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|16/05/2019||ESMA34-45-712||Verena Ross- ICMA 2019 conference speech||Benchmarks, Brexit, MiFID II: Transparency Calculations and DVC, Speeches||Speech||PDF
|25/02/2021||ESMA70-155-11890||Statement CumEx CumCum scandal- Fabrizio Planta||Market Abuse, Market Integrity, Speeches, Trading||Speech||PDF
|08/12/2020||ESMA32-67-765||Speech Steven Maijoor- The three paradoxes of sustainability reporting and how to address them||IFRS Supervisory Convergence, Speeches, Sustainable finance, Transparency||Speech||PDF
|12/07/2021||ESMA91-372-1356||RTS CCPRRR Recovery Plan Factors||CCP Directorate||Consultation Paper||PDF
|13/07/2017||ESMA70-154-270||Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union||Brexit, MiFID - Secondary Markets, Supervisory convergence||Opinion||PDF
|13/07/2017||ESMA35-45-344||Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union||Brexit, Fund Management, Supervisory convergence||Opinion||PDF
|13/07/2017||ESMA35-43-762||Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union||Brexit, MiFID - Investor Protection, Supervisory convergence||Opinion||PDF
|03/03/2021||ESMA91-372-1395||Opening Statement_Loeber_Third Annual Joint Deutsche Bundesbank, European Central Bank and Federal Reserve Bank of Chicago conference on CCP Risk Management||CCP Directorate||Speech||PDF
|14/10/2021||ESMA24-436-13||Opening Statement ECON Hearing 14 October 2021||Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance||Speech||PDF
|07/02/2014||2014/146||MiFID practices for firms selling complex products||MiFID - Investor Protection, Warnings and publications for investors||Opinion||PDF
|18/12/2020||ESMA-70-156-2368||MiFID II Consultation Paper on Algorithmic Trading||MiFID - Secondary Markets, Trading||Consultation Paper||PDF
|04/10/2019||ESMA71-99-1232||Keynote- Steven Maijoor- AFME Legal & Compliance Conference, Paris||Brexit, Post Trading, Speeches||Speech||PDF
|24/03/2021||ESMA91-372-1395||Keynote Speech_Derivatives Forum 23 March 2021||CCP Directorate||Speech||PDF
|28/09/2021||ESMA70-156-4871||Keynote speech Natasha Cazenave- FIA IDX conference, 27 September 2021||Benchmarks, Brexit, MiFID - Secondary Markets, Post Trading, Speeches||Speech||PDF
|06/03/2019||ESMA35-43-1740||Keynote by ESMA Chair Maijoor at ALFI Asset Management Conference||Brexit, Fund Management||Speech||PDF
|28/10/2016||2016/1529||Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders||Guidelines and Technical standards, MiFID - Investor Protection||Consultation Paper||PDF
|23/04/2020||JC 2020 16||Joint ESA consultation on ESG disclosures||Joint Committee, Sustainable finance||Consultation Paper||PDF
|31/05/2016||2016/732||Guidelines on participant default rules and procedures under CSDR||Guidelines and Technical standards, Post Trading||Consultation Paper||PDF
The European Securities and Markets Authority (ESMA) under Article 41(4) of Regulation (EU) No 909/2014 of the European Parliament and of the Council on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation No 236/2012 (CSDR) may issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010 in order to ensure consistent application of Article 41 of CSDR relating to participant default rules and procedures.
Section 2 contains information on the background and mandate, Section 3 contains an analysis of the scope and content of the proposed guidelines, while Section 4 contains the proposed guidelines.
Annex I sets out a summary of the questions contained in this paper and Annex II includes a high level cost-benefit analysis for the guidelines.
ESMA will consider the feedback it will receive to this consultation with a view to finalising the guidelines by Q4 2016.
|12/07/2021||ESMA70-151-3404||Guidelines CCPRRR Recovery Plan Scenarios||CCP Directorate||Consultation Paper||PDF
|12/07/2021||ESMA70-151-3421||Guidelines CCPRRR Recovery Plan Indicators||CCP Directorate||Consultation Paper||PDF