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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
07/04/2021 JC 2021 08 Joint Committee Annual Report 2020 Annual Report PDF
1.01 MB
09/04/2019 2019 19 Joint Committee Annual Report 2018 Annual Report PDF
198.17 KB
03/07/2003 03-174b Interim Report on the Activities of CESR to the European Commission Annual Report PDF
129.89 KB
CESR publishes today its Interim Report on the Activities of CESR to the European Commission. This report aims at providing half year information on the activities of CESR to the European Commission, the European Parliament and the European Securitities Committee. The report focuses on the functioning of CESR, "Level 2 work and "Level 3 work" as well as providing an indicative timetable for the CESR work plans.
05/03/2002 02-039b Interim Report on the Activities of CESR to the European Commission Annual Report PDF
59.08 KB
Interim report on the activities of the Committee of European Securities Regulators (CESR) to the European Commission and sent to the European Parliament and the European Securities Committee.
06/10/2004 04-382 Interim report on the activities of CESR to the European Commission Annual Report PDF
167.29 KB
CESR publishes today its Interim Report on the Activities of CESR to the European Commission. This report aims at providing half year information on the activities of CESR to the European Commission, the European Parliament and the European Securitities Committee.
08/12/2006 06-421 Interim Report on the Activities of CESR to the European Commission Annual Report PDF
253.44 KB
30/01/2008 07-671 Interim Report on the Activities of CESR to the European Commission Annual Report PDF
384.66 KB
17/10/2008 08-678 Interim Report on the Activities of CESR to the European Commission Annual Report PDF
347.11 KB
16/02/2015 2015/280 ESMA supervision of Credit Rating Agencies and Trade Repositories , , Annual Report PDF
891.95 KB
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015.
16/02/2016 ESMA70-151-3419 Comply or explain table for G&R on PFMIs , Compliance table PDF
141.61 KB
16/02/2016 ESMA70-151-3418 Comply or explain table for G&R on IO arrangements , Compliance table PDF
141.37 KB
16/02/2016 ESMA70-151-3417 Comply or explain table for G&R on CCP college , Compliance table PDF
141.53 KB
24/04/2017 ESMA 32-67-184 Compliance table- guidelines on APMs ESMA 2015-1415 , Compliance table PDF
112.42 KB
01/12/2020 ESMA32-67-142 Compliance table on ESMA Guidelines on the enforcement of financial information , Compliance table PDF
150.56 KB
08/03/2021 ESMA70-151-2537 Compliance table Guidelines Conflict of interest , Compliance table PDF
141.4 KB
22/12/2015 JC/2015/087 Compliance Table GL financial conglomerates , Compliance table PDF
291.93 KB
23/10/2018 ESMA70-151-732 Compliance table for the Guidelines on participant default rules and procedures under Regulation (EU) No 909/2014 (ESMA70-151-294) Compliance table PDF
140.8 KB
23/10/2018 ESMA70-151-727 Compliance table for the Guidelines on CSD Access to the trading feeds of CCPs and trading venues (ESMA70-151-298) Compliance table PDF
151.14 KB
01/10/2021 ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body , , Compliance table PDF
278.69 KB
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18/02/2015 JC/GL/2014/43 Appendix 1 Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors , Compliance table PDF
187.15 KB

The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors.