ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
44
REFINE YOUR SEARCH
Sections
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- Speeches (142) Apply Speeches filter
- Corporate Information (86) Apply Corporate Information filter
- CESR Archive (43) Apply CESR Archive filter
- Fund Management (27) Apply Fund Management filter
- MiFID - Secondary Markets (23) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (22) Apply MiFID - Investor Protection filter
- Post Trading (17) Apply Post Trading filter
- Innovation and Products (15) Apply Innovation and Products filter
- Benchmarks (9) Apply Benchmarks filter
- Credit Rating Agencies (8) Apply Credit Rating Agencies filter
- Market Integrity (7) Apply Market Integrity filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Supervisory convergence (7) Apply Supervisory convergence filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- Joint Committee (6) Apply Joint Committee filter
- Market Abuse (6) Apply Market Abuse filter
- Risk Analysis & Economics - Markets Infrastructure Investors (6) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Brexit (5) Apply Brexit filter
- COVID-19 (3) Apply COVID-19 filter
- Securitisation (3) Apply Securitisation filter
- Short Selling (3) Apply Short Selling filter
- International cooperation (2) Apply International cooperation filter
- Management Board (2) Apply Management Board filter
- Sustainable finance (2) Apply Sustainable finance filter
- CCP Directorate (1) Apply CCP Directorate filter
- Corporate Finance (1) Apply Corporate Finance filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
- Trade Repositories (1) Apply Trade Repositories filter
- Trading (1) Apply Trading filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Speech filter Speech
- (-) Remove Annual Report filter Annual Report
- Guidelines & Recommendations (546) Apply Guidelines & Recommendations filter
- Reference (105) Apply Reference filter
- Summary of Conclusions (70) Apply Summary of Conclusions filter
- Press Release (47) Apply Press Release filter
- Statement (37) Apply Statement filter
- Final Report (28) Apply Final Report filter
- Report (25) Apply Report filter
- Letter (23) Apply Letter filter
- Consultation Paper (10) Apply Consultation Paper filter
- Decision (8) Apply Decision filter
- Q&A (2) Apply Q&A filter
- Opinion (1) Apply Opinion filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Guidelines and Technical standards X Board of Supervisors X Securities Financing Transactions X European Single Electronic Format X IFRS Supervisory Convergence X Speech X Annual Report X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 186.54 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
|||
| 22/12/2015 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 291.93 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 19/06/2019 | ESMA74-362-27 | Keynote by ESMA Chair at Eurofiling – European Central Bank conference | European Single Electronic Format | Speech | PDF 250.93 KB |
||||
| 18/10/2017 | ESMA71-99-637 | Speech by Valdis Dombrovskis- ESMA Conference 2017 | Board of Supervisors, Speeches | Speech | PDF 381.97 KB |
||||
| 17/10/2017 | ESMA71-99-635 | The State of European Financial Markets- Steven Maijoor, Opening Address, ESMA Conference | Board of Supervisors, Speeches | Speech | PDF 175.8 KB |
||||
| 08/02/2017 | ESMA71-844457584-346 | Review of the European Supervisory Authorities: Opportunities to ensure a safe and sound financial system | Board of Supervisors, Joint Committee | Speech | PDF 187.98 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
| 20/09/2018 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 145.2 KB |
||||
| 11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
| 16/02/2016 | ESMA70-151-3419 | Comply or explain table for G&R on PFMIs | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.61 KB |
||||
| 16/02/2016 | ESMA70-151-3418 | Comply or explain table for G&R on IO arrangements | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.37 KB |
||||
| 16/02/2016 | ESMA70-151-3417 | Comply or explain table for G&R on CCP college | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.53 KB |
||||
| 04/02/2019 | ESMA70-145-67 | Compliance table regarding MAR guidelines on delay in the disclosure of inside information | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 177.87 KB |
||||
| 13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 138.03 KB |
||||
| 04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
||||
| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
||||
| 29/05/2018 | ESMA41-117-1108 | Guidelines compliance table for Guidelines on cooperation arrangements and information exchange | Guidelines and Technical standards | Compliance table | PDF 106.76 KB |
||||
| 27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence 2020 | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 160.97 KB |
||||
| 10/03/2020 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.52 KB |