ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 19/07/2012 | MOU SFC ESMA | MOU on the supervision of CRAs- ESMA and SFC Hong Kong | Credit Rating Agencies, International cooperation | Reference | PDF 497.63 KB |
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| 19/07/2012 | MOU SEC ESMA | MOU on the supervision of CRAs- ESMA and SEC | Credit Rating Agencies, International cooperation | Reference | PDF 306.87 KB |
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| 30/06/2016 | MOU FSB ESMA | MoU on the supervision of CRAs- ESMA and FSB South Africa | Credit Rating Agencies, International cooperation | Reference | PDF 504.28 KB |
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| 18/02/2013 | MOU ESMA/DFSA | MOU on the supervision of CRAs- ESMA and Dubai FSA | Credit Rating Agencies, International cooperation | Reference | PDF 181.09 KB |
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| 19/07/2012 | MOU CNV ESMA | MOU on the supervision of CRAs- ESMA and CNV Argentina | Credit Rating Agencies, International cooperation | Reference | PDF 169.13 KB |
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| 19/07/2012 | MOU Canada ESMA | MOU on the supervision of CRAs- ESMA and Canadian authorities | Credit Rating Agencies, International cooperation | Reference | PDF 139.68 KB |
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| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 186.54 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
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| 22/12/2014 | JC/GL/2014/01/SV | Bilaga I: Mall för kartläggningsprocessen för det finansiella konglomeratet (JC 2014 070 | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 62.26 KB |
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| 22/12/2014 | JC/GL/2014/01/SL | Priloga I: Predloga za postopek vzporejanja za finančni konglomerat (JC 2014 070 Prilog | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 82.26 KB |
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| 22/12/2014 | JC/GL/2014/01/SK | Príloha I: Šablóna na proces mapovania finačného konglomerátu (JC 2014 070 príloha) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 65.22 KB |
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| 22/12/2014 | JC/GL/2014/01/RO | Anexa I: Formular pentru procesul de mapare aferent conglomeratului financiar (Anexa 2014 070 a | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 66.2 KB |
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| 22/12/2014 | JC/GL/2014/01/PT | Anexo I: Modelo para o processo de levantamento do conglomerado financeiro (JC 2014 070 Anexo) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 68.14 KB |
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| 22/12/2014 | JC/GL/2014/01/PL | Załącznik I: Szablon dla procesu mapowania dla konglomeratu finansowego (załącznik JC 2014 070) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 81.46 KB |
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| 22/12/2014 | JC/GL/2014/01/NL | Bijlage I: Model voor het in kaart brengen (mapping) van het financiële conglomeraat (JC 2014 07 | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 67.95 KB |
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| 22/12/2014 | JC/GL/2014/01/MT | Anness I: Mudell għall-proċess ta’ mmappjar għall-konglomerat finanzjarju (Anness JC 2014 070) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 68.01 KB |
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| 22/12/2014 | JC/GL/2014/01/LV | I pielikums: Veidne finanšu konglomerāta kartēšanas procesam (AK 2014 070 Pielikums) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 68.43 KB |
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| 22/12/2014 | JC/GL/2014/01/LT | I priedas: Priskyrimo finansiniam konglomeratui proceso šablonas (JC 2014 070 priedas) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 65.34 KB |
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| 22/12/2014 | JC/GL/2014/01/IT | Allegato I. Modello per il processo di mappatura del conglomerato finanziario (allegato JC 2014 070) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 68.26 KB |
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| 22/12/2014 | JC/GL/2014/01/HU | I. melléklet: Sablon a pénzügyi konglomerátum feltérképezésének folyamatához (JC 2014 070 melléklet) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 66.42 KB |
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| 22/12/2014 | JC/GL/2014/01/HR | Prilog I.: Obrazac za postupak raspoređivanja za financijski konglomerat (JC 2014 070 Prilog) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 66.83 KB |