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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|31/05/2016||2016/732||Guidelines on participant default rules and procedures under CSDR||Guidelines and Technical standards, Post Trading||Consultation Paper||PDF
The European Securities and Markets Authority (ESMA) under Article 41(4) of Regulation (EU) No 909/2014 of the European Parliament and of the Council on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation No 236/2012 (CSDR) may issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010 in order to ensure consistent application of Article 41 of CSDR relating to participant default rules and procedures.
Section 2 contains information on the background and mandate, Section 3 contains an analysis of the scope and content of the proposed guidelines, while Section 4 contains the proposed guidelines.
Annex I sets out a summary of the questions contained in this paper and Annex II includes a high level cost-benefit analysis for the guidelines.
ESMA will consider the feedback it will receive to this consultation with a view to finalising the guidelines by Q4 2016.
|28/10/2016||2016/1529||Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders||Guidelines and Technical standards, MiFID - Investor Protection||Consultation Paper||PDF
|29/09/2017||ESMA71-99-602||ESMA appoints new chairs to Standing Committees||Board of Supervisors, Corporate Disclosure, Corporate Finance, Corporate Information, Innovation and Products, Market Integrity, MiFID - Secondary Markets, Post Trading||Statement||PDF
|29/09/2017||70-145-105||Draft Guidelines on non-significant benchmarks||Benchmarks, Guidelines and Technical standards||Consultation Paper||PDF
|27/04/2018||ESMA22-103-753||Multilateral MoU on cooperation, information exchange and consultation||International cooperation, Joint Committee||Statement||PDF
|13/07/2018||ESMA31-62-962||Consultation Paper on minimum information content for prospectus exemption||Corporate Finance||Consultation Paper||PDF
|13/07/2018||ESMA31-62-996||Consultation Paper on Guidelines on Risk Factors||Corporate Finance||Consultation Paper||PDF
|27/09/2018||ESMA71-319-83||Financing Growth in the EU- speech by Verena Ross at the EBS||Corporate Finance, Speeches||Speech||PDF
|04/06/2019||ESMA71-319-120||FESE Dinner Address||Brexit, International cooperation, MiFID - Secondary Markets, Post Trading, Speeches||Speech||PDF
|10/10/2019||ESMA71-319-144||Building the EU Capital Markets Union while fostering global financial markets- EU-Asia Financial Dialogue/ASIFMA Conference||International cooperation, Speeches, Supervisory convergence, Sustainable finance||Speech||PDF
EU-Asia Financial Dialogue/ASIFMA Conference, Tokyo 10 October
|23/04/2020||JC 2020 16||Joint ESA consultation on ESG disclosures||Joint Committee, Sustainable finance||Consultation Paper||PDF
|11/06/2020||ESMA32-334-245||ESMA response to EC Consultation on NFRD||Corporate Disclosure, Sustainable finance||Statement||PDF
|15/07/2020||ESMA71-99-1364||ESMA Statement on Assessment of German Financial Reporting Regime||Corporate Disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence||Statement||PDF
|05/11/2020||ESMA30-379-325||Consultation Paper- Draft advice to EC under Article 8 of the Taxonomy Regulation||Sustainable finance||Consultation Paper||PDF
|08/12/2020||ESMA32-67-765||Speech Steven Maijoor- The three paradoxes of sustainability reporting and how to address them||IFRS Supervisory Convergence, Speeches, Sustainable finance, Transparency||Speech||PDF
|06/01/2021||ESMA32-339-149||Public Statement Targeted Longer-Term Refinancing Operations III||Corporate Finance||Statement||PDF