ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
16
REFINE YOUR SEARCH
Sections
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove International cooperation filter International cooperation
- CESR Archive (215) Apply CESR Archive filter
- Speeches (144) Apply Speeches filter
- Post Trading (82) Apply Post Trading filter
- Fund Management (64) Apply Fund Management filter
- MiFID - Secondary Markets (63) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (45) Apply MiFID - Investor Protection filter
- Corporate Disclosure (44) Apply Corporate Disclosure filter
- Credit Rating Agencies (44) Apply Credit Rating Agencies filter
- Brexit (33) Apply Brexit filter
- Joint Committee (33) Apply Joint Committee filter
- Corporate Information (25) Apply Corporate Information filter
- Innovation and Products (25) Apply Innovation and Products filter
- COVID-19 (21) Apply COVID-19 filter
- Benchmarks (20) Apply Benchmarks filter
- IFRS Supervisory Convergence (20) Apply IFRS Supervisory Convergence filter
- Market Integrity (19) Apply Market Integrity filter
- Press Releases (18) Apply Press Releases filter
- Board of Supervisors (17) Apply Board of Supervisors filter
- Supervisory convergence (16) Apply Supervisory convergence filter
- Prospectus (15) Apply Prospectus filter
- Market Abuse (13) Apply Market Abuse filter
- Short Selling (10) Apply Short Selling filter
- MiFID II: Transparency Calculations and DVC (9) Apply MiFID II: Transparency Calculations and DVC filter
- Securitisation (9) Apply Securitisation filter
- Trading (9) Apply Trading filter
- Risk Analysis & Economics - Markets Infrastructure Investors (8) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities Financing Transactions (8) Apply Securities Financing Transactions filter
- Corporate Governance (7) Apply Corporate Governance filter
- Trade Repositories (7) Apply Trade Repositories filter
- Transparency (6) Apply Transparency filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- CCP Directorate (3) Apply CCP Directorate filter
- IAS Regulation (3) Apply IAS Regulation filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Audit (1) Apply Audit filter
- Management Board (1) Apply Management Board filter
- Securities and Markets Stakeholder Group (1) Apply Securities and Markets Stakeholder Group filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Statement filter Statement
- (-) Remove Speech filter Speech
- Guidelines & Recommendations (543) Apply Guidelines & Recommendations filter
- Reference (72) Apply Reference filter
- Compliance table (30) Apply Compliance table filter
- Press Release (13) Apply Press Release filter
- Final Report (12) Apply Final Report filter
- Letter (8) Apply Letter filter
- Report (6) Apply Report filter
- Q&A (3) Apply Q&A filter
- SMSG Advice (2) Apply SMSG Advice filter
Your filters
Guidelines and Technical standards X Sustainable finance X International cooperation X Corporate Finance X Statement X Speech X Consultation Paper X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 31/05/2016 | 2016/732 | Guidelines on participant default rules and procedures under CSDR | Guidelines and Technical standards, Post Trading | Consultation Paper | PDF 450.56 KB |
The European Securities and Markets Authority (ESMA) under Article 41(4) of Regulation (EU) No 909/2014 of the European Parliament and of the Council on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation No 236/2012 (CSDR) may issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010 in order to ensure consistent application of Article 41 of CSDR relating to participant default rules and procedures. Contents Section 2 contains information on the background and mandate, Section 3 contains an analysis of the scope and content of the proposed guidelines, while Section 4 contains the proposed guidelines. Annex I sets out a summary of the questions contained in this paper and Annex II includes a high level cost-benefit analysis for the guidelines. Next Steps ESMA will consider the feedback it will receive to this consultation with a view to finalising the guidelines by Q4 2016. |
|||
| 28/10/2016 | 2016/1529 | Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, MiFID - Investor Protection | Consultation Paper | PDF 1.13 MB |
||||
| 29/09/2017 | ESMA71-99-602 | ESMA appoints new chairs to Standing Committees | Board of Supervisors, Corporate Disclosure, Corporate Finance, Corporate Information, Innovation and Products, Market Integrity, MiFID - Secondary Markets, Post Trading | Statement | PDF 143.69 KB |
||||
| 29/09/2017 | 70-145-105 | Draft Guidelines on non-significant benchmarks | Benchmarks, Guidelines and Technical standards | Consultation Paper | PDF 557.29 KB |
||||
| 27/04/2018 | ESMA22-103-753 | Multilateral MoU on cooperation, information exchange and consultation | International cooperation, Joint Committee | Statement | PDF 731.24 KB |
||||
| 13/07/2018 | ESMA31-62-962 | Consultation Paper on minimum information content for prospectus exemption | Corporate Finance | Consultation Paper | PDF 1.6 MB |
||||
| 13/07/2018 | ESMA31-62-996 | Consultation Paper on Guidelines on Risk Factors | Corporate Finance | Consultation Paper | PDF 833.24 KB |
||||
| 27/09/2018 | ESMA71-319-83 | Financing Growth in the EU- speech by Verena Ross at the EBS | Corporate Finance, Speeches | Speech | PDF 181.48 KB |
||||
| 04/06/2019 | ESMA71-319-120 | FESE Dinner Address | Brexit, International cooperation, MiFID - Secondary Markets, Post Trading, Speeches | Speech | PDF 117.98 KB |
||||
| 10/10/2019 | ESMA71-319-144 | Building the EU Capital Markets Union while fostering global financial markets- EU-Asia Financial Dialogue/ASIFMA Conference | International cooperation, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 135.51 KB |
EU-Asia Financial Dialogue/ASIFMA Conference, Tokyo 10 October |
|||
| 23/04/2020 | JC 2020 16 | Joint ESA consultation on ESG disclosures | Joint Committee, Sustainable finance | Consultation Paper | PDF 911.13 KB |
||||
| 11/06/2020 | ESMA32-334-245 | ESMA response to EC Consultation on NFRD | Corporate Disclosure, Sustainable finance | Statement | PDF 429.86 KB |
||||
| 15/07/2020 | ESMA71-99-1364 | ESMA Statement on Assessment of German Financial Reporting Regime | Corporate Disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence | Statement | PDF 88.5 KB |
||||
| 05/11/2020 | ESMA30-379-325 | Consultation Paper- Draft advice to EC under Article 8 of the Taxonomy Regulation | Sustainable finance | Consultation Paper | PDF 1.79 MB |
||||
| 08/12/2020 | ESMA32-67-765 | Speech Steven Maijoor- The three paradoxes of sustainability reporting and how to address them | IFRS Supervisory Convergence, Speeches, Sustainable finance, Transparency | Speech | PDF 123.06 KB |
||||
| 06/01/2021 | ESMA32-339-149 | Public Statement Targeted Longer-Term Refinancing Operations III | Corporate Finance | Statement | PDF 115.66 KB |