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ESMA LIBRARY

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Date	Ref.	Title	Section	Type	Download	Info	Summary	Related Documents	Translated versions
16/05/2019	ESMA34-45-712	Verena Ross- ICMA 2019 conference speech	Benchmarks, Brexit, MiFID II: Transparency Calculations and DVC, Speeches	Speech	PDF 134.24 KB
25/02/2021	ESMA70-155-11890	Statement CumEx CumCum scandal- Fabrizio Planta	Market Abuse, Market Integrity, Speeches, Trading	Speech	PDF 132.57 KB
04/10/2019	ESMA71-99-1232	Keynote- Steven Maijoor- AFME Legal & Compliance Conference, Paris	Brexit, Post Trading, Speeches	Speech	PDF 112.75 KB
06/03/2019	ESMA35-43-1740	Keynote by ESMA Chair Maijoor at ALFI Asset Management Conference	Brexit, Fund Management	Speech	PDF 265.45 KB
04/06/2019	ESMA71-319-120	FESE Dinner Address	Brexit, International cooperation, MiFID - Secondary Markets, Post Trading, Speeches	Speech	PDF 117.98 KB
03/02/2015	2015/224	ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation	Market Abuse	Technical Advice	PDF 1021.03 KB		This advice:• specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; • recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;• suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified. • provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation. . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and• proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015.
09/10/2020	ESM22-103-1158	ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference	COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches	Speech	PDF 133.94 KB
13/02/2019	ESMA71-319-91	Brexit – the regulatory challenges	Brexit, Fund Management, MiFID - Secondary Markets, Post Trading, Speeches, Supervisory convergence	Speech	PDF 175.3 KB		Steven Maijoor keynote at the European Financial Forum in Dublin
15/11/2018	ESMA70-145-1081	Annual report on administrative and criminal sanctions and other administrative measures under MAR	Market Abuse, Market Integrity	Annual Report	PDF 158.47 KB