ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
28
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Short Selling filter Short Selling
- (-) Remove Brexit filter Brexit
- (-) Remove Prospectus filter Prospectus
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Market Integrity filter Market Integrity
- Securities and Markets Stakeholder Group (90) Apply Securities and Markets Stakeholder Group filter
- Supervisory convergence (8) Apply Supervisory convergence filter
- Sustainable finance (8) Apply Sustainable finance filter
- CESR Archive (7) Apply CESR Archive filter
- Fund Management (7) Apply Fund Management filter
- Post Trading (7) Apply Post Trading filter
- MiFID - Secondary Markets (6) Apply MiFID - Secondary Markets filter
- Corporate Information (3) Apply Corporate Information filter
- Corporate Finance (2) Apply Corporate Finance filter
- Market Abuse (2) Apply Market Abuse filter
- Securitisation (2) Apply Securitisation filter
- Corporate Governance (1) Apply Corporate Governance filter
- Credit Rating Agencies (1) Apply Credit Rating Agencies filter
- Crowdfunding (1) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (254) Apply Reference filter
- Letter (215) Apply Letter filter
- Guidelines & Recommendations (189) Apply Guidelines & Recommendations filter
- Press Release (146) Apply Press Release filter
- Opinion (117) Apply Opinion filter
- Statement (117) Apply Statement filter
- Final Report (109) Apply Final Report filter
- Consultation Paper (104) Apply Consultation Paper filter
- Report (71) Apply Report filter
- Speech (59) Apply Speech filter
- Investor Warning (27) Apply Investor Warning filter
- Compliance table (24) Apply Compliance table filter
- Decision (20) Apply Decision filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- Technical Advice (11) Apply Technical Advice filter
- Annual Report (7) Apply Annual Report filter
- Technical Standards (7) Apply Technical Standards filter
- CESR Document (4) Apply CESR Document filter
Your filters
ITMG X Prospectus X Corporate Disclosure X Joint Committee X Brexit X Benchmarks X Market Integrity X Short Selling X Trade Repositories X Innovation and Products X MiFID - Investor Protection X Q&A X SMSG Advice X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
||||
| 30/01/2013 | 2013/159 | Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) | Short Selling | Q&A | PDF 873.32 KB |
||||
| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
| 19/12/2016 | 2016/JCESA QA | Questions and Answers on Big Data | Joint Committee | Q&A | PDF 333.65 KB |
||||
| 07/03/2017 | ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 150.61 KB |
SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
|||
| 21/01/2020 | ESMA22-106-2077 | SMSG Advice on Joint Consultation Paper on PRIIPs KID | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 426.62 KB |
||||
| 24/11/2021 | ESMA22-106-3734 | SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation | Securities and Markets Stakeholder Group, Short Selling | SMSG Advice | PDF 167.66 KB |
||||
| 04/01/2022 | ESMA22-106-3800 | SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 374.84 KB |
||||
| 07/01/2022 | ESMA22-106-3809 | SMSG response to ESAs on their joint Call for evidence on the European Commission mandate regarding the PRIIPs Regulation | Fund Management, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 325.26 KB |
||||
| 04/05/2022 | ESMA22-106-4032 | SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 274.55 KB |
||||
| 27/07/2021 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 814.87 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 01/04/2022 | ESMA32-51-370 | Q&A on ESMA Guidelines on Alternative Performance Measures | Corporate Disclosure, Corporate Information | Q&A | PDF 987.02 KB |
||||
| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
||||
| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
||||
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
||||
| 29/05/2018 | ESMA70-145-408 | Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR) | Short Selling | Q&A | PDF 536.17 KB |