ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
41
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove Audit filter Audit
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove CCP Directorate filter CCP Directorate
- Corporate Disclosure (162) Apply Corporate Disclosure filter
- CESR Archive (85) Apply CESR Archive filter
- IAS Regulation (71) Apply IAS Regulation filter
- Post Trading (32) Apply Post Trading filter
- MiFID - Secondary Markets (18) Apply MiFID - Secondary Markets filter
- IFRS Supervisory Convergence (17) Apply IFRS Supervisory Convergence filter
- Securities and Markets Stakeholder Group (11) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (7) Apply Corporate Information filter
- MiFID - Investor Protection (7) Apply MiFID - Investor Protection filter
- Prospectus (5) Apply Prospectus filter
- Transparency (5) Apply Transparency filter
- Corporate Finance (4) Apply Corporate Finance filter
- Innovation and Products (3) Apply Innovation and Products filter
- Securitisation (3) Apply Securitisation filter
- Sustainable finance (3) Apply Sustainable finance filter
- COVID-19 (2) Apply COVID-19 filter
- Credit Rating Agencies (2) Apply Credit Rating Agencies filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Market Abuse (2) Apply Market Abuse filter
- Market Integrity (2) Apply Market Integrity filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Benchmarks (1) Apply Benchmarks filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- Corporate Governance (1) Apply Corporate Governance filter
- International cooperation (1) Apply International cooperation filter
- Management Board (1) Apply Management Board filter
- Supervisory convergence (1) Apply Supervisory convergence filter
Type of document
- (-) Remove Letter filter Letter
- Guidelines & Recommendations (551) Apply Guidelines & Recommendations filter
- Reference (85) Apply Reference filter
- Press Release (66) Apply Press Release filter
- Consultation Paper (60) Apply Consultation Paper filter
- Final Report (49) Apply Final Report filter
- Compliance table (31) Apply Compliance table filter
- Statement (28) Apply Statement filter
- Report (22) Apply Report filter
- Speech (20) Apply Speech filter
- Opinion (12) Apply Opinion filter
- Q&A (8) Apply Q&A filter
- Technical Advice (8) Apply Technical Advice filter
- Decision (6) Apply Decision filter
- Technical Standards (6) Apply Technical Standards filter
- SMSG Advice (2) Apply SMSG Advice filter
- Annual Report (1) Apply Annual Report filter
- CESR Document (1) Apply CESR Document filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Guidelines and Technical standards X Fund Management X Audit X MiFID II: Transparency Calculations and DVC X CCP Directorate X Joint Committee X Letter X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 04/01/2011 | 10-1541 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis | Joint Committee, Audit | Letter | PDF 144.8 KB |
||||
| 04/01/2011 | 10-1541 Annex 2 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CEBS annex | Joint Committee, Audit | Letter | PDF 120.57 KB |
||||
| 04/01/2011 | 10-1541 Annex 3 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CEIOPS annex | Joint Committee, Audit | Letter | PDF 87.69 KB |
||||
| 04/01/2011 | 10-1541 Annex 1 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CESR annex | Joint Committee, Audit | Letter | PDF 159.33 KB |
||||
| 26/10/2010 | 10-1158 | CESR comment letter regarding the IAASB consultation on the Exposure Draft on ISAE 3420, Assurance Reports on the Process to Compile Pro Forma Financial Information Included in a Prospectus | CESR Archive, Audit | Letter | PDF 156.61 KB |
||||
| 10/12/2010 | 10-1353 | CESR Comment letter to the IAASB regarding the Consultation on the proposed revisions to International Standard on Auditing (ISA) 315, Identifying and Assessing the Risks of Material Misstatement through Understanding the Entity and Its Environment, and | CESR Archive, Audit | Letter | PDF 140.38 KB |
||||
| 12/10/2016 | 2016/1466 | Comment letter to EFRAG regarding the proposed IASB’s ED ‘Definition of a Business and Accounting for Previously Held Interests’ | Audit, IAS Regulation | Letter | PDF 287.78 KB |
||||
| 26/05/2016 | 2016/728 | Comment letter to IAASB on Audit Quality | Audit, Corporate Disclosure | Letter | PDF 537.7 KB |
||||
| 12/10/2016 | 2016/1465 | Comment letter to IASB regarding the proposed IASB’s ED ‘Definition of a Business and Accounting for Previously Held Interests’ | Audit, IAS Regulation | Letter | PDF 288.41 KB |
||||
| 26/07/2017 | ESMA32-62-91 | Comment letter to the IAASB on ISA 540 Auditing accounting estimates | Audit, Corporate Disclosure | Letter | PDF 361.8 KB |
||||
| 25/10/2011 | 2011/353 | Comment letter to the IAASB- IAASB Consultation Paper | Audit | Letter | PDF 243.33 KB |
||||
| 11/06/2020 | 2020 06 11 | ESA letter to the EC | Corporate Disclosure, Joint Committee, Sustainable finance | Letter | PDF 97.3 KB |
||||
| 18/01/2021 | JC 2021 01 | ESAs JC Letter to EU Commission on ITS FICOD reporting templates | Joint Committee | Letter | PDF 105.8 KB |
||||
| 06/11/2014 | 2014-41 | ESA’s budget 2015 – ensuring safe financial markets | Joint Committee | Letter | PDF 91.5 KB |
The European Supervisory Authorities - European Banking Authority (EBA), European Insurance and Occupational Pensions Authority (EIOPA), European Securities and Markets Authority (ESMA) - have written to the President of the Economic and Financial Affairs Council (ECOFIN) on their concerns regarding the budget negotiations for the 2015 EU budget and the budgetary constraints of the ESAs. | |||
| 19/08/2020 | ESMA34-32-551 | ESMA letter on AIFMD Review | Fund Management | Letter | PDF 331.6 KB |
||||
| 07/08/2018 | ESMA34-32-427 | ESMA letter to EIOPA regarding AIFMD | Fund Management | Letter | PDF 203.59 KB |
||||
| 19/01/2016 | Ares(2015)5921711 | EU Commission Letter AIFMD Passport | Fund Management | Letter | PDF 63.78 KB |
||||
| 18/07/2013 | Ares(2013)2569526 | European Commission letter to ESMA re draft Regulatory Technical Standards on types of AIFMD, Article 4(4) of AIFMD Directive | Fund Management | Letter | PDF 125.25 KB |
On 8 July 2013 ESMA received a letter from the European Commission (EC) in response to its draft regulatory technical standards in its Final report - Draft Regulatory Technical Standards on types of AIFMs (ESMA/2013/413) submitted to the EC on 2 April 2013 for endorsement. According to Article 10(1) sixth subparagraph of Regulation (EU) No 1095/2010, ESMA has 6 weeks starting from 8 July to respond to the EC’s letter. | |||
| 04/12/2013 | 2013/1880 | IAASB ED– Reporting on Audited Financial Statements | Audit | Letter | PDF 171.53 KB |
||||
| 08/03/2019 | JC-2019-17 | Joint Committee of ESAs Letter on PRIIPS | Fund Management, Joint Committee | Letter | PDF 121.06 KB |