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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
06/04/2021 ESMA74-362-893 QAs on SFTR data reporting , , Q&A PDF
327.76 KB
06/04/2021 ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements , Guidelines & Recommendations PDF
258.09 KB
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29/03/2021 ESMA74-362-1937 response form- Technical Advice on simplification TR fees under SFTR and EMIR , Reference DOCX
757.95 KB
29/03/2021 ESMA70-151-2838 Guidelines on Reporting Under SFTR Final Report PDF
3.21 MB
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12/03/2021 ESMA33-9-320 Guidelines On Disclosure Requirements Applicable to Credit Ratings , Guidelines & Recommendations PDF
135.98 KB
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10/03/2021 ESMA63-43-1843 ESMA budget 2021 Reference PDF
526 KB
10/03/2021 ESMA33-9-371 Guidelines on Internal Control for CRAs , Guidelines & Recommendations PDF
297.77 KB
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08/03/2021 ESMA70-151-2537 Compliance table Guidelines Conflict of interest , Compliance table PDF
141.4 KB
08/03/2021 ESMA70-151-2536 compliance table Guidelines APC Measures , Compliance table PDF
141.15 KB
04/03/2021 ESMA32-382-1138 Guidelines on disclosure requirements under the Prospectus Regulation , Guidelines & Recommendations PDF
549.46 KB
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03/03/2021 ESMA32-51-818 Letter to the EC on next steps following Wirecard , , , Letter PDF
277.21 KB
22/02/2021 ESMA65-11-243 TERMS OF REFERENCE- ITMG Reference PDF
100.84 KB
10/02/2021 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs , , Compliance table PDF
222.38 KB
04/02/2021 ESMA63-43-1728 ESMA Budget Amendment n.4 for 2020 Reference PDF
200.78 KB
22/01/2021 ESMA34-45-974 Guidelines on liquidity stress testing in UCITS and AIFs , Guidelines & Recommendations PDF
226.95 KB
18/12/2020 ESMA34-49-186 Confirmation of compliance with Guidelines- MMF Stress test guidelines , Compliance table PDF
136.41 KB
18/12/2020 ESMA80-192-10053 Public Statement_Registration_DTCC Data Repository (Ireland) PLC under EMIR and SFTR , Statement PDF
76.58 KB
16/12/2020 ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Reference XLSX
102.1 KB
16/12/2020 ESMA42-646012687-331 ESMA Guidelines , Reference XLSX
65.91 KB
23/11/2020 ESMA32-50-218 Guidelines on enforcement of financial information Guidelines & Recommendations PDF
326.44 KB
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