ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
83
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove International cooperation filter International cooperation
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Speeches (143) Apply Speeches filter
- MiFID - Secondary Markets (101) Apply MiFID - Secondary Markets filter
- Fund Management (37) Apply Fund Management filter
- Market Integrity (35) Apply Market Integrity filter
- Short Selling (35) Apply Short Selling filter
- Post Trading (34) Apply Post Trading filter
- Guidelines and Technical standards (33) Apply Guidelines and Technical standards filter
- CESR Archive (26) Apply CESR Archive filter
- Innovation and Products (18) Apply Innovation and Products filter
- COVID-19 (14) Apply COVID-19 filter
- Corporate Information (11) Apply Corporate Information filter
- Market Abuse (11) Apply Market Abuse filter
- Supervisory convergence (11) Apply Supervisory convergence filter
- Benchmarks (10) Apply Benchmarks filter
- Corporate Disclosure (10) Apply Corporate Disclosure filter
- Brexit (9) Apply Brexit filter
- Joint Committee (8) Apply Joint Committee filter
- Securitisation (5) Apply Securitisation filter
- IFRS Supervisory Convergence (4) Apply IFRS Supervisory Convergence filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Board of Supervisors (3) Apply Board of Supervisors filter
- Prospectus (3) Apply Prospectus filter
- CCP Directorate (2) Apply CCP Directorate filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Sustainable finance (2) Apply Sustainable finance filter
- Corporate Finance (1) Apply Corporate Finance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
- Trade Repositories (1) Apply Trade Repositories filter
- Trading (1) Apply Trading filter
- Transparency (1) Apply Transparency filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Speech filter Speech
- (-) Remove Compliance table filter Compliance table
- Guidelines & Recommendations (119) Apply Guidelines & Recommendations filter
- Reference (102) Apply Reference filter
- Press Release (89) Apply Press Release filter
- Consultation Paper (53) Apply Consultation Paper filter
- Statement (39) Apply Statement filter
- Final Report (35) Apply Final Report filter
- Decision (26) Apply Decision filter
- Investor Warning (26) Apply Investor Warning filter
- Report (17) Apply Report filter
- Technical Advice (14) Apply Technical Advice filter
- Letter (13) Apply Letter filter
- Annual Report (8) Apply Annual Report filter
- Q&A (6) Apply Q&A filter
- Technical Standards (6) Apply Technical Standards filter
Your filters
Credit Rating Agencies X Securities Financing Transactions X International cooperation X MiFID - Investor Protection X Compliance table X Speech X Opinion X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 19/11/2019 | ESMA71-319-154 | Banking and the MiFID II review | MiFID - Investor Protection, MiFID - Secondary Markets, Speeches | Speech | PDF 135.75 KB |
||||
| 10/10/2019 | ESMA71-319-144 | Building the EU Capital Markets Union while fostering global financial markets- EU-Asia Financial Dialogue/ASIFMA Conference | International cooperation, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 135.51 KB |
EU-Asia Financial Dialogue/ASIFMA Conference, Tokyo 10 October |
|||
| 21/03/2018 | ESMA71-99-964 | CMU, Brexit and ESA review – What’s next? Steven Maijoor BVI Keynote | Fund Management, MiFID - Investor Protection, Speeches | Speech | PDF 329.97 KB |
||||
| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 157.54 KB |
||||
| 06/11/2018 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 293.08 KB |
||||
| 20/06/2019 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 145.71 KB |
||||
| 24/04/2014 | 2013/923 | Compliance table- compliance guidelines | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 100.87 KB |
||||
| 27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 161.38 KB |
||||
| 10/03/2020 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 166.08 KB |
||||
| 10/03/2020 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.52 KB |
||||
| 24/04/2014 | 2013/922 | Compliance table- suitability guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.33 KB |
||||
| 17/06/2019 | ESMA-35-43-1970 | ESMA opinion under Article 42(3) MiFIR (IT_BO) | MiFID - Investor Protection | Opinion | PDF 98.33 KB |
||||
| 17/06/2019 | ESMA-35-43-1971 | ESMA opinion under Article 42(3) MiFIR (IT_CFD) | MiFID - Investor Protection | Opinion | PDF 98.47 KB |
||||
| 17/07/2019 | ESMA35-43-1983 | ESMA opinion under Article 43(2) MiFID (CZ_CFD) | MiFID - Investor Protection | Opinion | PDF 100.16 KB |
||||
| 02/04/2019 | ESMA-35-43-1776 | ESMA opinion under Article 43(2) MiFIR (AFM_BO) | MiFID - Investor Protection | Opinion | PDF 97.69 KB |
||||
| 02/04/2019 | ESMA-35-43-1780 | ESMA opinion under Article 43(2) MiFIR (AFM_CFDs) | MiFID - Investor Protection | Opinion | PDF 97.4 KB |
||||
| 13/05/2019 | ESMA-35-43-1877 | ESMA opinion under Article 43(2) MiFIR (AT_BO) | MiFID - Investor Protection | Opinion | PDF 99.61 KB |
||||
| 13/05/2019 | ESMA35-43-1906 | ESMA opinion under Article 43(2) MiFIR (AT_CFD) | MiFID - Investor Protection | Opinion | PDF 105.71 KB |
||||
| 13/05/2019 | ESMA35-43-1906 | ESMA opinion under Article 43(2) MiFIR (AT_CFD) | MiFID - Investor Protection | Opinion | PDF 105.71 KB |
||||
| 26/06/2019 | ESMA-35-43-1979 | ESMA opinion under Article 43(2) MiFIR (BG_BO) | MiFID - Investor Protection | Opinion | PDF 97.67 KB |