ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 13/12/2019 | ESMA43-370-12 | Consultation Paper on CCP penalties | Post Trading | Consultation Paper | PDF 508.22 KB |
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| 09/12/2019 | ESMA70-151-889 | CSD Register | Post Trading | Reference | PDF 821.48 KB |
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| 09/12/2019 | ESMA70-151-2820 | Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR | Post Trading, Supervisory convergence | Report | PDF 819.71 KB |
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| 05/12/2019 | JC 2019 19 | The introduction of fallbacks in OTC derivative contracts and the requirement to exchange collateral | Joint Committee, Post Trading | Statement | PDF 80.41 KB |
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| 05/12/2019 | JC 2019 20 | Final report- EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework | Joint Committee, Post Trading | Final Report | PDF 430.3 KB |
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| 05/12/2019 | ESMA70-152-348 | List of third-country CCPs recognised to offer services and activities in the Union | Post Trading | Reference | PDF 386.33 KB |
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| 04/12/2019 | ESMA71-99-1254 | Acting Chair CCP Supervisory Committee | Board of Supervisors, Corporate Information, Post Trading, Press Releases | Statement | PDF 82.87 KB |
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| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 273.01 KB |
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| 03/12/2019 | ESMA34-49-176 | Compliance table- Guidelines on stress test scenarios under the MMF Regulation | Fund Management, Guidelines and Technical standards | Compliance table | PDF 167.68 KB |
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| 03/12/2019 | ESMA70-708036281-2 | Questions and Answers on CSDR | Post Trading, Supervisory convergence | Q&A | PDF 553.25 KB |
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| 27/11/2019 | ESMA34-32-458 | Compliance table- Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 104.13 KB |
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| 12/11/2019 | ESMA70-148-523 | List of Central Counterparties authorised to offer services and activities in the Union | Post Trading | Reference | PDF 352.96 KB |
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| 12/11/2019 | ESMA63-313-548 | Financial Regulation of the European Securities and Markets Authority | Management Board, Procurement | Decision | PDF 759.59 KB |
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| 11/11/2019 | ESMA70-151-2650 | Final report on TA on EMIR_2_2_CCP fees | Post Trading | Technical Advice | PDF 606.91 KB |
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| 11/11/2019 | ESMA70-151-2682 | Final Technical advice on Tiering Criteria under EMIR 2.2 | Post Trading | Technical Advice | PDF 544.57 KB |
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| 11/11/2019 | ESMA70-151-2649 | Technical advice on comparable compliance | Post Trading | Technical Advice | PDF 790.06 KB |
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| 11/11/2019 | ESMA71-99-1245 | Press release: ESMA advises Commission on third-country CCPs | Post Trading, Press Releases | Press Release | PDF 124.3 KB |
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| 23/10/2019 | ESMA63-313-463 | Procurement plan overview | Procurement | Reference | PDF 92.66 KB |
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| 22/10/2019 | SRB/OP/1/2019 | Open procedure for Selection of Banks for the Execution of Payments in EUR Mainly within the SEPA Area – DEADLINE 8/11/2019 – 23:59 | Procurement | ONGOING Procedure | PDF 124.57 KB |
ESMA has joined open procedure led by SRB for “Selection of Banks for the Execution of Payments in EUR Mainly within the SEPA Area”: |
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| 17/10/2019 | ESMA42-111-4895 | EMIR data quality peer review | Post Trading, Supervisory convergence | Report | PDF 862.01 KB |