ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
36
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Prospectus filter Prospectus
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Transparency filter Transparency
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- Guidelines and Technical standards (46) Apply Guidelines and Technical standards filter
- MiFID - Investor Protection (16) Apply MiFID - Investor Protection filter
- Post Trading (14) Apply Post Trading filter
- MiFID - Secondary Markets (12) Apply MiFID - Secondary Markets filter
- Supervisory convergence (10) Apply Supervisory convergence filter
- Joint Committee (9) Apply Joint Committee filter
- CESR Archive (7) Apply CESR Archive filter
- Market Abuse (5) Apply Market Abuse filter
- Sustainable finance (4) Apply Sustainable finance filter
- Market Integrity (3) Apply Market Integrity filter
- Short Selling (3) Apply Short Selling filter
- Trade Repositories (3) Apply Trade Repositories filter
- Brexit (2) Apply Brexit filter
- Securitisation (2) Apply Securitisation filter
- Crowdfunding (1) Apply Crowdfunding filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Q&A filter Q&A
- Reference (297) Apply Reference filter
- Letter (223) Apply Letter filter
- Press Release (180) Apply Press Release filter
- Guidelines & Recommendations (157) Apply Guidelines & Recommendations filter
- Consultation Paper (107) Apply Consultation Paper filter
- Statement (99) Apply Statement filter
- Final Report (86) Apply Final Report filter
- Annual Report (84) Apply Annual Report filter
- Report (78) Apply Report filter
- Speech (71) Apply Speech filter
- Decision (29) Apply Decision filter
- Opinion (25) Apply Opinion filter
- Technical Advice (21) Apply Technical Advice filter
- Technical Standards (13) Apply Technical Standards filter
- CESR Document (3) Apply CESR Document filter
- Investor Warning (2) Apply Investor Warning filter
- SMSG Advice (2) Apply SMSG Advice filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
Your filters
ITMG X Prospectus X Corporate Disclosure X Transparency X Credit Rating Agencies X Corporate Governance X Innovation and Products X Fund Management X Corporate Information X Corporate Finance X Benchmarks X Q&A X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 17/08/2022 | ESMA34-45-974 | Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs | Fund Management, Guidelines and Technical standards | Compliance table | PDF 230.68 KB |
||||
| 17/08/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 232.45 KB |
||||
| 20/07/2022 | ESMA34-43-392 | Q&A on the application of the UCITS Directive | Fund Management | Q&A | PDF 767.22 KB |
||||
| 20/07/2022 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 707.65 KB |
||||
| 23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
||||
| 23/06/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 199.22 KB |
||||
| 07/06/2022 | ESMA81-393-477 | Compliance table on Guidelines on methodology oversight function and record keeping requirements | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 195.01 KB |
||||
| 20/04/2022 | ESMA34-45-1445 | Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds | Fund Management, Guidelines and Technical standards | Compliance table | PDF 192.62 KB |
||||
| 01/04/2022 | ESMA32-51-370 | Q&A on ESMA Guidelines on Alternative Performance Measures | Corporate Disclosure, Corporate Information | Q&A | PDF 987.02 KB |
||||
| 04/02/2022 | ESMA32-67-802 | Compliance table on the Guidelines on the enforcement of financial information | Guidelines and Technical standards, Transparency | Compliance table | PDF 135.55 KB |
||||
| 28/01/2022 | ESMA50-164-5210 | Compliance table on Guidelines on outsourcing to cloud service providers | Guidelines and Technical standards, Innovation and Products | Compliance table | PDF 172.7 KB |
||||
| 14/01/2022 | ESMA32-67-184 | Compliance table- guidelines on APMs ESMA 2015-1415 | Corporate Disclosure, Guidelines and Technical standards | Compliance table | PDF 127.7 KB |
||||
| 30/11/2021 | ESMA34-32-458 | Compliance table- Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 111.92 KB |
||||
| 30/11/2021 | 2016/572 | Compliance table- Guidelines on key concepts of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 153.05 KB |
||||
| 19/11/2021 | ESMA50-164-4045 | Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation | Fund Management | Compliance table | PDF 145.22 KB |
||||
| 26/10/2021 | ESMA34-49-373 | Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 | Fund Management, Guidelines and Technical standards | Compliance table | PDF 220.66 KB |
||||
| 29/07/2021 | ESMA33-5-87 | Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA | Credit Rating Agencies | Q&A | PDF 409.83 KB |
||||
| 27/07/2021 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 814.87 KB |
||||
| 08/07/2021 | ESMA32-382-1157 | Compliance table on disclosure requirements under the Prospectus Regulation | Prospectus | Compliance table | PDF 124.29 KB |
||||
| 01/07/2021 | ESMA31-62-1409 | Compliance table GLs on Risk factors | Prospectus | Compliance table | PDF 131.48 KB |