ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
16
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- Warnings and publications for investors (92) Apply Warnings and publications for investors filter
- Securities and Markets Stakeholder Group (90) Apply Securities and Markets Stakeholder Group filter
- Guidelines and Technical standards (45) Apply Guidelines and Technical standards filter
- MiFID - Investor Protection (41) Apply MiFID - Investor Protection filter
- Fund Management (15) Apply Fund Management filter
- Post Trading (7) Apply Post Trading filter
- Sustainable finance (4) Apply Sustainable finance filter
- Market Abuse (3) Apply Market Abuse filter
- Benchmarks (2) Apply Benchmarks filter
- Corporate Information (2) Apply Corporate Information filter
- Innovation and Products (2) Apply Innovation and Products filter
- Market Integrity (2) Apply Market Integrity filter
- Prospectus (2) Apply Prospectus filter
- Short Selling (2) Apply Short Selling filter
- Supervisory convergence (2) Apply Supervisory convergence filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Trade Repositories (1) Apply Trade Repositories filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove SMSG Advice filter SMSG Advice
- (-) Remove Investor Warning filter Investor Warning
- Letter (215) Apply Letter filter
- Reference (202) Apply Reference filter
- Opinion (94) Apply Opinion filter
- Guidelines & Recommendations (92) Apply Guidelines & Recommendations filter
- Press Release (83) Apply Press Release filter
- Final Report (74) Apply Final Report filter
- Consultation Paper (70) Apply Consultation Paper filter
- Statement (66) Apply Statement filter
- Report (39) Apply Report filter
- Speech (27) Apply Speech filter
- Q&A (16) Apply Q&A filter
- Technical Standards (12) Apply Technical Standards filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- Decision (9) Apply Decision filter
- Annual Report (7) Apply Annual Report filter
- Technical Advice (7) Apply Technical Advice filter
- CESR Document (4) Apply CESR Document filter
- Vacancy (2) Apply Vacancy filter
Your filters
ITMG X Corporate Disclosure X Joint Committee X MiFID - Secondary Markets X SMSG Advice X Compliance table X Investor Warning X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
|||
| 10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
||||
| 16/05/2022 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 168.74 KB |
||||
| 23/06/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 188.98 KB |
||||
| 29/06/2022 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 147.64 KB |
||||
| 21/06/2022 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 151.06 KB |
||||
| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
||||
| 12/02/2018 | ESMA50-164-1284 | ESA warning on virtual currencies | Joint Committee, MiFID - Investor Protection | Investor Warning | PDF 563.64 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 14/01/2022 | ESMA32-67-184 | Compliance table- guidelines on APMs ESMA 2015-1415 | Corporate Disclosure, Guidelines and Technical standards | Compliance table | PDF 127.7 KB |
||||
| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
||||
| 07/01/2022 | ESMA22-106-3809 | SMSG response to ESAs on their joint Call for evidence on the European Commission mandate regarding the PRIIPs Regulation | Fund Management, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 325.26 KB |
||||
| 21/01/2020 | ESMA22-106-2077 | SMSG Advice on Joint Consultation Paper on PRIIPs KID | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 426.62 KB |
||||
| 07/03/2017 | ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 150.61 KB |
SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
|||
| 17/03/2022 | ESA 2022 15 | EU financial regulators warn consumers on the risks of crypto-assets | Innovation and Products, Joint Committee, MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 118.67 KB |
bgcsdadeelesetfifrgahrhuitltlvmtnlplptroskslsv | |||
| 14/08/2015 | 2015/1261 | Guidelines compliance table- Guidelines on the application of definitions C6 and C7 under MiFID I | MiFID - Secondary Markets | Compliance table |