ESMA LIBRARY
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Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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25/11/2011 | 2011/397 | Public statement on sovereign debt in IFRS financial statements | Corporate Disclosure, Corporate Governance, IFRS Supervisory Convergence, Press Releases | Statement | PDF 189.46 KB |
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19/02/2013 | 2013/84 | Feedback statement on the consultation regarding the role of the proxy advisory industry | Corporate Disclosure, Corporate Governance | Statement | PDF 559.31 KB |
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12/11/2013 | 2013/1642 | Information on shareholder cooperation and acting in concert under the Takeover Bids Directive | Corporate Disclosure, Corporate Governance | Statement | PDF 321.63 KB |
The European Securities and Markets Authority (ESMA) has published a statement on practices governed by the Takeover Bid Directive (TBD), focused on shareholder cooperation issues relating to acting in concert and the appointment of board members. The statement contains a White List of activities that shareholders can cooperate on without the presumption of acting in concert. It also contains information on how shareholders may cooperate in order to secure board member appointments by setting out factors that national authorities may take into account when considering whether shareholders are acting in concert. The statement is in response to a request by the European Commission for clarity on these issues, following its 2012 report on the application of the TBD. It is based on information collected about the TBD’s application and common practices across the European Economic Area (EEA). The statement was prepared by the Takeover Bids Network, a permanent working group, under ESMA’s auspices, that promotes the exchange of information on practices and application of the TBD across EEA. | |||
20/06/2016 | 2016/940 | Statement by Steven Maijoor at ECON MiFID II/MiFIR Scrutiny Session, 21 June 2016 | Speeches, MiFID - Secondary Markets | Statement | PDF 235.65 KB |
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11/01/2017 | ESMA42-1643088512-2962 | ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution | MiFID - Investor Protection, MiFID - Secondary Markets, Supervisory convergence | Report | PDF 774.17 KB |
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28/02/2017 | ESMA70-872942901-21 | Final report on draft RTS on package orders for which there is a liquid market | MiFID - Secondary Markets | Report | PDF 712.46 KB |
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31/03/2017 | ESMA/2017/70-8792942901-40 | Final report on Draft RTS specifying the scope of the consolidated tape for non-equity financial instruments | MiFID - Secondary Markets | Report | PDF 644.29 KB |
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05/04/2017 | ESMA31-54-435 | Report on shareholder identification and communication systems | Corporate Finance, Corporate Governance | Report | PDF 1.09 MB |
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06/07/2017 | ESMA71-99-522 | ESMA appoints new member to its Management Board | Corporate Information, Management Board | Statement | PDF 144.98 KB |
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28/09/2017 | ESMA70-154-356 | Public statement- Joint work plan of ESMA and NCAs for opinions on MiFID II pre-trade transparency waivers and position limits | MiFID - Secondary Markets | Statement | PDF 165.66 KB |
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29/09/2017 | ESMA71-99-602 | ESMA appoints new chairs to Standing Committees | Board of Supervisors, Corporate Disclosure, Corporate Finance, Corporate Information, Innovation and Products, Market Integrity, MiFID - Secondary Markets, Post Trading | Statement | PDF 143.69 KB |
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29/09/2017 | ESMA70-156-227 | Final report on draft RTS on the trading obligation for derivatives under MiFIR | MiFID - Secondary Markets | Report | PDF 609.23 KB |
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20/12/2017 | ESMA70-145-401 | ESMA statement for smooth implementation of LEI | MiFID - Secondary Markets | Statement | PDF 134.04 KB |
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20/06/2018 | ESMA70-145-872 | Public statement on LEI | MiFID - Secondary Markets | Statement | PDF 134.89 KB |
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05/02/2019 | ESMA 70-155-7026 | Use of UK data in ESMA databases in case of a no-deal Brexit | Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 281.69 KB |
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07/03/2019 | ESMA70-155-7253 | Public Statement MiFIDII BMR provisions under a no deal Brexit | Brexit, MiFID - Secondary Markets | Statement | PDF 333.6 KB |
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19/03/2019 | ESMA70-155-7329 | Public Statement Trading Obligation Shares | Brexit, MiFID - Secondary Markets | Statement | PDF 134.02 KB |
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28/03/2019 | ESMA90-1-83 | Brexit Update March 2019 | Brexit, Credit Rating Agencies, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Trade Repositories | Statement | PDF 121.13 KB |
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29/05/2019 | ESMA70-154-1204 | Revised Public_ Statement_Trading_Obligation_Shares | Brexit, MiFID - Secondary Markets | Statement | PDF 82.26 KB |
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03/06/2019 | ESMA70-156-835 | Supervisory Briefing PreTradeTransparency Non-Equity Instruments | MiFID - Secondary Markets, Supervisory convergence | Report | PDF 148.65 KB |