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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
04/10/2017 ESMA34-32-316 Compliance table for the Guidelines on sound remuneration policies under the AIFMD (ESMA/2016/579) , Compliance table PDF
310.68 KB
04/10/2017 ESMA34-43-352 Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive (ESMA/2016/575) , Compliance table PDF
318.38 KB
02/10/2017 ESMA71-99-608 Annex (Template for the Assessment of Collective Suitability) , Reference XLSX
72.7 KB
29/09/2017 70-145-105 Draft Guidelines on non-significant benchmarks , Consultation Paper PDF
557.29 KB
28/09/2017 ESMA70-154-266 Guidelines on the management body of market operators and data reporting service providers , Final Report PDF
546.29 KB
28/09/2017 ESMA70-154-271 Guidelines on the management body of market operators and data reporting services providers , Guidelines & Recommendations PDF
234.15 KB
26/09/2017 ESMA71-99-599 EBA and ESMA provide guidance to assess the suitability of management body members and key function holders , , , Press Release PDF
243.97 KB

The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) have published their joint Guidelines to assess the suitability of members of management bodies and key function holders.

26/09/2017 ESMA71-99-598 Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders , , Guidelines & Recommendations PDF
1.48 MB
29/08/2017 ESMA70-145-153 Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives , , Compliance table PDF
300.12 KB
24/08/2017 ESMA70-151-552 Guidelines on transfer of data between Trade Repositories , Final Report PDF
969.54 KB
08/08/2017 2016/1452 Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II , Guidelines & Recommendations PDF
4.67 MB
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27/06/2017 ESMA70-872942901-63 Guidelines on calibration of circuit breakers and publication of trading halts under MiFID II , Guidelines & Recommendations PDF
272.82 KB
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08/06/2017 ESMA70-151-298 Guidelines on CSD access to trading feeds of CCPs and TVs , Guidelines & Recommendations PDF
190.81 KB
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08/06/2017 ESMA70-151-294 Guidelines on CSD participant default rules , Guidelines & Recommendations PDF
369.38 KB
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24/04/2017 ESMA 32-67-184 Compliance table- guidelines on APMs ESMA 2015-1415 , Compliance table PDF
137.2 KB
23/03/2017 2016/1575 Guidelines on the validation and review of Credit Rating Agencies’ methodologies , Guidelines & Recommendations PDF
409.59 KB
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17/03/2017 ESMA70-145-67 Compliance table regarding MAR guidelines on delay in the disclosure of inside information , Compliance table PDF
376.27 KB
17/03/2017 ESMA70-145-66 Compliance table regarding MAR guidelines for persons receiving market soundings , Compliance table PDF
513.25 KB
21/02/2017 ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation , , Compliance table PDF
228.04 KB
15/02/2017 ESMA41-140-79 Technical standards , Reference XLSX
124.8 KB

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