ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/10/2014 | 2014/1200 | 2015 Work Programme | Corporate Information, Management Board, Board of Supervisors | Reference | PDF 500.54 KB |
The European Securities and Markets Authority (ESMA) has published its Work Programme for 2015. The programme sets out how ESMA intends to achieve its statutory objectives of investor protection and stable and orderly functioning markets through its operational activities of convergence, risk monitoring and analysis, the single rulebook and supervision. The projected work programme is based on a budget of €38,639,000 and a staff base of 202 people as per the budget approved by ESMA’s Board of Supervisors on 6 February 2014 and subsequently submitted to the EU institutions. At the time of drafting, the budget prepared by the European Commission and sent to the EU Council and Parliament for ESMA in 2015 is for €33,627,920 and 186 people. In order to prepare for the eventuality that ESMA will receive fewer posts than planned for in the work programme, Annex 5 contains a list of the areas of work that ESMA would be unable to accomplish in 2015 with reduced resources. | |||
| 27/01/2017 | ESMA20-839860843-411 | 2017 Regulatory Work Programme | Board of Supervisors, Planning reporting budget | Reference | PDF 80.05 KB |
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| 07/02/2018 | ESMA20-95-823 | 2018 Regulatory Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Reference | PDF 251.91 KB |
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| 01/12/2017 | ESMA22-106-484 | 2018 SMSG application form | Board of Supervisors, Securities and Markets Stakeholder Group | Reference | DOCX 39.24 KB |
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| 03/10/2018 | ESMA20-95-933 | 2019 Work Programme | Board of Supervisors, Corporate Information, Planning reporting budget | Reference | PDF 470.98 KB |
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| 01/10/2019 | ESMA20-95-1132 | 2020 Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Reference | PDF 543.97 KB |
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| 02/10/2017 | ESMA71-99-608 | Annex (Template for the Assessment of Collective Suitability) | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 72.7 KB |
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| 31/10/2016 | 2016/1529 ANNEX | Annex I- Template for the assessment of collective suitability | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 54.43 KB |
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| 12/10/2020 | ESMA22-105-1230 | Annex to Opening Statement for ECON Hearing 12 October 2020 | Board of Supervisors, Brexit, Corporate Information, COVID-19, Speeches | Reference | PDF 350.51 KB |
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| 24/04/2012 | 2012/BS/29 | Board of Supervisors meeting on 14 February 2012 | Board of Supervisors | Reference | PDF 257.22 KB |
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| 29/06/2012 | 2012/BS/66 | Board of Supervisors meeting on 17 April 2012 | Board of Supervisors | Reference | PDF 251.54 KB |
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| 01/03/2012 | 2012/BS/5 | Board of Supervisors meeting on 18 January 2012 | Board of Supervisors | Reference | PDF 189.43 KB |
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| 01/03/2012 | 2012/BS/4 | Board of Supervisors meeting on 20 December 2011 | Board of Supervisors | Reference | PDF 258.17 KB |
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| 29/06/2012 | 2012/BS/46 | Board of Supervisors meeting on 20 March 2012 | Board of Supervisors | Reference | PDF 240.14 KB |
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| 23/03/2020 | ESMA22-328-266 | Board of Supervisors Rules of Procedure | Board of Supervisors | Reference | PDF 225.25 KB |
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| 13/07/2017 | ESMA43-318-5630 | Breach of union law investigations | Board of Supervisors | Reference | PDF 208.61 KB |
Updated on 18 September 2020 |
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| 13/02/2019 | ESMA71-319-91 | Brexit – the regulatory challenges | Brexit, Fund Management, MiFID - Secondary Markets, Post Trading, Speeches, Supervisory convergence | Speech | PDF 175.3 KB |
Steven Maijoor keynote at the European Financial Forum in Dublin |
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| 16/10/2017 | ESMA22-106-135 | Call for expression of interest- Academics and Financial Markets Participants | Board of Supervisors, Securities and Markets Stakeholder Group | Reference | PDF 320.76 KB |
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| 05/04/2019 | ESMA22-106-1733 | Call for expression of interest- consumers, employee reps, SMEs April 2019 | Board of Supervisors, Securities and Markets Stakeholder Group | Reference | PDF 183.71 KB |
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| 08/08/2014 | 2014/869 ES | Directrices sobre las obligaciones de información de los artículos 3(3)(d) y 24(1), (2y (4) de la DGFIA | Guidelines and Technical standards | Reference | PDF 727.22 KB |