ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
19
REFINE YOUR SEARCH
Sections
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove IAS Regulation filter IAS Regulation
- (-) Remove CCP Directorate filter CCP Directorate
- (-) Remove COVID-19 filter COVID-19
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Management Board filter Management Board
- Risk Analysis & Economics - Markets Infrastructure Investors (37) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Post Trading (21) Apply Post Trading filter
- IFRS Supervisory Convergence (19) Apply IFRS Supervisory Convergence filter
- Supervisory convergence (17) Apply Supervisory convergence filter
- Fund Management (15) Apply Fund Management filter
- Corporate Disclosure (14) Apply Corporate Disclosure filter
- Joint Committee (10) Apply Joint Committee filter
- Credit Rating Agencies (9) Apply Credit Rating Agencies filter
- Innovation and Products (9) Apply Innovation and Products filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- MiFID - Investor Protection (8) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (7) Apply MiFID - Secondary Markets filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Market Abuse (6) Apply Market Abuse filter
- Prospectus (6) Apply Prospectus filter
- Benchmarks (4) Apply Benchmarks filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- Market Integrity (4) Apply Market Integrity filter
- Securitisation (3) Apply Securitisation filter
- Sustainable finance (3) Apply Sustainable finance filter
- Corporate Finance (2) Apply Corporate Finance filter
- Guidelines and Technical standards (2) Apply Guidelines and Technical standards filter
- Market data (2) Apply Market data filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Press Releases (1) Apply Press Releases filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Report filter Report
- Reference (151) Apply Reference filter
- Letter (85) Apply Letter filter
- Annual Report (77) Apply Annual Report filter
- Press Release (55) Apply Press Release filter
- Statement (51) Apply Statement filter
- Summary of Conclusions (41) Apply Summary of Conclusions filter
- Decision (19) Apply Decision filter
- Speech (16) Apply Speech filter
- Final Report (13) Apply Final Report filter
- Opinion (12) Apply Opinion filter
- Consultation Paper (10) Apply Consultation Paper filter
- Q&A (4) Apply Q&A filter
- Compliance table (1) Apply Compliance table filter
- Guidelines & Recommendations (1) Apply Guidelines & Recommendations filter
- Investor Warning (1) Apply Investor Warning filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
ITMG X Securities Financing Transactions X Management Board X IAS Regulation X Corporate Governance X CCP Directorate X COVID-19 X Trade Repositories X Corporate Information X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 08/04/2021 | ESMA93-373-39 | Annual peer review of EU CCP supervision | CCP Directorate | Report | PDF 449.37 KB |
||||
| 30/03/2021 | ESMA32-67-716 | Report on IFRS 10-11-12 | Corporate Disclosure, IAS Regulation, IFRS Supervisory Convergence | Report | PDF 480.12 KB |
||||
| 02/10/2020 | ESMA20-95-1273 | 2021 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 608.58 KB |
||||
| 25/09/2020 | ESMA02-91-2964 | Report on Budgetary and Financial Management Financial Year 2019 | Corporate Information, Planning reporting budget | Report | PDF 385.36 KB |
||||
| 13/07/2020 | ESMA70-151-3186 | 3rd EU-wide CCP Stress Test Report | CCP Directorate, Post Trading | Report | PDF 5.94 MB |
||||
| 04/05/2020 | ESAs 2020 09 | EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework | COVID-19, Joint Committee, Post Trading | Report | PDF 338.72 KB |
||||
| 02/04/2020 | ESMA50-165-1107 | ESMA Risk Dashboard Risk up-date | COVID-19, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 221.33 KB |
||||
| 09/01/2020 | ESMA22-106-1942 | Strategic Orientation 2020-22 | Board of Supervisors, Corporate Information | Report | PDF 325.47 KB |
defr | |||
| 20/12/2019 | ESMA80-196-3218 | Follow-up Report on fees charged by CRAs and TRs | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Report | PDF 606.45 KB |
||||
| 06/05/2019 | ESMA/2016/990 | Report on budgetary and financial management 2015 | Corporate Information, Planning reporting budget | Report | PDF 544.34 KB |
||||
| 06/05/2019 | ESMA02-1733218672-745 | Report on budgetary and financial management 2016 | Corporate Information, Planning reporting budget | Report | PDF 548.5 KB |
||||
| 06/05/2019 | ESMA02-91-1958 | Report on budgetary and financial management 2017 | Corporate Information, Planning reporting budget | Report | PDF 546.02 KB |
||||
| 17/07/2018 | ESMA32-51-522 | ESMA response to the European Commission consultation on the Fitness Check on the EU Framework for public reporting by companies | Corporate Disclosure, IAS Regulation | Report | PDF 625.18 KB |
||||
| 11/01/2018 | ESMA80-196-954 | Thematic Report- On fees charged by Credit Rating Agencies and Trade Repositories | Credit Rating Agencies, Trade Repositories | Report | PDF 1.14 MB |
||||
| 05/10/2017 | ESMA20-95-619 | 2018 Work Programme | Corporate Information, Planning reporting budget | Report | PDF 533.61 KB |
||||
| 05/04/2017 | ESMA31-54-435 | Report on shareholder identification and communication systems | Corporate Finance, Corporate Governance | Report | PDF 1.09 MB |
||||
| 03/02/2017 | ESMA80-1467488426-27 | Supervision Annual Report 2016 and Work Programme 2017 | Credit Rating Agencies, Trade Repositories | Report | PDF 2.49 MB |
||||
| 05/02/2016 | 2016/234 | ESMA’s supervision of credit rating agencies and trade repositories- 2015 annual report and 2016 work plan. | Credit Rating Agencies, Trade Repositories | Report | PDF 2.08 MB |
The European Securities and Markets Authority’s (ESMA) annual report and work programme has been prepared according to Article 21 of Regulation 1060/2009 on credit rating agencies as amended (the CRA Regulation) and Article 85 of Regulation 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR). It highlights the direct supervisory activities carried out by ESMA during 2015 regarding credit rating agencies (CRAs) and trade repositories (TRs) and outlines ESMA’s main priorities in these areas for 2016. ESMA adopts a risk-based approach to the supervision of CRAs and TRs in accordance with its overall objectives of promoting financial stability and orderly markets and enhancing investor protection. This risk-based approach requires the analysis of information from a variety of sources and the application of multiple supervisory tools including day-to-day supervision, cycle of engagement meetings with supervised entities, on-site inspections and dedicated investigations. In order to build on the expertise that ESMA has developed through its supervision of CRAs and TRs, ESMA created a single Supervision Department in November 2015. ESMA intends to draw on the best practices identified from the supervision of both types of entity to further enhance its supervisory effectiveness in future. |
|||
| 12/04/2011 | 2011/116 Annex 2 | Progress report on equivalence of Indian Accounting Standards with IFRS | IAS Regulation | Report | PDF 399.46 KB |