ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
74
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Board of Appeal X Corporate Finance X Corporate Information X Supervisory convergence X Short Selling X Q&A X Press Release X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
28/01/2016 2016/167 Anneli Tuominen appointed Vice Chair of ESMA Corporate Information, Press Releases Press Release PDF
139.35 KB
18/04/2018 ESMA71-99-969 Board of Appeal Appointments 2018 Board of Appeal Press Release PDF
292.64 KB
13/03/2019 BoA PR 01 Board of Appeal PR- Shadow Ratings Appeals Board of Appeal Press Release PDF
399.67 KB
11/06/2020 ESMA71-99-1342 Decision Short Selling Reporting Renewal Statement COVID-19, Market Integrity, Press Releases, Short Selling Press Release PDF
83.55 KB
12/03/2021 ESMA71-99-1589 ED Announcement PR Board of Supervisors, Corporate Information, Management Board Press Release PDF
78.78 KB
01/10/2019 ESMA71-99-1220 ESMA 2020 WP Board of Supervisors, Corporate Information, Management Board, Planning reporting budget, Press Releases Press Release PDF
106.92 KB
15/06/2022 ESMA71-99-1968 ESMA 2021 Annual Report Press Release Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Press Release PDF
133.56 KB
13/10/2016 2016 IFRS Press Release ESMA and IFRS® Foundation strengthen cooperation Corporate Information, IAS Regulation, IFRS Supervisory Convergence Press Release PDF
213.42 KB
26/06/2015 2015/1049 ESMA announces the appointment of new chairs to Standing Committees Corporate Information, Board of Supervisors, Press Releases Press Release PDF
105.46 KB
20/05/2021 ESMA71-99-1672 ESMA appoints Natasha Cazenave as Executive Director Board of Supervisors, Corporate Information Press Release PDF
80.81 KB

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has appointed Natasha Cazenave as its new Executive Director. Ms. Cazenave will take up her position on 1 June 2021.
12/05/2022 ESMA71-99-1943 ESMA appoints new member to its Management Board- Press release Board of Supervisors, Corporate Information, Management Board, Press Releases Press Release PDF
94.01 KB
17/09/2012 2012/582 ESMA consults on market maker and primary dealer exemption for short selling Short Selling, Press Releases Press Release PDF
113.92 KB
20/12/2019 ESMA71-99-1256 ESMA CRAs TRs thematic fees report Press Releases, Supervisory convergence, Trade Repositories Press Release PDF
101.41 KB
esma71-100-1792_cras_and_trs_follow_up_fees_factsheet.pdf
24/05/2012 2012/330 ESMA finds high level of consistency in EU national regulators’ practices for the approval of investment prospectuses Press Releases, Supervisory convergence Press Release PDF
177.71 KB		 The European Securities and Markets Authority (ESMA) has published today “Prospectus Directive – Good Practices in the approval process“,  a peer review report on the application of regulatory good practices by national supervisory authorities - competent authorities (CA)  when approving investment prospectuses.The review was conducted using good practice criteria that ESMA developed on selected areas of the Prospectus Directive dealing with the approval process for investment prospectuses.  The prospectuses provide investors with easy to understand and relevant information on investment products.  Peer review reports on national regulators’ procedures contribute to ESMA’s objective of fostering supervisory convergence and achieving a level playing field between jurisdictions.
07/04/2016 2016/582 ESMA finds room for improvement in national supervision of investment advice to retail clients MiFID - Investor Protection, Press Releases, Supervisory convergence Press Release PDF
107.49 KB
15/04/2021 ESMA71-99-1651 ESMA highlights need for increased efforts on EMIR and SFTR data quality Market data, Press Releases, Securities Financing Transactions, Supervisory convergence Press Release PDF
85.72 KB
26/04/2012 2012/272 ESMA identifies divergence in Member States’ use of sanctions under the Market Abuse Directive Press Releases, Supervisory convergence Press Release PDF
179.91 KB		 The European Securities and Markets Authority (ESMA) has published a report on the use of administrative and criminal sanctions by European Union (EU) national regulators under the Market Abuse Directive (MAD).  The report provides a comparison of the use of administrative sanctioning powers across 29 EEA Member States for 2008-2010.  The results of the report will provide input to the legislative process on the new market abuse regime.
01/02/2013 2013/167 ESMA issues guidelines on market-making and primary dealer exemptions Short Selling, Press Releases Press Release PDF
117.57 KB
15/04/2020 ESMA71-99-1318 ESMA issues positive opinions on short selling bans by 5 jurisdictions COVID-19, Market Integrity, Press Releases, Short Selling Press Release PDF
114.75 KB
31/05/2017 ESMA71-99-469 ESMA issues principles on supervisory approach to relocations from the UK Brexit, Press Releases, Supervisory convergence Press Release PDF
143.31 KB

The European Securities and Markets Authority (ESMA) has published an Opinion setting out general principles aimed at fostering consistency in authorisation, supervision and enforcement related to the relocation of entities, activities and functions from the United Kingdom. The opinion is addressed to national competent authorities (NCAs), in particular of the 27 Member States that will remain in the EU (EU27).

The opinion is a practical tool to support supervisory convergence in the context of increased requests from UK financial market participants seeking to relocate to the EU27. It covers all legislation referred to in the ESMA Regulation, in particular the AIFMD, the UCITS Directive, MiFID I and MiFID II.

Pages