ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
21
REFINE YOUR SEARCH
Sections
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove International cooperation filter International cooperation
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Speeches (142) Apply Speeches filter
- MiFID - Secondary Markets (100) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (82) Apply MiFID - Investor Protection filter
- Fund Management (43) Apply Fund Management filter
- Post Trading (40) Apply Post Trading filter
- Short Selling (37) Apply Short Selling filter
- Market Integrity (36) Apply Market Integrity filter
- CESR Archive (33) Apply CESR Archive filter
- Guidelines and Technical standards (32) Apply Guidelines and Technical standards filter
- Innovation and Products (19) Apply Innovation and Products filter
- Supervisory convergence (19) Apply Supervisory convergence filter
- Corporate Disclosure (14) Apply Corporate Disclosure filter
- COVID-19 (14) Apply COVID-19 filter
- Corporate Information (13) Apply Corporate Information filter
- Benchmarks (11) Apply Benchmarks filter
- Brexit (11) Apply Brexit filter
- Joint Committee (8) Apply Joint Committee filter
- Prospectus (5) Apply Prospectus filter
- Securitisation (5) Apply Securitisation filter
- IFRS Supervisory Convergence (4) Apply IFRS Supervisory Convergence filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Board of Supervisors (3) Apply Board of Supervisors filter
- Corporate Finance (3) Apply Corporate Finance filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Sustainable finance (2) Apply Sustainable finance filter
- Trade Repositories (2) Apply Trade Repositories filter
- Transparency (2) Apply Transparency filter
- Corporate Governance (1) Apply Corporate Governance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
- Trading (1) Apply Trading filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Speech filter Speech
- (-) Remove Q&A filter Q&A
- (-) Remove Compliance table filter Compliance table
- Reference (87) Apply Reference filter
- Press Release (65) Apply Press Release filter
- Guidelines & Recommendations (44) Apply Guidelines & Recommendations filter
- Consultation Paper (41) Apply Consultation Paper filter
- Final Report (35) Apply Final Report filter
- Statement (22) Apply Statement filter
- Decision (17) Apply Decision filter
- Report (15) Apply Report filter
- Technical Advice (11) Apply Technical Advice filter
- Annual Report (7) Apply Annual Report filter
- Letter (7) Apply Letter filter
- Technical Standards (6) Apply Technical Standards filter
- CESR Document (1) Apply CESR Document filter
Your filters
Credit Rating Agencies X Securities Financing Transactions X International cooperation X Market Abuse X Compliance table X Speech X Opinion X Q&A X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
10/10/2019 | ESMA71-319-144 | Building the EU Capital Markets Union while fostering global financial markets- EU-Asia Financial Dialogue/ASIFMA Conference | International cooperation, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 135.51 KB |
EU-Asia Financial Dialogue/ASIFMA Conference, Tokyo 10 October |
|||
30/05/2017 | ESMA70-145-103 | Communication on launch of reference data submission under MAR | Market Abuse, Market Integrity | Opinion | PDF 132.12 KB |
||||
13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 139.07 KB |
||||
04/02/2019 | ESMA70-145-67 | Compliance table regarding MAR guidelines on delay in the disclosure of inside information | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 177.97 KB |
||||
04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.39 KB |
||||
09/10/2020 | ESM22-103-1158 | ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference | COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches | Speech | PDF 133.94 KB |
||||
19/09/2019 | ESMA70-155-8524 | ESMA Opinion CNMV revised Accepted Market Practice | Market Abuse, Market Integrity | Opinion | PDF 520.92 KB |
||||
13/04/2018 | ESMA70-145-442 | ESMA Opinion on AMF Accepted Market Practice on liquidity contracts | Market Abuse, Market Integrity | Opinion | PDF 542.91 KB |
||||
04/06/2019 | ESMA71-319-120 | FESE Dinner Address | Brexit, International cooperation, MiFID - Secondary Markets, Post Trading, Speeches | Speech | PDF 117.98 KB |
||||
06/11/2020 | ESMA71-99-1432 | Opening Statement Verena Ross ECMI 6 November 2020 | Credit Rating Agencies, Speeches | Speech | PDF 99.36 KB |
||||
12/05/2016 | ESA/2016/41 | Opinion of the ESAs- ECAI credit assessments | Credit Rating Agencies, Joint Committee | Opinion | PDF 379.79 KB |
||||
17/06/2016 | 2016/982 | Opinion on inside information disclosure under the Market Abuse Regulation | Market Abuse | Opinion | PDF 278.89 KB |
||||
31/01/2020 | ESMA70-155-7850 | Opinion- Relating to the intended Accepted Market Practice on liquidity contracts notified by the Commissione Nazionale per le Società e la Borsa (Consob) | Market Abuse | Opinion | PDF 407.58 KB |
||||
25/04/2017 | ESMA70-145-76 | Points for convergence in relation to MAR accepted market practices on liquidity contracts | Market Abuse, Market Integrity | Opinion | PDF 166.37 KB |
||||
01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
17/02/2020 | ESMA33-5-87 | Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA | Credit Rating Agencies | Q&A | PDF 401.67 KB |
||||
29/03/2019 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 400.21 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
05/11/2020 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 256.31 KB |
||||
22/06/2016 | 2016/989 | Speech ISLA's 25th Anniversary Conference- Steven Maijoor, 22 June 2016, Vienna | Securities Financing Transactions, Speeches | Speech | PDF 242.25 KB |
||||
25/02/2021 | ESMA70-155-11890 | Statement CumEx CumCum scandal- Fabrizio Planta | Market Abuse, Market Integrity, Speeches, Trading | Speech | PDF 132.57 KB |