ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
24
REFINE YOUR SEARCH
Sections
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Trading filter Trading
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- CESR Archive (183) Apply CESR Archive filter
- Post Trading (72) Apply Post Trading filter
- Fund Management (53) Apply Fund Management filter
- Risk Analysis & Economics - Markets Infrastructure Investors (39) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Credit Rating Agencies (36) Apply Credit Rating Agencies filter
- MiFID - Secondary Markets (34) Apply MiFID - Secondary Markets filter
- Joint Committee (32) Apply Joint Committee filter
- MiFID - Investor Protection (31) Apply MiFID - Investor Protection filter
- Corporate Disclosure (29) Apply Corporate Disclosure filter
- IFRS Supervisory Convergence (22) Apply IFRS Supervisory Convergence filter
- Supervisory convergence (22) Apply Supervisory convergence filter
- Prospectus (18) Apply Prospectus filter
- Market Abuse (17) Apply Market Abuse filter
- Benchmarks (13) Apply Benchmarks filter
- Innovation and Products (12) Apply Innovation and Products filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Securitisation (9) Apply Securitisation filter
- Corporate Information (7) Apply Corporate Information filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Trade Repositories (7) Apply Trade Repositories filter
- Short Selling (5) Apply Short Selling filter
- Sustainable finance (5) Apply Sustainable finance filter
- Transparency (5) Apply Transparency filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- CCP Directorate (4) Apply CCP Directorate filter
- Corporate Finance (4) Apply Corporate Finance filter
- Corporate Governance (4) Apply Corporate Governance filter
- IAS Regulation (3) Apply IAS Regulation filter
- Market data (3) Apply Market data filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- COVID-19 (2) Apply COVID-19 filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Crowdfunding (1) Apply Crowdfunding filter
- Management Board (1) Apply Management Board filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
- Press Releases (1) Apply Press Releases filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Report filter Report
- Guidelines & Recommendations (547) Apply Guidelines & Recommendations filter
- Speech (145) Apply Speech filter
- Reference (42) Apply Reference filter
- Compliance table (33) Apply Compliance table filter
- Opinion (29) Apply Opinion filter
- Statement (18) Apply Statement filter
- Final Report (16) Apply Final Report filter
- Press Release (12) Apply Press Release filter
- Decision (7) Apply Decision filter
- Letter (3) Apply Letter filter
- Q&A (2) Apply Q&A filter
- Annual Report (1) Apply Annual Report filter
- Technical Advice (1) Apply Technical Advice filter
Your filters
Speeches X Trading X Guidelines and Technical standards X Market Integrity X Report X Consultation Paper X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 18/12/2020 | ESMA-70-156-2368 | MiFID II Consultation Paper on Algorithmic Trading | MiFID - Secondary Markets, Trading | Consultation Paper | PDF 1.64 MB |
||||
| 20/11/2020 | ESMA74-362-837 | CP on DRSP fees | Post Trading, Supervisory convergence, Trading | Consultation Paper | PDF 526.22 KB |
||||
| 20/11/2020 | ESMA74-362-932 | CP on DRSP criteria for derogation | Post Trading, Supervisory convergence, Trading | Consultation Paper | PDF 384.54 KB |
||||
| 03/11/2020 | ESMA42-111-5349 | Fast Track Peer Review Report- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Report | PDF 1.33 MB |
||||
| 25/09/2020 | ESMA70-156-2013 | Consultation Paper on the functioning of Organised Trading Facilities | MiFID - Secondary Markets, Trading | Consultation Paper | PDF 673.72 KB |
||||
| 15/07/2020 | ESMA42-111-4128 | PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION- Country report DE | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Report | PDF 285.02 KB |
||||
| 10/03/2020 | ESMA70-156-2189 | Consultation paper on Review Report on Transparency for Non-equity TOD | Trading | Consultation Paper | PDF 7.93 MB |
||||
| 04/02/2020 | ESMA70-156-2188 | Consultation paper on Review Report Transparency Equity DVC TOS | Trading | Consultation Paper | PDF 4.75 MB |
||||
| 03/02/2020 | ESMA70-156-1757 | Consultation Paper- MiFIR report on SI | Trading | Consultation Paper | PDF 825.33 KB |
||||
| 13/12/2019 | ESMA70-156-1823 | ESMA 2019 report on the application of AMPs | Market Abuse, Market Integrity | Report | PDF 1.4 MB |
||||
| 02/07/2019 | ESMA70-154-1193 | Preliminary findings on multiple withholding tax reclaim schemes | Market Integrity | Report | PDF 611.48 KB |
||||
| 27/05/2019 | ESMA70-145-1145 | Consultation paper on Guidelines on periodic information and notification of material changes to be submitted to ESMA by Trades Repositories | Market Integrity, Post Trading | Consultation Paper | PDF 545.53 KB |
||||
| 16/01/2019 | ESMA70-145-1184 | Report Application Accepted Market Practices | Market Abuse, Market Integrity | Report | PDF 1.68 MB |
||||
| 29/09/2017 | 70-145-105 | Draft Guidelines on non-significant benchmarks | Benchmarks, Guidelines and Technical standards | Consultation Paper | PDF 557.29 KB |
||||
| 07/07/2017 | ESMA70-145-127 | Consultation paper on the evaluation of the short-selling regulation | Market Integrity, Short Selling | Consultation Paper | PDF 1.46 MB |
||||
| 28/10/2016 | 2016/1529 | Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, MiFID - Investor Protection | Consultation Paper | PDF 1.13 MB |
||||
| 13/07/2016 | 2016/1130 | Final Report on the Market Abuse Regulation Guidelines | Market Abuse, Market Integrity | Report | PDF 852.59 KB |
||||
| 31/05/2016 | 2016/732 | Guidelines on participant default rules and procedures under CSDR | Guidelines and Technical standards, Post Trading | Consultation Paper | PDF 450.56 KB |
The European Securities and Markets Authority (ESMA) under Article 41(4) of Regulation (EU) No 909/2014 of the European Parliament and of the Council on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation No 236/2012 (CSDR) may issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010 in order to ensure consistent application of Article 41 of CSDR relating to participant default rules and procedures. Contents Section 2 contains information on the background and mandate, Section 3 contains an analysis of the scope and content of the proposed guidelines, while Section 4 contains the proposed guidelines. Annex I sets out a summary of the questions contained in this paper and Annex II includes a high level cost-benefit analysis for the guidelines. Next Steps ESMA will consider the feedback it will receive to this consultation with a view to finalising the guidelines by Q4 2016. |
|||
| 27/05/2016 | 2016/723 | Consultation Paper on ESMA technical advice on Benchmarks Regulation | Market Integrity, Benchmarks | Consultation Paper | PDF 905.26 KB |
||||
| 15/02/2016 | 2016/288 | Discussion Paper Benchmarks Regulation | Market Integrity, Benchmarks | Consultation Paper | PDF 1017.02 KB |