ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
85
REFINE YOUR SEARCH
Sections
- (-) Remove Management Board filter Management Board
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Planning reporting budget filter Planning reporting budget
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Press Releases filter Press Releases
- CESR Archive (462) Apply CESR Archive filter
- Post Trading (131) Apply Post Trading filter
- Board of Supervisors (93) Apply Board of Supervisors filter
- Joint Committee (83) Apply Joint Committee filter
- Risk Analysis & Economics - Markets Infrastructure Investors (82) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Fund Management (81) Apply Fund Management filter
- Credit Rating Agencies (59) Apply Credit Rating Agencies filter
- MiFID - Investor Protection (59) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (57) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (53) Apply Corporate Disclosure filter
- Securities and Markets Stakeholder Group (51) Apply Securities and Markets Stakeholder Group filter
- Supervisory convergence (47) Apply Supervisory convergence filter
- CCP Directorate (45) Apply CCP Directorate filter
- IFRS Supervisory Convergence (39) Apply IFRS Supervisory Convergence filter
- Market Abuse (34) Apply Market Abuse filter
- Prospectus (34) Apply Prospectus filter
- Benchmarks (21) Apply Benchmarks filter
- Innovation and Products (21) Apply Innovation and Products filter
- Market data (21) Apply Market data filter
- Market Integrity (20) Apply Market Integrity filter
- Guidelines and Technical standards (16) Apply Guidelines and Technical standards filter
- Securitisation (16) Apply Securitisation filter
- Trading (15) Apply Trading filter
- Sustainable finance (13) Apply Sustainable finance filter
- Trade Repositories (12) Apply Trade Repositories filter
- Corporate Information (10) Apply Corporate Information filter
- Short Selling (10) Apply Short Selling filter
- Transparency (6) Apply Transparency filter
- COVID-19 (5) Apply COVID-19 filter
- IAS Regulation (4) Apply IAS Regulation filter
- Crowdfunding (2) Apply Crowdfunding filter
- Audit (1) Apply Audit filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Summary of Conclusions filter Summary of Conclusions
- (-) Remove Report filter Report
- (-) Remove Final Report filter Final Report
- (-) Remove Consultation Paper filter Consultation Paper
- Press Release (333) Apply Press Release filter
- Reference (144) Apply Reference filter
- Statement (33) Apply Statement filter
- Decision (13) Apply Decision filter
- Annual Report (11) Apply Annual Report filter
- Letter (11) Apply Letter filter
- Speech (4) Apply Speech filter
- Q&A (3) Apply Q&A filter
- Guidelines & Recommendations (1) Apply Guidelines & Recommendations filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
ITMG X Securities Financing Transactions X Management Board X Corporate Governance X European Single Electronic Format X Corporate Finance X Planning reporting budget X Press Releases X Report X Summary of Conclusions X Final Report X Consultation Paper X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 21/12/2016 | 2016/1668 | 2016-1668 ESMA feedback statement on ESEF | Corporate Disclosure, European Single Electronic Format, Transparency | Report | PDF 6.98 MB |
||||
| 15/10/2018 | ESMA31-62-1114 | 2017 Report on EEA prospectus activity | Corporate Finance | Final Report | PDF 385.45 KB |
||||
| 05/10/2017 | ESMA20-95-619 | 2018 Work Programme | Corporate Information, Planning reporting budget | Report | PDF 533.61 KB |
||||
| 04/02/2019 | ESMA20-95-1105 | 2019 Regulatory Work Programme | Board of Supervisors, Planning reporting budget, Supervisory convergence | Report | PDF 308.68 KB |
||||
| 02/10/2020 | ESMA20-95-1273 | 2021 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 608.58 KB |
||||
| 28/09/2021 | ESMA20-95-1430 | 2022 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 589.43 KB |
||||
| 17/12/2021 | ESMA91-372-1945 | Assessment Report under Article 25(2c) of EMIR (Part 1 of 2) | CCP Directorate, Post Trading, Press Releases | Report | PDF 13.38 MB |
||||
| 17/12/2021 | ESMA91-372-1945 | Assessment Report under Article 25(2c) of EMIR (Part 2 of 2) | CCP Directorate, Post Trading, Press Releases | Report | PDF 13.18 MB |
||||
| 14/09/2011 | 2011/288 | Call for evidence- Empty voting | Corporate Disclosure, Corporate Governance, Transparency | Consultation Paper | PDF 81.13 KB |
||||
| 27/05/2019 | ESMA70-151-1985 | Consultation paper on Guidelines for reporting under Articles 4 and 12 SFTR | Securities Financing Transactions | Consultation Paper | PDF 1.32 MB |
||||
| 13/07/2018 | ESMA31-62-996 | Consultation Paper on Guidelines on Risk Factors | Corporate Finance | Consultation Paper | PDF 833.24 KB |
||||
| 13/07/2018 | ESMA31-62-962 | Consultation Paper on minimum information content for prospectus exemption | Corporate Finance | Consultation Paper | PDF 1.6 MB |
||||
| 28/05/2021 | ESMA74-362-1941 | Consultation Paper on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | Consultation Paper | PDF 658.69 KB |
||||
| 22/03/2012 | 2012/212 | Discussion Paper- An Overview of the Proxy Advisory Industry. Considerations on Possible Policy Options | Corporate Disclosure, Corporate Governance | Consultation Paper | PDF 524.85 KB |
This Discussion Paper focuses on the development of the proxy advisory industry in Europe, which mainly serves institutional investors such as asset managers, mutual funds and pension funds. Following its fact-finding work in 2011, ESMA recognises the proxy advisory industry within Europe is, or is expected to be, growing in prominence and investors are, or are expected to be, increasingly using proxy advisor services. In this paper ESMA identifies several key issues related to the proxy advisory market which may have an impact on the proper functioning of the voting process. The range of policy options that ESMA will consider, and on which it seeks further input from market participants, consists of four broad areas, including: 1. No EU-level action at this stage 2. Encouraging Member States and/or industry to develop standards 3. Quasi-binding EU-level regulatory instruments 4. Binding EU-level legislative instruments ESMA will consider these options based on the feedback it receives from market participants, and, if appropriate, will undertake further policy action, either directly or by providing an opinion to the European Commission. The reason to bring up some policy options is due to the fact that proxy advisors are currently not regulated at a pan-European level. Nevertheless, there are relevant European rules that apply to investors (e.g. for UCITS management companies when exercising voting rights). In addition, there are also well-recognised corporate governance standards that apply to issuers at a national level (based on the “comply or explain approach”) and some complements to improve standards of stewardship among investors. All feedback received from this Discussion Paper will be duly considered. ESMA expects to publish a feedback statement in Q4 of 2012 which will summarise the responses received and will state ESMA’s view on whether there is a need for policy action in this area. | |||
| 07/06/2019 | ESMA32-60-474 | Draft RTS amending Delegated Regulation (EU) 2018/815 on the updates of the taxonomy to be used for the ESEF | Corporate Disclosure, European Single Electronic Format | Final Report | PDF 6.5 MB |
||||
| 30/09/2016 | 2016/1409 | Draft RTS and ITS under SFTR and amendments to related EMIR RTS | Post Trading, Securities Financing Transactions | Consultation Paper | PDF 5.63 MB |
The European Securities and Markets Authority (ESMA) is publishing this Consultation Paper as part of its consultations on Level 2 measures under the Securities Financing Transactions Regulation (SFTR) as well as certain amendments to the Level 2 measures under EMIR in order to take into account legal developments as well as to ensure consistency, where relevant, between the frameworks of both regulations Contents Section 1 is the executive summary of the document. Section 2 explains the background to our proposals. Section 3 includes detailed information on the procedure and criteria for registration as TR under SFTR. Section 4 details the use of internationally agreed reporting standards, the reporting logic under SFTR and the main aspects of the structure of an SFT report. Section 5 covers the requirements regarding transparency of data and aggregation and comparison of data. Section 6 details the access levels of authorities. Section 7 contains the tables of fields, for the relevant types of SFTs, as well as a summary of all the questions. Next Steps ESMA will consider the feedback it received to this document in the fourth quarter of 2016. The final report and the draft technical standards will be submitted to the European Commission for endorsement by the end of Q1/beginning Q2 2017. |
|||
| 03/07/2017 | ESMA31-62-746 | EEA prospectus activity in 2016 | Corporate Finance, Prospectus | Report | PDF 475.66 KB |
||||
| 15/04/2021 | ESMA80-193-1713 | EMIR and SFTR data quality report 2020 | Market data, Press Releases, Securities Financing Transactions, Supervisory convergence | Final Report | PDF 791.94 KB |
||||
| 25/09/2015 | 2015/1463 | ESMA Consultation Paper on ESEF | Corporate Disclosure, European Single Electronic Format, Transparency | Consultation Paper | PDF 2.34 MB |
||||
| 25/05/2021 | ESMA74-362-1986 | Final report AND Guidelines on calculation of positions in SFTs by Trade Repositories | Market data, Post Trading, Securities Financing Transactions | Final Report | PDF 629.81 KB |