ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
64
REFINE YOUR SEARCH
Sections
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Fund Management filter Fund Management
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Crowdfunding filter Crowdfunding
- MiFID - Secondary Markets (92) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (64) Apply MiFID - Investor Protection filter
- Short Selling (35) Apply Short Selling filter
- Post Trading (24) Apply Post Trading filter
- COVID-19 (12) Apply COVID-19 filter
- Supervisory convergence (12) Apply Supervisory convergence filter
- Market Abuse (9) Apply Market Abuse filter
- Corporate Disclosure (8) Apply Corporate Disclosure filter
- CESR Archive (7) Apply CESR Archive filter
- Brexit (6) Apply Brexit filter
- Prospectus (5) Apply Prospectus filter
- Securitisation (5) Apply Securitisation filter
- Corporate Information (4) Apply Corporate Information filter
- Innovation and Products (4) Apply Innovation and Products filter
- Sustainable finance (4) Apply Sustainable finance filter
- Benchmarks (3) Apply Benchmarks filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Trade Repositories (2) Apply Trade Repositories filter
- Trading (2) Apply Trading filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Transparency (1) Apply Transparency filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Q&A filter Q&A
- Guidelines & Recommendations (228) Apply Guidelines & Recommendations filter
- Reference (188) Apply Reference filter
- Press Release (133) Apply Press Release filter
- Consultation Paper (100) Apply Consultation Paper filter
- Final Report (81) Apply Final Report filter
- Statement (59) Apply Statement filter
- Report (51) Apply Report filter
- Letter (50) Apply Letter filter
- Decision (35) Apply Decision filter
- Speech (34) Apply Speech filter
- Technical Advice (19) Apply Technical Advice filter
- Compliance table (18) Apply Compliance table filter
- Annual Report (11) Apply Annual Report filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- Technical Standards (11) Apply Technical Standards filter
- SMSG Advice (3) Apply SMSG Advice filter
- Investor Warning (2) Apply Investor Warning filter
- CESR Document (1) Apply CESR Document filter
Your filters
Credit Rating Agencies X Crowdfunding X Corporate Finance X Joint Committee X Corporate Governance X Market Integrity X Fund Management X Q&A X Opinion X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.16 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
||||
| 20/05/2022 | ESMA35-42-1088 | Q&A on the European crowdfunding service providers for business Regulation | Crowdfunding | Q&A | PDF 279.38 KB |
||||
| 20/05/2022 | ESMA34-43-392 | Q&A on the application of the UCITS Directive | Fund Management | Q&A | PDF 749.77 KB |
||||
| 13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
||||
| 02/05/2022 | ESMA70-449-501 | Opinion ITS insider lists | Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Opinion | PDF 1.76 MB |
||||
| 02/05/2022 | ESMA70-449-497 | Opinion RTS liquidity contracts for SME Growth Market issuers | Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Opinion | PDF 849.59 KB |
||||
| 17/12/2021 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 691.07 KB |
||||
| 17/12/2021 | Joint Committee | JC 2017 Q&A on the PRIIPs Key Information Document | Joint Committee | Q&A | PDF 755.23 KB |
||||
| 30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |
||||
| 30/09/2021 | ESMA80-196-5819 | Opinion on improving access to and use of credit ratings | Credit Rating Agencies | Opinion | PDF 331.84 KB |
||||
| 29/07/2021 | ESMA33-5-87 | Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA | Credit Rating Agencies | Q&A | PDF 409.83 KB |
||||
| 26/07/2021 | SFDR EC Q&A | EC Q&A on sustainability-related disclosures | Joint Committee, Sustainable finance | Q&A | PDF 601.99 KB |
||||
| 31/05/2021 | ESMA70-155-11961 | Opinion on AMF AMP | Market Abuse, Market Integrity | Opinion | PDF 1.77 MB |
||||
| 28/05/2021 | ESMA50-164-4575 | Opinion- Collection of information for the effective monitoring of systemic risk under Article 24(5), first subparagraph, of the AIFMD | Fund Management | Opinion | PDF 135.74 KB |
||||
| 20/05/2021 | ESMA70-156-4262 | Opinion for the adjustment of the threshold set out in Article 5(2) of SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 429.84 KB |
||||
| 26/03/2021 | JC 2021 16 | ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR | Joint Committee, Securitisation | Opinion | PDF 339.91 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 15/04/2020 | ESMA70-155-9845 | Opinion on CNMV emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 302.98 KB |
||||
| 15/04/2020 | ESMA70-155-9848 | Opinion on FMA emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 432.15 KB |