ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
18
REFINE YOUR SEARCH
Sections
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Market Abuse filter Market Abuse
- Speeches (143) Apply Speeches filter
- MiFID - Secondary Markets (98) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (72) Apply MiFID - Investor Protection filter
- Post Trading (43) Apply Post Trading filter
- Short Selling (36) Apply Short Selling filter
- Market Integrity (34) Apply Market Integrity filter
- Fund Management (33) Apply Fund Management filter
- CESR Archive (27) Apply CESR Archive filter
- Innovation and Products (20) Apply Innovation and Products filter
- COVID-19 (14) Apply COVID-19 filter
- Credit Rating Agencies (13) Apply Credit Rating Agencies filter
- Corporate Disclosure (11) Apply Corporate Disclosure filter
- Corporate Information (11) Apply Corporate Information filter
- Supervisory convergence (11) Apply Supervisory convergence filter
- Brexit (9) Apply Brexit filter
- Joint Committee (7) Apply Joint Committee filter
- Prospectus (6) Apply Prospectus filter
- Securitisation (6) Apply Securitisation filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Board of Supervisors (3) Apply Board of Supervisors filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- CCP Directorate (2) Apply CCP Directorate filter
- International cooperation (2) Apply International cooperation filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Sustainable finance (2) Apply Sustainable finance filter
- Corporate Finance (1) Apply Corporate Finance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Trading (1) Apply Trading filter
- Transparency (1) Apply Transparency filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Opinion filter Opinion
- (-) Remove Technical Advice filter Technical Advice
- CLOSED Procedure (62) Apply CLOSED Procedure filter
- Reference (46) Apply Reference filter
- Consultation Paper (20) Apply Consultation Paper filter
- Final Report (20) Apply Final Report filter
- Press Release (19) Apply Press Release filter
- Report (10) Apply Report filter
- Statement (7) Apply Statement filter
- Guidelines & Recommendations (6) Apply Guidelines & Recommendations filter
- Compliance table (4) Apply Compliance table filter
- ONGOING Procedure (4) Apply ONGOING Procedure filter
- Letter (3) Apply Letter filter
- Q&A (3) Apply Q&A filter
- Annual Report (2) Apply Annual Report filter
- CESR Document (1) Apply CESR Document filter
- Decision (1) Apply Decision filter
- Technical Standards (1) Apply Technical Standards filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 03/02/2015 | 2015/224 | ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation | Market Abuse | Technical Advice | PDF 1021.03 KB |
This advice:• specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; • recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;• suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified. • provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation. . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and• proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015. | |||
| 17/06/2016 | 2016/982 | Opinion on inside information disclosure under the Market Abuse Regulation | Market Abuse | Opinion | PDF 278.89 KB |
||||
| 09/10/2020 | ESM22-103-1158 | ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference | COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches | Speech | PDF 133.94 KB |
||||
| 16/05/2019 | ESMA34-45-712 | Verena Ross- ICMA 2019 conference speech | Benchmarks, Brexit, MiFID II: Transparency Calculations and DVC, Speeches | Speech | PDF 134.24 KB |
||||
| 29/04/2020 | ESMA41-137-1299 | ESMAR Article 9a(2) Opinion- BMR EC | Benchmarks | Opinion | PDF 130.45 KB |
||||
| 29/04/2020 | ESMA41-137-1300 | ESMAR Article 9a(3) Opinion- BMR NCA | Benchmarks | Opinion | PDF 126.5 KB |
||||
| 30/05/2017 | ESMA70-145-103 | Communication on launch of reference data submission under MAR | Market Abuse, Market Integrity | Opinion | PDF 132.12 KB |
||||
| 13/04/2018 | ESMA70-145-442 | ESMA Opinion on AMF Accepted Market Practice on liquidity contracts | Market Abuse, Market Integrity | Opinion | PDF 542.91 KB |
||||
| 25/04/2017 | ESMA70-145-76 | Points for convergence in relation to MAR accepted market practices on liquidity contracts | Market Abuse, Market Integrity | Opinion | PDF 166.37 KB |
||||
| 25/02/2021 | ESMA70-155-11890 | Statement CumEx CumCum scandal- Fabrizio Planta | Market Abuse, Market Integrity, Speeches, Trading | Speech | PDF 132.57 KB |
||||
| 31/01/2020 | ESMA70-155-7850 | Opinion- Relating to the intended Accepted Market Practice on liquidity contracts notified by the Commissione Nazionale per le Società e la Borsa (Consob) | Market Abuse | Opinion | PDF 407.58 KB |
||||
| 19/09/2019 | ESMA70-155-8524 | ESMA Opinion CNMV revised Accepted Market Practice | Market Abuse, Market Integrity | Opinion | PDF 520.92 KB |
||||
| 25/09/2019 | ESMA71-319-141 | Introductory remarks- Second roundtable on euro risk-free rates | Benchmarks | Speech | PDF 108.47 KB |
||||
| 29/10/2019 | ESMA71-319-150 | Conference on the adaptation of interest rate benchmarks to the new European regulation on benchmarks- Steven Maijoor ESMA Chair at CNMV Conference | Benchmarks, Speeches | Speech | PDF 109.75 KB |
||||
| 23/01/2017 | ESMA71-844457584-329 | ESMA Chair keynote address at PRIME Finance Conference | Benchmarks, Post Trading, Speeches | Speech | PDF 281.45 KB |
||||
| 31/05/2018 | ESMA71-99-996 | Towards benchmark stability and integrity | Benchmarks | Speech | PDF 164.02 KB |
||||
| 21/09/2020 | ESMA80-187-627 | City Week 2020 Speech | Benchmarks, Speeches | Speech | PDF 160.6 KB |
||||
| 14/12/2020 | ESMA80-187-831 | Speech_ESMA Chair_EUR RFR WG Roundtable 2020 | Benchmarks | Speech | PDF 136.39 KB |