ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
122
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Crowdfunding filter Crowdfunding
- CESR Archive (216) Apply CESR Archive filter
- Speeches (159) Apply Speeches filter
- Post Trading (72) Apply Post Trading filter
- MiFID - Secondary Markets (55) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (46) Apply MiFID - Investor Protection filter
- Joint Committee (34) Apply Joint Committee filter
- CCP Directorate (27) Apply CCP Directorate filter
- Innovation and Products (25) Apply Innovation and Products filter
- Corporate Disclosure (23) Apply Corporate Disclosure filter
- Supervisory convergence (22) Apply Supervisory convergence filter
- Benchmarks (18) Apply Benchmarks filter
- Market Abuse (16) Apply Market Abuse filter
- Sustainable finance (15) Apply Sustainable finance filter
- Corporate Information (14) Apply Corporate Information filter
- Prospectus (14) Apply Prospectus filter
- Market Integrity (13) Apply Market Integrity filter
- Securitisation (13) Apply Securitisation filter
- Brexit (10) Apply Brexit filter
- Short Selling (10) Apply Short Selling filter
- Trading (10) Apply Trading filter
- Transparency (9) Apply Transparency filter
- Trade Repositories (8) Apply Trade Repositories filter
- Risk Analysis & Economics - Markets Infrastructure Investors (7) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Corporate Finance (6) Apply Corporate Finance filter
- IFRS Supervisory Convergence (5) Apply IFRS Supervisory Convergence filter
- Market data (5) Apply Market data filter
- COVID-19 (4) Apply COVID-19 filter
- MiFID II: Transparency Calculations and DVC (3) Apply MiFID II: Transparency Calculations and DVC filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- International cooperation (2) Apply International cooperation filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Speech filter Speech
- (-) Remove Q&A filter Q&A
- Guidelines & Recommendations (569) Apply Guidelines & Recommendations filter
- Reference (173) Apply Reference filter
- Press Release (133) Apply Press Release filter
- Summary of Conclusions (87) Apply Summary of Conclusions filter
- Final Report (59) Apply Final Report filter
- Statement (56) Apply Statement filter
- Compliance table (42) Apply Compliance table filter
- Report (38) Apply Report filter
- Decision (32) Apply Decision filter
- Letter (29) Apply Letter filter
- Technical Advice (16) Apply Technical Advice filter
- Opinion (13) Apply Opinion filter
- Annual Report (12) Apply Annual Report filter
- Technical Standards (9) Apply Technical Standards filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Guidelines and Technical standards X Board of Supervisors X Securities Financing Transactions X Crowdfunding X Fund Management X Corporate Governance X Credit Rating Agencies X Q&A X Speech X Consultation Paper X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
23/06/2015 | JC/DP/2015/01 reply form | Response form to joint Discussion Paper on PRIIPS | Fund Management, Joint Committee | Consultation Paper | DOCX 797.16 KB |
||||
17/11/2014 | JC/DP/2014/02 | Discussion Paper- Key Information Documents for Packaged Retail and Insurance-based Investment Products (PRIIPs) | Fund Management, Joint Committee | Consultation Paper | PDF 1.38 MB |
EBA, EIOPA, and ESMA (the ESAs) welcome comments on this Discussion Paper on Key Information Documents for Packaged Retail and Insurance-based Investment Products (PRIIPs).Comments can be sent by clicking on the ‘input’ button on the consultation page of one of the ESA’s websites. Please note that the deadline for the submission of comments is 17 February 2015. Comments submitted after this deadline, or submitted via other means may not be processed. It is important to note that although you may not be able to respond to each and every question, the ESAs would encourage partial responses from stakeholders on those questions that they believe are most relevant to them.Publication of responsesAll contributions received will be published following the close of the consultation, unless you request otherwise in the consultation form. A confidential response may be requested from us in accordance with the ESA’s rules on public access to documents.1 We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by the Board of Appeal of the ESA’s and the European Ombudsman.Data protectionInformation on data protection can be found at the different ESA’s websites under the heading ‘Legal notice' | |||
23/12/2014 | JC/DP/2014/01 | Discussion Paper- The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation | Credit Rating Agencies, Joint Committee | Consultation Paper | PDF 538.9 KB |
||||
23/06/2015 | JC/DC/2015/01 | Technical Discussion Paper (DP) on the PRIIPs Key Information Document (KID) | Fund Management, Joint Committee | Consultation Paper | PDF 1.16 MB |
EBA, EIOPA, and ESMA (the ESAs) welcome comments on this Technical Discussion Paper on Risk, Performance Scenarios and Cost Disclosures in Key Information Documents for Packaged Retail and Insurance-based Investment Products (PRIIPs). The discussion paper is available on the websites of the three ESAs. Comments on this discussion paper can be sent using the response form, via the ESMA website under the heading ‘Your input/Consultations’ by 17 August 2015. Contributions not received in Word, or sent to an email address, or after the deadline, will not be processed. It is important to note that although you may not be able to respond to each and every question, the ESAs would encourage partial responses from stakeholders on those questions that they believe are most relevant to them. Publication of responses All contributions received will be published following the close of the consultation, unless you request otherwise. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with the ESAs’ rules on public access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by the Board of Appeal of the ESAs and the European Ombudsman. Data protection Information on data protection can be found on the different ESAs’ websites under the heading ‘Legal notice’. | |||
11/11/2015 | JC/2015/073 | Consultation Paper PRIIPs Key Information Documents | Fund Management, Joint Committee | Consultation Paper | PDF 2.23 MB |
||||
16/10/2019 | JC-2019-63 | Consultation Paper on amendments to PRIIPs KID | Fund Management, Joint Committee | Consultation Paper | PDF 2.42 MB |
||||
21/10/2021 | JC 2021 61 | Call for evidence on the European Commission mandate regarding the PRIIPs Regulation | Fund Management, Joint Committee | Consultation Paper | PDF 844.1 KB |
||||
14/09/2015 | JC 2015 056 | Statement by Steven Maijoor Chair ESAs Joint Committee- ECON Scrutiny session on PRIIPs 14 September 2015 | Speeches, Fund Management | Speech | PDF 105.88 KB |
||||
20/04/2022 | ESMA80-187-945 | Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022 | Credit Rating Agencies, Trade Repositories, Transparency | Speech | PDF 178.1 KB |
Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022: "ESMA – driving forward high-quality supervision and transparency in a single EU capital market" |
|||
28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
09/07/2020 | ESMA74-362-608 | Guidelines on calculation of positions in SFTs by Trade Repositories | Securities Financing Transactions, Trade Repositories | Consultation Paper | PDF 799.81 KB |
||||
28/05/2021 | ESMA74-362-1941 | Consultation Paper on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | Consultation Paper | PDF 658.69 KB |
||||
21/03/2018 | ESMA71-99-964 | CMU, Brexit and ESA review – What’s next? Steven Maijoor BVI Keynote | Fund Management, MiFID - Investor Protection, Speeches | Speech | PDF 329.97 KB |
||||
18/10/2017 | ESMA71-99-637 | Speech by Valdis Dombrovskis- ESMA Conference 2017 | Board of Supervisors, Speeches | Speech | PDF 381.97 KB |
||||
17/10/2017 | ESMA71-99-635 | The State of European Financial Markets- Steven Maijoor, Opening Address, ESMA Conference | Board of Supervisors, Speeches | Speech | PDF 175.8 KB |
||||
06/11/2020 | ESMA71-99-1432 | Opening Statement Verena Ross ECMI 6 November 2020 | Credit Rating Agencies, Speeches | Speech | PDF 99.36 KB |
||||
03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
21/10/2020 | ESMA71-99-1421 | Retail investors and asset management are the pillars of a successful Capital Markets Union | Fund Management, MiFID - Investor Protection, Speeches | Speech | PDF 170.21 KB |
||||
08/02/2017 | ESMA71-844457584-346 | Review of the European Supervisory Authorities: Opportunities to ensure a safe and sound financial system | Board of Supervisors, Joint Committee | Speech | PDF 187.98 KB |
||||
03/04/2019 | ESMA71-319-93 | Steven Maijoor Keynote speech- BETTER FINANCE 10th Anniversary 2019 | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors, Speeches | Speech | PDF 165.49 KB |