ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
49
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- Speeches (140) Apply Speeches filter
- Guidelines and Technical standards (30) Apply Guidelines and Technical standards filter
- CESR Archive (26) Apply CESR Archive filter
- MiFID - Secondary Markets (20) Apply MiFID - Secondary Markets filter
- Post Trading (16) Apply Post Trading filter
- Innovation and Products (14) Apply Innovation and Products filter
- Corporate Information (10) Apply Corporate Information filter
- Benchmarks (8) Apply Benchmarks filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- Supervisory convergence (6) Apply Supervisory convergence filter
- Brexit (5) Apply Brexit filter
- Market Integrity (5) Apply Market Integrity filter
- Market Abuse (4) Apply Market Abuse filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Board of Supervisors (3) Apply Board of Supervisors filter
- COVID-19 (3) Apply COVID-19 filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- Short Selling (3) Apply Short Selling filter
- International cooperation (2) Apply International cooperation filter
- Securitisation (2) Apply Securitisation filter
- Sustainable finance (2) Apply Sustainable finance filter
- Corporate Finance (1) Apply Corporate Finance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Compliance table filter Compliance table
- Guidelines & Recommendations (285) Apply Guidelines & Recommendations filter
- Press Release (137) Apply Press Release filter
- Reference (133) Apply Reference filter
- Consultation Paper (101) Apply Consultation Paper filter
- Final Report (69) Apply Final Report filter
- Opinion (69) Apply Opinion filter
- Statement (44) Apply Statement filter
- Letter (37) Apply Letter filter
- Report (34) Apply Report filter
- Decision (26) Apply Decision filter
- Investor Warning (26) Apply Investor Warning filter
- Technical Advice (21) Apply Technical Advice filter
- Q&A (12) Apply Q&A filter
- Technical Standards (12) Apply Technical Standards filter
- Annual Report (9) Apply Annual Report filter
- SMSG Advice (2) Apply SMSG Advice filter
- CESR Document (1) Apply CESR Document filter
Your filters
ITMG X Fund Management X Joint Committee X MiFID - Investor Protection X Credit Rating Agencies X Speech X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 19/11/2019 | ESMA71-319-154 | Banking and the MiFID II review | MiFID - Investor Protection, MiFID - Secondary Markets, Speeches | Speech | PDF 135.75 KB |
||||
| 13/02/2019 | ESMA71-319-91 | Brexit – the regulatory challenges | Brexit, Fund Management, MiFID - Secondary Markets, Post Trading, Speeches, Supervisory convergence | Speech | PDF 175.3 KB |
Steven Maijoor keynote at the European Financial Forum in Dublin |
|||
| 21/03/2018 | ESMA71-99-964 | CMU, Brexit and ESA review – What’s next? Steven Maijoor BVI Keynote | Fund Management, MiFID - Investor Protection, Speeches | Speech | PDF 329.97 KB |
||||
| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 156.28 KB |
||||
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 280.37 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. | |||
| 06/11/2018 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 477.73 KB |
||||
| 04/10/2017 | ESMA34-32-316 | Compliance table for the Guidelines on sound remuneration policies under the AIFMD (ESMA/2016/579) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 310.68 KB |
||||
| 04/10/2017 | ESMA34-43-352 | Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive (ESMA/2016/575) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 318.38 KB |
||||
| 22/12/2015 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 242.92 KB |
||||
| 20/06/2019 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 117.21 KB |
||||
| 24/04/2014 | 2013/923 | Compliance table- compliance guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.45 KB |
||||
| 27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence 2020 | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.96 KB |
||||
| 10/03/2020 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 173.19 KB |
||||
| 10/03/2020 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 162.94 KB |
||||
| 12/04/2016 | 2016/602 | Compliance table- Guidelines on ETFs and other UCITS issues | Fund Management, Guidelines and Technical standards | Compliance table | PDF 193.01 KB |
||||
| 07/04/2016 | 2016/572 | Compliance table- Guidelines on key concepts of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 214.15 KB |
||||
| 27/11/2019 | ESMA34-32-458 | Compliance table- Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 104.13 KB |
||||
| 04/05/2016 | 2016/675 | Compliance table- Guidelines on sound remuneration policies under the AIFMD (ESMA/2013/232) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 308.44 KB |
||||
| 24/04/2014 | 2013/922 | Compliance table- suitability guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.33 KB |
||||
| 18/12/2020 | ESMA34-49-186 | Confirmation of compliance with Guidelines- MMF Stress test guidelines | Fund Management, Guidelines and Technical standards | Compliance table | PDF 136.41 KB |