ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
19
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID II: Transparency Calculations and DVC filter MiFID II: Transparency Calculations and DVC
- (-) Remove Prospectus filter Prospectus
- (-) Remove International cooperation filter International cooperation
- (-) Remove Trading filter Trading
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- Speeches (146) Apply Speeches filter
- MiFID - Secondary Markets (43) Apply MiFID - Secondary Markets filter
- Post Trading (39) Apply Post Trading filter
- Brexit (33) Apply Brexit filter
- Corporate Disclosure (33) Apply Corporate Disclosure filter
- CESR Archive (32) Apply CESR Archive filter
- Fund Management (31) Apply Fund Management filter
- Corporate Information (28) Apply Corporate Information filter
- MiFID - Investor Protection (28) Apply MiFID - Investor Protection filter
- Credit Rating Agencies (23) Apply Credit Rating Agencies filter
- Innovation and Products (23) Apply Innovation and Products filter
- COVID-19 (21) Apply COVID-19 filter
- Board of Supervisors (20) Apply Board of Supervisors filter
- Press Releases (18) Apply Press Releases filter
- IFRS Supervisory Convergence (17) Apply IFRS Supervisory Convergence filter
- Joint Committee (14) Apply Joint Committee filter
- Market Integrity (14) Apply Market Integrity filter
- Benchmarks (12) Apply Benchmarks filter
- Supervisory convergence (11) Apply Supervisory convergence filter
- Risk Analysis & Economics - Markets Infrastructure Investors (6) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Short Selling (6) Apply Short Selling filter
- Sustainable finance (6) Apply Sustainable finance filter
- Securities Financing Transactions (5) Apply Securities Financing Transactions filter
- Trade Repositories (5) Apply Trade Repositories filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- Corporate Governance (4) Apply Corporate Governance filter
- Market Abuse (4) Apply Market Abuse filter
- Transparency (4) Apply Transparency filter
- Corporate Finance (3) Apply Corporate Finance filter
- IAS Regulation (3) Apply IAS Regulation filter
- Securitisation (3) Apply Securitisation filter
- Management Board (2) Apply Management Board filter
- Audit (1) Apply Audit filter
- CCP Directorate (1) Apply CCP Directorate filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Securities and Markets Stakeholder Group (1) Apply Securities and Markets Stakeholder Group filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove Speech filter Speech
- (-) Remove Technical Standards filter Technical Standards
- Guidelines & Recommendations (546) Apply Guidelines & Recommendations filter
- Reference (77) Apply Reference filter
- Compliance table (31) Apply Compliance table filter
- Final Report (25) Apply Final Report filter
- Consultation Paper (23) Apply Consultation Paper filter
- Press Release (15) Apply Press Release filter
- Report (8) Apply Report filter
- Letter (6) Apply Letter filter
- Opinion (3) Apply Opinion filter
- Q&A (3) Apply Q&A filter
- Technical Advice (3) Apply Technical Advice filter
- CESR Document (2) Apply CESR Document filter
- Decision (1) Apply Decision filter
Your filters
Guidelines and Technical standards X Prospectus X International cooperation X Trading X MiFID II: Transparency Calculations and DVC X Statement X Technical Standards X Speech X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
23/03/2011 | 2011/36 | Public statement- Framework for third country prospectuses under Article 20 of the Prospectus Directive | Prospectus, Corporate Disclosure | Statement | PDF 317.51 KB |
||||
23/03/2011 | 2011/37 | Public statement- ESMA statement on Israeli laws and regulations on prospectuses | Prospectus, Corporate Disclosure | Statement | PDF 187.46 KB |
||||
20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. | |||
27/04/2018 | ESMA22-103-753 | Multilateral MoU on cooperation, information exchange and consultation | International cooperation, Joint Committee | Statement | PDF 731.24 KB |
||||
05/02/2019 | ESMA 70-155-7026 | Use of UK data in ESMA databases in case of a no-deal Brexit | Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 281.69 KB |
||||
19/03/2019 | ESMA65-8-6254 | Public statement on Brexit Data Operational Plan | Brexit, MiFID II: Transparency Calculations and DVC | Statement | PDF 147.23 KB |
||||
28/03/2019 | ESMA90-1-83 | Brexit Update March 2019 | Brexit, Credit Rating Agencies, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Trade Repositories | Statement | PDF 121.13 KB |
||||
16/05/2019 | ESMA34-45-712 | Verena Ross- ICMA 2019 conference speech | Benchmarks, Brexit, MiFID II: Transparency Calculations and DVC, Speeches | Speech | PDF 134.24 KB |
||||
04/06/2019 | ESMA71-319-120 | FESE Dinner Address | Brexit, International cooperation, MiFID - Secondary Markets, Post Trading, Speeches | Speech | PDF 117.98 KB |
||||
07/10/2019 | ESMA90-1-167 | Update on the UK’s withdrawal from the European Union- preparations for a possible no-deal Brexit scenario on 31 October 2019 | Benchmarks, Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 179.84 KB |
||||
07/10/2019 | ESMA65-8-6254 | ESMA’s Data Operational Plan under a no-deal Brexit scenario on 31 October 2019 | Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 154.85 KB |
||||
07/10/2019 | ESMA70-155-7658 | Use of UK data in ESMA databases and performance of MiFID II calculations in case of a no-deal Brexit on 31 October 2019 | Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 155.54 KB |
||||
10/10/2019 | ESMA71-319-144 | Building the EU Capital Markets Union while fostering global financial markets- EU-Asia Financial Dialogue/ASIFMA Conference | International cooperation, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 135.51 KB |
EU-Asia Financial Dialogue/ASIFMA Conference, Tokyo 10 October |
|||
06/02/2020 | ESMA70-156-2274 | Public statement- Ensuring a common supervisory approach to secure compliance with the MiFIR pre-trade transparency requirements in commodity derivatives | Trading | Statement | PDF 114.58 KB |
||||
09/04/2020 | ESMA70-155-9817 | ESMA postpones the publication dates of the annual transparency calculations for non-equity instruments and for the quarterly systematic internaliser data for non-equity instruments other than bonds | COVID-19, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 94.58 KB |
||||
15/07/2020 | ESMA71-99-1364 | ESMA Statement on Assessment of German Financial Reporting Regime | Corporate Disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence | Statement | PDF 88.5 KB |
||||
30/09/2020 | ESMA31-62-1491 | Public statement QA update Prospectus | Prospectus | Statement | PDF 93.84 KB |
||||
01/10/2020 | ESMA70-155-10962 | Impact of Brexit on the application of MiFID II/MiFIR | Brexit, MiFID - Secondary Markets, Trading | Statement | PDF 131.04 KB |
||||
25/02/2021 | ESMA70-155-11890 | Statement CumEx CumCum scandal- Fabrizio Planta | Market Abuse, Market Integrity, Speeches, Trading | Speech | PDF 132.57 KB |