ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove IAS Regulation filter IAS Regulation
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Management Board filter Management Board
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- Risk Analysis & Economics - Markets Infrastructure Investors (48) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Post Trading (27) Apply Post Trading filter
- Fund Management (22) Apply Fund Management filter
- IFRS Supervisory Convergence (22) Apply IFRS Supervisory Convergence filter
- Supervisory convergence (20) Apply Supervisory convergence filter
- Joint Committee (16) Apply Joint Committee filter
- Corporate Disclosure (15) Apply Corporate Disclosure filter
- Innovation and Products (13) Apply Innovation and Products filter
- MiFID - Investor Protection (10) Apply MiFID - Investor Protection filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (8) Apply Corporate Information filter
- MiFID - Secondary Markets (8) Apply MiFID - Secondary Markets filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Market data (7) Apply Market data filter
- Prospectus (7) Apply Prospectus filter
- Sustainable finance (7) Apply Sustainable finance filter
- CCP Directorate (6) Apply CCP Directorate filter
- Market Abuse (6) Apply Market Abuse filter
- Benchmarks (5) Apply Benchmarks filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Market Integrity (5) Apply Market Integrity filter
- Securitisation (4) Apply Securitisation filter
- Trade Repositories (4) Apply Trade Repositories filter
- Press Releases (3) Apply Press Releases filter
- COVID-19 (2) Apply COVID-19 filter
- Guidelines and Technical standards (2) Apply Guidelines and Technical standards filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Report filter Report
- Reference (137) Apply Reference filter
- Press Release (92) Apply Press Release filter
- Letter (91) Apply Letter filter
- Summary of Conclusions (48) Apply Summary of Conclusions filter
- Guidelines & Recommendations (42) Apply Guidelines & Recommendations filter
- Consultation Paper (39) Apply Consultation Paper filter
- Statement (36) Apply Statement filter
- Decision (35) Apply Decision filter
- Final Report (34) Apply Final Report filter
- Annual Report (11) Apply Annual Report filter
- Technical Advice (10) Apply Technical Advice filter
- Speech (9) Apply Speech filter
- Technical Standards (5) Apply Technical Standards filter
- Q&A (4) Apply Q&A filter
- Opinion (2) Apply Opinion filter
- SMSG Advice (1) Apply SMSG Advice filter
Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
16/12/2016 | 2016/1662 | 2016-1662 Competition & Choice in the Credit Rating Industry | Credit Rating Agencies | Report | PDF 1.22 MB |
||||
21/12/2016 | 2016/1668 | 2016-1668 ESMA feedback statement on ESEF | Corporate Disclosure, European Single Electronic Format, Transparency | Report | PDF 6.98 MB |
||||
02/10/2020 | ESMA20-95-1273 | 2021 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 608.58 KB |
||||
28/09/2021 | ESMA20-95-1430 | 2022 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 589.43 KB |
||||
20/12/2017 | ESMA33-5-209 | CRA Market Share Calculation 2017 | Credit Rating Agencies | Report | PDF 1012.23 KB |
||||
10/01/2020 | ESMA33-9-340 | CRA Market Share Calculation 2019 | Credit Rating Agencies | Report | PDF 446.77 KB |
||||
03/07/2017 | ESMA31-62-746 | EEA prospectus activity in 2016 | Corporate Finance, Prospectus | Report | PDF 475.66 KB |
||||
17/07/2018 | ESMA32-51-522 | ESMA response to the European Commission consultation on the Fitness Check on the EU Framework for public reporting by companies | Corporate Disclosure, IAS Regulation | Report | PDF 625.18 KB |
||||
05/02/2016 | 2016/234 | ESMA’s supervision of credit rating agencies and trade repositories- 2015 annual report and 2016 work plan. | Credit Rating Agencies, Trade Repositories | Report | PDF 2.08 MB |
The European Securities and Markets Authority’s (ESMA) annual report and work programme has been prepared according to Article 21 of Regulation 1060/2009 on credit rating agencies as amended (the CRA Regulation) and Article 85 of Regulation 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR). It highlights the direct supervisory activities carried out by ESMA during 2015 regarding credit rating agencies (CRAs) and trade repositories (TRs) and outlines ESMA’s main priorities in these areas for 2016. ESMA adopts a risk-based approach to the supervision of CRAs and TRs in accordance with its overall objectives of promoting financial stability and orderly markets and enhancing investor protection. This risk-based approach requires the analysis of information from a variety of sources and the application of multiple supervisory tools including day-to-day supervision, cycle of engagement meetings with supervised entities, on-site inspections and dedicated investigations. In order to build on the expertise that ESMA has developed through its supervision of CRAs and TRs, ESMA created a single Supervision Department in November 2015. ESMA intends to draw on the best practices identified from the supervision of both types of entity to further enhance its supervisory effectiveness in future. |
|||
30/09/2020 | ESMA 33-9-371 | Final Report Guidelines Internal Control for CRAs | Credit Rating Agencies | Report | PDF 430.48 KB |
||||
20/12/2019 | ESMA80-196-3218 | Follow-up Report on fees charged by CRAs and TRs | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Report | PDF 606.45 KB |
||||
12/04/2011 | 2011/116 Annex 2 | Progress report on equivalence of Indian Accounting Standards with IFRS | IAS Regulation | Report | PDF 399.46 KB |
||||
22/12/2021 | ESMA80-416-197 | Report on CRA Market Share Calculation 2021 | Credit Rating Agencies | Report | PDF 494.35 KB |
||||
30/03/2021 | ESMA32-67-716 | Report on IFRS 10-11-12 | Corporate Disclosure, IAS Regulation, IFRS Supervisory Convergence | Report | PDF 480.12 KB |
||||
05/04/2017 | ESMA31-54-435 | Report on shareholder identification and communication systems | Corporate Finance, Corporate Governance | Report | PDF 1.09 MB |
||||
03/02/2017 | ESMA80-1467488426-27 | Supervision Annual Report 2016 and Work Programme 2017 | Credit Rating Agencies, Trade Repositories | Report | PDF 2.49 MB |
||||
06/04/2017 | ESMA33-9-158 | Supervisory Briefing: A Common Approach to the CRA Regulation’s Provisions for Encouraging the use of Smaller CRAs | Credit Rating Agencies | Report | PDF 687.07 KB |
|
|||
11/01/2018 | ESMA80-196-954 | Thematic Report- On fees charged by Credit Rating Agencies and Trade Repositories | Credit Rating Agencies, Trade Repositories | Report | PDF 1.14 MB |