ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 14/05/2019 | FISMA.C.3/IK/TL/Ares(2019)2120576 | EC Art 38 MAR mandate | Market Abuse, Market Integrity | Letter | PDF 187.62 KB |
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| 17/12/2020 | ESMA74-362-1016 | ESMA publishes draft technical standards under EMIR REFIT | Board of Supervisors, Post Trading, Press Releases | Press Release | PDF 137.36 KB |
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| 24/05/2018 | ESMA71-99-981 | Anneli Tuominen VC reappointment | Board of Supervisors, Management Board | Press Release | PDF 208.13 KB |
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| 03/04/2018 | ESMA71-99-959 | ESMA proposes simplifications to prospectuses format and content | Press Releases, Prospectus | Press Release | PDF 191.78 KB |
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| 11/01/2018 | ESMA71-99-919 | PR on CRA/TR Fees Thematic Report | Trade Repositories | Press Release | PDF 192.95 KB |
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| 06/07/2017 | ESMA71-99-514 | Press release- ESMA proposes simplifications for prospectuses | Press Releases, Prospectus | Press Release | PDF 191.96 KB |
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| 01/06/2017 | ESMA71-99-466 | ESMA fines Moody’s €1.24 million for credit ratings breaches | Board of Supervisors, Credit Rating Agencies, Press Releases | Press Release | PDF 238.35 KB |
The European Securities and Markets Authority (ESMA) has fined Moody’s Deutschland GmbH (Moody’s Germany) €750,000 and Moody’s Investors Service Limited (Moody’s UK) €490,000, and issued a public notice, for two negligent breaches of the Credit Rating Agencies Regulation (CRAR). ESMA found that Moody’s Germany and Moody’s UK negligently committed two infringements of the CRAR regarding their public announcement of certain ratings and their public disclosure of methodologies used to determine those ratings. These failures concern nineteen ratings issued between June 2011 and December 2013 for nine supranational entities including the European Investment Bank, the European Investment Fund, the European Stability Mechanism, the European Financial Stability Facility and the European Union. |
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| 04/01/2021 | ESMA71-99-1498 | Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories | Brexit, Credit Rating Agencies, Press Releases, Trade Repositories | Press Release | PDF 94.63 KB |
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| 26/11/2020 | ESMA71-99-1442 | Press_Release_ESMA Chair Candidates Shortlist | Board of Supervisors, Corporate Information, Press Releases | Press Release | PDF 109.44 KB |
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| 02/10/2020 | ESMA71-99-1406 | ESMA Work Programme 2021 | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget, Press Releases | Press Release | PDF 88.38 KB |
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| 15/07/2020 | ESMA71-99-1362 | ESMA promotes consistent application of prospectus disclosure requirements | Press Releases, Prospectus | Press Release | PDF 104.53 KB |
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| 16/06/2020 | ESMA71-99-1349 | ESMA Press Release SMSG 2020 | Board of Supervisors, Press Releases, Securities and Markets Stakeholder Group | Press Release | PDF 102.88 KB |
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| 15/06/2020 | ESMA71-99-1348 | ESMA publishes 2019 Annual Report and updates 2020 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget, Press Releases | Press Release | PDF 116.17 KB |
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| 11/06/2020 | ESMA71-99-1342 | Decision Short Selling Reporting Renewal Statement | COVID-19, Market Integrity, Press Releases, Short Selling | Press Release | PDF 83.55 KB |
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| 15/04/2020 | ESMA71-99-1318 | ESMA issues positive opinions on short selling bans by 5 jurisdictions | COVID-19, Market Integrity, Press Releases, Short Selling | Press Release | PDF 114.75 KB |
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| 16/03/2020 | ESMA71-99-1291 | ESMA requires net short position holders to report positions of 0.1% and above | COVID-19, Market Integrity, Press Releases, Short Selling | Press Release | PDF 82.58 KB |
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| 09/03/2020 | ESMA71-99-1287 | ESMA Supervision WP 2020 | Benchmarks, Credit Rating Agencies, Press Releases, Securities Financing Transactions, Securitisation, Trade Repositories | Press Release | PDF 130.42 KB |
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| 09/01/2020 | ESMA71-99-1272 | ESMA key priorities 2020-22 | Board of Supervisors, Corporate Information, Press Releases | Press Release | PDF 92.35 KB |
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| 20/12/2019 | ESMA71-99-1256 | ESMA CRAs TRs thematic fees report | Press Releases, Supervisory convergence, Trade Repositories | Press Release | PDF 101.41 KB |
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| 01/10/2019 | ESMA71-99-1220 | ESMA 2020 WP | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget, Press Releases | Press Release | PDF 106.92 KB |