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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
23/01/2013 2013/87 2013 CRA supervision and policy work plan Reference PDF
114.95 KB
21/06/2017 ESMA70-393682164-34 Application Form for the Consultative Working Group of ESMA’s Post Trading Standing Committee Reference DOCX
36.91 KB
21/06/2017 ESMA70-393682164-33 Call for expressions of interest for the Consultative Working Group of ESMA's Post Trading Standing Committee Reference PDF
262.49 KB
21/01/2020 ESMA70-708036281-159 Competent Authorities Responsible for the Authorisation and Supervision of Central Securities Depositories (CSDs) Reference PDF
155.19 KB
27/05/2019 ESMA70-151-1019 Consolidated SFTR_Validation_Rules Reference XLSX
120.19 KB
18/05/2018 ESMA33-9-226 CRA Technical Committee Terms of Reference Reference PDF
288.41 KB
20/12/2019 ESMA71-100-1792 CRAs and TRs Follow Up Fees Factsheet , , Reference PDF
122.09 KB
16/12/2013 2013/1933 CRAs’ Market share calculation according to Article 8d of the CRA Regulation Reference PDF
181.17 KB
22/12/2014 2014/1583 Credit Rating Agencies’ 2014 market share calculations for the purposes of Article 8d of the CRA Regulation Reference PDF
330 KB
One of the objectives of the CRA Regulation is to increase competition in the markets for credit ratings by encouraging issuers to use smaller credit rating agencies. To this end, Article 8d(1) of the CRA Regulation states that where issuers or related third parties intend to appoint at least two CRAs to rate an issuance or entity, they shall consider appointing at least one CRA with no more than 10% of the total market share. They will consider this where the issuer or related third party finds that such a CRA is capable of rating the relevant issuance or entity and there is such a CRA available to rate the issuance or entity in question. Where it is not possible to appoint at least one CRA with no more than 10% of the total market share, the issuer or related third party shall document this. The obligations in Article 8d are supervised and enforced at national level by sectoral competent authorities. To help issuers and related third parties carry out this evaluation, Article 8d(2) of the CRA Regulation requires ESMA to publish a list of CRAs registered in the European Union (EU) on its website every year, indicating their total market share and the types of credit ratings issued.
28/01/2020 ESMA70-151-889 CSD Register Reference PDF
899.6 KB
11/07/2019 ESMA70-151-887 CSDR List of relevant authorities- Article 12 Reference PDF
442.75 KB
01/06/2017 ESMA70-708036281-72 CSDR relevant currencies indicators- template Reference XLS
283 KB
28/09/2017 ESMA70-151-564 CSDR Template for CSD Register Notifications Reference DOCX
63.15 KB
23/07/2018 ESMA41-137-1144 Danske- PUBLIC NOTICE Reference PDF
81.01 KB
27/05/2019 ESMA70-145-1395 DATA_templates TRs , Reference XLS
92.5 KB
07/10/2019 ESMA70-151-2766 Designated Authorities to notify opening of insolvency proceedings Reference PDF
303.92 KB
07/10/2019 ESMA70-151-2767 Designated Payment and Securities Settlement Systems Reference PDF
489.91 KB
07/11/2013 MARKT/G2/PSDM/bh (2013) 3663122 EC letter to ESMA on reporting of ETDs Reference PDF
430.71 KB
04/11/2015 EMIR VT EMIR validation table Reference XLSX
26.48 KB
28/03/2019 ESMA-41-356-14 ESMA fine Fitch France Reference PDF
432.67 KB

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