parliament on the Proportionality principle and remuneration rules in the financial sector | Fund Management | Letter | PDF 154.73 KB |
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| 18/07/2013 | Ares(2013)2569526 | European Commission letter to ESMA re draft Regulatory Technical Standards on types of AIFMD, Article 4(4) of AIFMD Directive | Fund Management | Letter | PDF 125.25 KB |
On 8 July 2013 ESMA received a letter from the European Commission (EC) in response to its draft regulatory technical standards in its Final report - Draft Regulatory Technical Standards on types of AIFMs (ESMA/2013/413) submitted to the EC on 2 April 2013 for endorsement. According to Article 10(1) sixth subparagraph of Regulation (EU) No 1095/2010, ESMA has 6 weeks starting from 8 July to respond to the EC’s letter. | |||
| 19/01/2016 | Ares(2015)5921711 | EU Commission Letter AIFMD Passport | Fund Management | Letter | PDF 63.78 KB |
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| 08/03/2011 | EC 21-02-11 | Letter from Jonathan Faull regarding the extension of the deadline for delivery of ESMA’s advice on the AIFMD | Fund Management | Letter | PDF 149.8 KB |
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| 21/07/2020 | ESAs 2020 19 | Outcome of ESA review of the PRIIPs Delegated Regulation | Fund Management, Joint Committee | Letter | PDF 81.98 KB |
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| 06/04/2020 | ESMA 50-165-1098 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 4.08 MB |
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| 14/04/2021 | ESMA 50-165-1710 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2021 | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 2.54 MB |
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| 02/10/2020 | ESMA20-95-1273 | 2021 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 608.58 KB |
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| 03/03/2021 | ESMA32-51-818 | Letter to the EC on next steps following Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence, Transparency | Letter | PDF 277.21 KB |
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| 07/08/2018 | ESMA34-32-427 | ESMA letter to EIOPA regarding AIFMD | Fund Management | Letter | PDF 203.59 KB |
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| 12/11/2020 | ESMA34-32-548 | Penalties and measures imposed under the AIFMD Directive in 2018- 2019 | Fund Management | Report | PDF 565.29 KB |