ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 16/11/2011 | 2011/379 | Final report- ESMA's technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive | Fund Management | Technical Advice | PDF 3.51 MB |
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| 22/07/2011 | 2011/BS/141 | Summary of conclusions- Board of Supervisors meeting of 12 April 2011 | Board of Supervisors | Reference | PDF 139.03 KB |
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| 22/07/2011 | 2011/BS/142 | Summary of conclusions- Board of Supervisors meeting of 25 May 2011 | Board of Supervisors | Reference | PDF 117.04 KB |
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| 02/12/2011 | 2011/BS/179 | Summary of conclusions- Board of Supervisors meeting on 11-12 July 2011 | Board of Supervisors | Reference | PDF 55.2 KB |
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| 02/12/2011 | 2011/BS/180 | Summary of conclusions- Board of Supervisors conference calls on 25 and 28 July 2011 | Board of Supervisors | Reference | PDF 98.62 KB |
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| 02/12/2011 | 2011/BS/209 | Summary of conclusions- Board of Supervisors meeting on 20 September 2011 | Board of Supervisors | Reference | PDF 119.95 KB |
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| 13/02/2012 | 2011/BS/233 | Summary of conclusions- Board of Supervisors meeting of 8 November 2011 | Board of Supervisors | Reference | PDF 121.56 KB |
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| 13/02/2012 | 2011/BS/234 | Summary of conclusions- Board of Supervisors conference call on 23 November 2011 | Board of Supervisors | Reference | PDF 22.39 KB |
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| 20/04/2012 | 2012/236 | ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS | Short Selling, Market Integrity | Technical Advice | PDF 509.39 KB |
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| 20/06/2012 | 2012/378 | Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading | MiFID - Secondary Markets | Reference | PDF 353.3 KB |
This protocol has been created to ensure effective co-operation between Competent Authorities (CAs) with respect to their obligations under Article 41 of MiFID (Suspension and removal of in-struments from trading).The purpose of the notification obligations under Article 41 is to afford investors across all Mem-ber States the same level of protection regardless of where they trade. In order to achieve this outcome, a shared understanding of the different circumstances under which trading may be suspended in different Member States according to their national law and the expected course of action under Article 41 is helpful. To ensure trading is suspended or an instrument is removed from trading in an effective and timely way, an effective communication process is necessary.The protocol will be kept under review in light of practical experience. | |||
| 25/07/2012 | 2012/478 | ESMA MiFID database- description of webservice | MiFID - Secondary Markets | Reference | PDF 123.71 KB |
This document provides useful information for developers wanting to use the webservice provided in ESMA's MIFID databases. | |||
| 16/08/2012 | 2012/526 | Announcement of roundtable on materiality in financial reporting- 1 October 12 | IFRS Supervisory Convergence | Reference | PDF 100.21 KB |
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| 12/11/2012 | 2012/725 | European common enforcement priorities for 2012 financial statements | IFRS Supervisory Convergence | Reference | PDF 163.78 KB |
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| 15/11/2012 | 2012/BS/124 | Summary of conclusions BoS meeting 11/09/12 | Board of Supervisors | Reference | PDF 256.01 KB |
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| 15/11/2012 | 2012/BS/125 | Summary of conclusions BoS meeting 24/09/12 | Board of Supervisors | Reference | PDF 222.36 KB |
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| 19/02/2013 | 2012/BS/143 | Summary of conclusions BoS meeting 06/11/12 | Board of Supervisors | Reference | PDF 276.17 KB |
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| 24/04/2012 | 2012/BS/29 | Board of Supervisors meeting on 14 February 2012 | Board of Supervisors | Reference | PDF 257.22 KB |
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| 01/03/2012 | 2012/BS/4 | Board of Supervisors meeting on 20 December 2011 | Board of Supervisors | Reference | PDF 258.17 KB |
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| 29/06/2012 | 2012/BS/46 | Board of Supervisors meeting on 20 March 2012 | Board of Supervisors | Reference | PDF 240.14 KB |
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| 01/03/2012 | 2012/BS/5 | Board of Supervisors meeting on 18 January 2012 | Board of Supervisors | Reference | PDF 189.43 KB |