ESMA LIBRARY
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Guidelines and Technical standards X Board of Supervisors X Securities Financing Transactions X MiFID II: Transparency Calculations and DVC X Crowdfunding X Fund Management X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 31/03/2016 | UCITS RF | UCITS Infringement reporting form template | Fund Management | Reference | DOCX 51.1 KB |
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| 28/09/2018 | RPMMF | Response form for consultation on MMF stress testing guidelines | Fund Management | Reference | DOCX 770.87 KB |
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| 28/03/2019 | rp1 | Response form consulation on ELTIF RTS | Fund Management | Reference | DOCX 769.35 KB |
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| 31/10/2018 | Ref. Ares(2018)5093685 | Letter from Commission VP Dombrovskis response to ESMA letter on implementation of the MMF Regulation | Fund Management | Letter | PDF 54.88 KB |
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| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
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| 22/12/2014 | JC/GL/2014/01/SV | Bilaga I: Mall för kartläggningsprocessen för det finansiella konglomeratet (JC 2014 070 | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 62.26 KB |
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| 22/12/2014 | JC/GL/2014/01/SL | Priloga I: Predloga za postopek vzporejanja za finančni konglomerat (JC 2014 070 Prilog | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 82.26 KB |
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| 22/12/2014 | JC/GL/2014/01/SK | Príloha I: Šablóna na proces mapovania finačného konglomerátu (JC 2014 070 príloha) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 65.22 KB |
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| 22/12/2014 | JC/GL/2014/01/RO | Anexa I: Formular pentru procesul de mapare aferent conglomeratului financiar (Anexa 2014 070 a | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 66.2 KB |
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| 22/12/2014 | JC/GL/2014/01/PT | Anexo I: Modelo para o processo de levantamento do conglomerado financeiro (JC 2014 070 Anexo) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 68.14 KB |
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| 22/12/2014 | JC/GL/2014/01/PL | Załącznik I: Szablon dla procesu mapowania dla konglomeratu finansowego (załącznik JC 2014 070) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 81.46 KB |
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| 22/12/2014 | JC/GL/2014/01/NL | Bijlage I: Model voor het in kaart brengen (mapping) van het financiële conglomeraat (JC 2014 07 | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 67.95 KB |
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| 22/12/2014 | JC/GL/2014/01/MT | Anness I: Mudell għall-proċess ta’ mmappjar għall-konglomerat finanzjarju (Anness JC 2014 070) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 68.01 KB |
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| 22/12/2014 | JC/GL/2014/01/LV | I pielikums: Veidne finanšu konglomerāta kartēšanas procesam (AK 2014 070 Pielikums) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 68.43 KB |
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| 22/12/2014 | JC/GL/2014/01/LT | I priedas: Priskyrimo finansiniam konglomeratui proceso šablonas (JC 2014 070 priedas) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 65.34 KB |
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| 22/12/2014 | JC/GL/2014/01/IT | Allegato I. Modello per il processo di mappatura del conglomerato finanziario (allegato JC 2014 070) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 68.26 KB |
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| 22/12/2014 | JC/GL/2014/01/HU | I. melléklet: Sablon a pénzügyi konglomerátum feltérképezésének folyamatához (JC 2014 070 melléklet) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 66.42 KB |
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| 22/12/2014 | JC/GL/2014/01/HR | Prilog I.: Obrazac za postupak raspoređivanja za financijski konglomerat (JC 2014 070 Prilog) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 66.83 KB |
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| 22/12/2014 | JC/GL/2014/01/FR | Annexe I: modèle pour le processus de cartographie du conglomérat financier (annexe JC 2014 070) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 68.7 KB |
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| 22/12/2014 | JC/GL/2014/01/FI | Liite I: Malli finanssiryhmittymän kartoitusmenettelyä varten (JC 2014 070 liite) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 66.27 KB |