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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
20/12/2013 2013/1970 Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus , Technical Standards PDF
713.74 KB
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment.
23/12/2014 JC/2014/092 Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive Technical Standards PDF
819.76 KB
26/03/2021 JC 2021 16 ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR , Opinion PDF
339.91 KB
31/01/2019 ESMA33-128-600 ESMA Opinion on securitisation RTS Opinion PDF
4.02 MB
17/06/2019 ESMA-35-43-1970 ESMA opinion under Article 42(3) MiFIR (IT_BO) Opinion PDF
98.33 KB
17/06/2019 ESMA-35-43-1971 ESMA opinion under Article 42(3) MiFIR (IT_CFD) Opinion PDF
98.47 KB
17/07/2019 ESMA35-43-1983 ESMA opinion under Article 43(2) MiFID (CZ_CFD) Opinion PDF
100.16 KB
02/04/2019 ESMA-35-43-1776 ESMA opinion under Article 43(2) MiFIR (AFM_BO) Opinion PDF
97.69 KB
02/04/2019 ESMA-35-43-1780 ESMA opinion under Article 43(2) MiFIR (AFM_CFDs) Opinion PDF
97.4 KB
13/05/2019 ESMA-35-43-1877 ESMA opinion under Article 43(2) MiFIR (AT_BO) Opinion PDF
99.61 KB
13/05/2019 ESMA35-43-1906 ESMA opinion under Article 43(2) MiFIR (AT_CFD) Opinion PDF
105.71 KB
13/05/2019 ESMA35-43-1906 ESMA opinion under Article 43(2) MiFIR (AT_CFD) Opinion PDF
105.71 KB
26/06/2019 ESMA-35-43-1979 ESMA opinion under Article 43(2) MiFIR (BG_BO) Opinion PDF
97.67 KB
24/07/2019 2019-ESMA-35-43-1980- ESMA opinion under Article 43(2) MiFIR (BG_CFD) Opinion PDF
98.64 KB
01/07/2019 ESMA-35-43-1981 ESMA opinion under Article 43(2) MiFIR (CY_BO) Opinion PDF
116.08 KB
30/09/2019 ESMA-35-43-1982 ESMA opinion under Article 43(2) MiFIR (CY_CFD) Opinion PDF
115.93 KB
26/06/2019 ESMA-35-43-1952 ESMA opinion under Article 43(2) MiFIR (DE_BO) Opinion PDF
101.43 KB
31/07/2019 ESMA-35-43-1986 ESMA opinion under Article 43(2) MiFIR (DE_CFD) Opinion PDF
99.52 KB
26/06/2019 ESMA-35-43-1984 ESMA opinion under Article 43(2) MiFIR (DK_BO) Opinion PDF
100.1 KB
24/07/2019 2019-ESMA-35-43-1985- ESMA opinion under Article 43(2) MiFIR (DK_CFD) Opinion PDF
98.63 KB

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