ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
57
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Brexit filter Brexit
- Procurement (73) Apply Procurement filter
- Risk Analysis & Economics - Markets Infrastructure Investors (48) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Post Trading (34) Apply Post Trading filter
- Fund Management (28) Apply Fund Management filter
- Supervisory convergence (28) Apply Supervisory convergence filter
- IFRS Supervisory Convergence (22) Apply IFRS Supervisory Convergence filter
- Joint Committee (22) Apply Joint Committee filter
- Corporate Disclosure (19) Apply Corporate Disclosure filter
- CESR Archive (14) Apply CESR Archive filter
- Innovation and Products (14) Apply Innovation and Products filter
- MiFID - Secondary Markets (14) Apply MiFID - Secondary Markets filter
- Prospectus (9) Apply Prospectus filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Market data (7) Apply Market data filter
- Benchmarks (6) Apply Benchmarks filter
- CCP Directorate (6) Apply CCP Directorate filter
- Securitisation (6) Apply Securitisation filter
- Trade Repositories (6) Apply Trade Repositories filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Corporate Finance (4) Apply Corporate Finance filter
- Guidelines and Technical standards (3) Apply Guidelines and Technical standards filter
- IAS Regulation (3) Apply IAS Regulation filter
- Press Releases (3) Apply Press Releases filter
- Corporate Governance (2) Apply Corporate Governance filter
- COVID-19 (2) Apply COVID-19 filter
- Management Board (2) Apply Management Board filter
- Short Selling (2) Apply Short Selling filter
- Transparency (2) Apply Transparency filter
- Crowdfunding (1) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Q&A filter Q&A
- Reference (242) Apply Reference filter
- Press Release (145) Apply Press Release filter
- Guidelines & Recommendations (126) Apply Guidelines & Recommendations filter
- Opinion (102) Apply Opinion filter
- Statement (92) Apply Statement filter
- Annual Report (87) Apply Annual Report filter
- Consultation Paper (79) Apply Consultation Paper filter
- Final Report (65) Apply Final Report filter
- Speech (44) Apply Speech filter
- Letter (39) Apply Letter filter
- Decision (38) Apply Decision filter
- Investor Warning (28) Apply Investor Warning filter
- Compliance table (16) Apply Compliance table filter
- Technical Advice (16) Apply Technical Advice filter
- SMSG Advice (7) Apply SMSG Advice filter
- Technical Standards (7) Apply Technical Standards filter
- CESR Document (1) Apply CESR Document filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
Your filters
Credit Rating Agencies X Brexit X Market Abuse X Corporate Information X Sustainable finance X MiFID - Investor Protection X Market Integrity X Q&A X CLOSED Procedure X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 16/12/2016 | 2016/1662 | 2016-1662 Competition & Choice in the Credit Rating Industry | Credit Rating Agencies | Report | PDF 1.22 MB |
||||
| 05/10/2017 | ESMA20-95-619 | 2018 Work Programme | Corporate Information, Planning reporting budget | Report | PDF 533.61 KB |
||||
| 02/10/2020 | ESMA20-95-1273 | 2021 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 608.58 KB |
||||
| 28/09/2021 | ESMA20-95-1430 | 2022 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 589.43 KB |
||||
| 21/12/2020 | ESMA70-156-3537 | Annual Report on MAR administrative and criminal sanctions 2020 | Market Abuse | Report | PDF 291.51 KB |
||||
| 22/10/2021 | AFM/1 | Consumer testing AFM report | Sustainable finance | Report | PDF 2.75 MB |
||||
| 22/10/2021 | SGH/1 | Consumer testing SGH report | Sustainable finance | Report | PDF 2.08 MB |
||||
| 20/12/2017 | ESMA33-5-209 | CRA Market Share Calculation 2017 | Credit Rating Agencies | Report | PDF 1012.23 KB |
||||
| 10/01/2020 | ESMA33-9-340 | CRA Market Share Calculation 2019 | Credit Rating Agencies | Report | PDF 446.77 KB |
||||
| 26/07/2021 | SFDR EC Q&A | EC Q&A on sustainability-related disclosures | Joint Committee, Sustainable finance | Q&A | PDF 601.99 KB |
||||
| 30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |
||||
| 13/12/2019 | ESMA70-156-1823 | ESMA 2019 report on the application of AMPs | Market Abuse, Market Integrity | Report | PDF 1.4 MB |
||||
| 06/04/2020 | ESMA 50-165-1098 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 | Fund Management, Innovation and Products, MiFID - Investor Protection | Report | PDF 4.08 MB |
||||
| 22/12/2020 | ESMA70-156-3782 | ESMA report on application of AMP 2020 | Market Abuse | Report | PDF 1.38 MB |
||||
| 11/01/2017 | ESMA42-1643088512-2962 | ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution | MiFID - Investor Protection, MiFID - Secondary Markets, Supervisory convergence | Report | PDF 774.17 KB |
||||
| 05/02/2016 | 2016/234 | ESMA’s supervision of credit rating agencies and trade repositories- 2015 annual report and 2016 work plan. | Credit Rating Agencies, Trade Repositories | Report | PDF 2.08 MB |
The European Securities and Markets Authority’s (ESMA) annual report and work programme has been prepared according to Article 21 of Regulation 1060/2009 on credit rating agencies as amended (the CRA Regulation) and Article 85 of Regulation 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR). It highlights the direct supervisory activities carried out by ESMA during 2015 regarding credit rating agencies (CRAs) and trade repositories (TRs) and outlines ESMA’s main priorities in these areas for 2016. ESMA adopts a risk-based approach to the supervision of CRAs and TRs in accordance with its overall objectives of promoting financial stability and orderly markets and enhancing investor protection. This risk-based approach requires the analysis of information from a variety of sources and the application of multiple supervisory tools including day-to-day supervision, cycle of engagement meetings with supervised entities, on-site inspections and dedicated investigations. In order to build on the expertise that ESMA has developed through its supervision of CRAs and TRs, ESMA created a single Supervision Department in November 2015. ESMA intends to draw on the best practices identified from the supervision of both types of entity to further enhance its supervisory effectiveness in future. |
|||
| 30/09/2020 | ESMA 33-9-371 | Final Report Guidelines Internal Control for CRAs | Credit Rating Agencies | Report | PDF 430.48 KB |
||||
| 13/07/2016 | 2016/1130 | Final Report on the Market Abuse Regulation Guidelines | Market Abuse, Market Integrity | Report | PDF 852.59 KB |
||||
| 20/12/2019 | ESMA80-196-3218 | Follow-up Report on fees charged by CRAs and TRs | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Report | PDF 606.45 KB |
||||
| 24/07/2018 | ESMA42-111-4653 | Follow-up Report to the Peer Review on MiFID Suitability Requirements | MiFID - Investor Protection | Report | PDF 435.05 KB |