ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
26
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Prospectus filter Prospectus
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Sustainable finance filter Sustainable finance
- Brexit (28) Apply Brexit filter
- Corporate Disclosure (25) Apply Corporate Disclosure filter
- MiFID - Secondary Markets (21) Apply MiFID - Secondary Markets filter
- Post Trading (21) Apply Post Trading filter
- COVID-19 (18) Apply COVID-19 filter
- Press Releases (18) Apply Press Releases filter
- Corporate Information (15) Apply Corporate Information filter
- IFRS Supervisory Convergence (15) Apply IFRS Supervisory Convergence filter
- Board of Supervisors (14) Apply Board of Supervisors filter
- MiFID - Investor Protection (12) Apply MiFID - Investor Protection filter
- Fund Management (10) Apply Fund Management filter
- Joint Committee (9) Apply Joint Committee filter
- Innovation and Products (8) Apply Innovation and Products filter
- Market Integrity (8) Apply Market Integrity filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- CESR Archive (6) Apply CESR Archive filter
- Benchmarks (5) Apply Benchmarks filter
- Supervisory convergence (5) Apply Supervisory convergence filter
- Trade Repositories (5) Apply Trade Repositories filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- Corporate Governance (4) Apply Corporate Governance filter
- Speeches (4) Apply Speeches filter
- IAS Regulation (3) Apply IAS Regulation filter
- Short Selling (3) Apply Short Selling filter
- Corporate Finance (2) Apply Corporate Finance filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Trading (2) Apply Trading filter
- Audit (1) Apply Audit filter
- CCP Directorate (1) Apply CCP Directorate filter
- International cooperation (1) Apply International cooperation filter
- Management Board (1) Apply Management Board filter
- Securities and Markets Stakeholder Group (1) Apply Securities and Markets Stakeholder Group filter
- Securitisation (1) Apply Securitisation filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Statement filter Statement
- Guidelines & Recommendations (545) Apply Guidelines & Recommendations filter
- Reference (82) Apply Reference filter
- Press Release (76) Apply Press Release filter
- Final Report (59) Apply Final Report filter
- Consultation Paper (57) Apply Consultation Paper filter
- Compliance table (30) Apply Compliance table filter
- Report (25) Apply Report filter
- Decision (17) Apply Decision filter
- Letter (14) Apply Letter filter
- Technical Advice (14) Apply Technical Advice filter
- Opinion (10) Apply Opinion filter
- Annual Report (7) Apply Annual Report filter
- Q&A (7) Apply Q&A filter
- Technical Standards (7) Apply Technical Standards filter
- Speech (6) Apply Speech filter
- CESR Document (3) Apply CESR Document filter
- SMSG Advice (2) Apply SMSG Advice filter
Your filters
Guidelines and Technical standards X Sustainable finance X Prospectus X Securities Financing Transactions X Market Abuse X Credit Rating Agencies X Statement X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/03/2011 | 2011/36 | Public statement- Framework for third country prospectuses under Article 20 of the Prospectus Directive | Prospectus, Corporate Disclosure | Statement | PDF 317.51 KB |
||||
| 23/03/2011 | 2011/37 | Public statement- ESMA statement on Israeli laws and regulations on prospectuses | Prospectus, Corporate Disclosure | Statement | PDF 187.46 KB |
||||
| 01/10/2012 | 2012/641 | ESMA approves Axesor S.A. as a credit rating agency | Credit Rating Agencies, Press Releases | Statement | PDF 83.07 KB |
||||
| 20/03/2013 | 2013/336 | ESMA certifies Kroll Bond Rating Agency to operate in the EU | Credit Rating Agencies | Statement | PDF 76.36 KB |
||||
| 07/05/2014 | 2014/477 | ESMA approves EuroRating as a credit rating agency | Credit Rating Agencies | Statement | PDF 75.01 KB |
The European Securities and Markets Authority (ESMA) has approved the registration of EuroRating Sp. z o.o., based in Poland, as a credit rating agency (CRA) under Article 16 of the CRA Regulation. The registration takes effect from 7 May 2014. | |||
| 07/11/2014 | 2014/1345 | ESMA certifies HR Ratings de México to operate in the EU | Credit Rating Agencies | Statement | PDF 87.87 KB |
The European Securities and Markets Authority (ESMA) has formally approved the certification in the European Union of HR Ratings de México, S.A. de C.V. (HR Ratings), a Mexican credit rating agency (CRA), under Article 16 of the CRA Regulation. The certification takes effect from 7 November 2014. | |||
| 24/11/2014 | 2014/1399 | Public Statement- ESMA approves Moody’s Investors Service EMEA Limited as a credit rating agency | Credit Rating Agencies | Statement | PDF 134.62 KB |
The European Securities and Markets Authority (ESMA) has approved the registration of Moody’s Investors Service EMEA Limited, based in the UK, as a credit rating agency (CRA) under Article 16 of the CRA Regulation. The registration takes effect from 24th November 2014. Moody’s Investors Service EMEA Limited’s registration as a CRA means that its credit ratings can be used for regulatory purposes under EU legislation. This is the seventh entity in the Moody’s Investors Service group to be registered as an EU Registered Credit Rating Agency. | |||
| 12/12/2014 | 2014/1486 | Public Statement- ESMA certifies Egan-Jones Ratings Co. to operate in the EU | Credit Rating Agencies | Statement | PDF 88.76 KB |
The European Securities and Markets Authority (ESMA) has formally approved the certification in the European Union of Egan-Jones Ratings Co. (EJR), an U.S. American credit rating agency (CRA), under Article 16 of the CRA Regulation. The certification takes effect from 12 December 2014.EJR is headquartered in Haverford (Pennsylvania, USA) and is subject to registration, supervision and enforcement by the U.S. Securities and Exchange Commission as a “Nationally Recognized Statistical Rating Organization”. | |||
| 27/10/2015 | 2015/1605 | Public Statement- INC Rating registration FINAL | Credit Rating Agencies | Statement | PDF 136.3 KB |
||||
| 01/12/2015 | 2015/1778 | Public Statement- Expert RA registration | Credit Rating Agencies | Statement | PDF 123.49 KB |
||||
| 25/05/2016 | 2016/724 | Requirements for reference data submission under Article 4 MAR | Market Abuse, Market Integrity | Statement | PDF 88.1 KB |
||||
| 13/07/2016 | 2016/1122 | Feedback Statement on the Discussion Paper on the validation and review of CRAs’ methodologies | Credit Rating Agencies | Statement | PDF 477.03 KB |
||||
| 21/07/2016 | 2016/1159 | Public notice- Infrigement by Fitch | Credit Rating Agencies, Press Releases | Statement | PDF 324.96 KB |
||||
| 03/05/2017 | ESMA33-9-174 | Opening Statement for ECON Scrutiny Hearing on CRA Regulation | Credit Rating Agencies | Statement | PDF 154.31 KB |
||||
| 13/11/2017 | ESMA71-99-650 | Kroll Bond Rating Agency Europe Limited Registration | Credit Rating Agencies, Press Releases | Statement | PDF 164.33 KB |
||||
| 09/11/2018 | ESMA80-187-149 | Public statement- Contingency plans of Credit Rating Agencies and Trade Repositories in the context of the United Kingdom withdrawing from the European Union | Brexit, Credit Rating Agencies, Trade Repositories | Statement | PDF 137.78 KB |
||||
| 15/03/2019 | ESMA33-5-735 | ESMA statement on the endorsement of UK credit ratings in case of a no-deal Brexit | Brexit, Credit Rating Agencies | Statement | PDF 122.54 KB |
||||
| 28/03/2019 | ESMA90-1-83 | Brexit Update March 2019 | Brexit, Credit Rating Agencies, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Trade Repositories | Statement | PDF 121.13 KB |
||||
| 26/03/2020 | ESMA80-191-995 | COVID-19 Public Statement | COVID-19, Securities Financing Transactions | Statement | PDF 113.93 KB |
||||
| 06/05/2020 | ESMA71-99-1321 | ESMA registers SFTR TRs | Press Releases, Securities Financing Transactions, Trade Repositories | Statement | PDF 95.4 KB |