ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
40
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Credit Rating Agencies X Market Abuse X CESR Archive X Compliance table X Speech X Q&A X
Reset all filters
Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
09/10/2020 ESM22-103-1158 ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference , , , , Speech PDF
133.94 KB
17/02/2020 ESMA33-5-87 Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA Q&A PDF
401.67 KB
13/02/2020 ESMA70-145-66 Compliance table regarding MAR guidelines for persons receiving market soundings , Compliance table PDF
145.56 KB
29/03/2019 ESMA70-145-111 Q&A on the Market Abuse Regulation , Q&A PDF
400.21 KB

The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework

The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements.

04/02/2019 ESMA70-145-67 Compliance table regarding MAR guidelines on delay in the disclosure of inside information , Compliance table PDF
284.61 KB
04/02/2019 ESMA70-145-153 Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives , , Compliance table PDF
267.86 KB
01/04/2016 2016/419 Q&A Market Abuse Directive Q&A PDF
175.08 KB
04/06/2010 10-521 FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members Q&A PDF
206.24 KB
06/05/2010 10-591 Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee Q&A PDF
130.84 KB
19/04/2010 10-293 Question and Answers- Understanding the definition of advice under MiFID Q&A PDF
335.78 KB
08/03/2010 10-222 FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members Q&A PDF
327.78 KB
03/11/2009 09-559 Questions and Answers- MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements Q&A PDF
405.18 KB
04/09/2008 3L3 04/09/08 Presentation held at the Public hearing on the Draft Advice on the review of commodities business Speech PDF
78.9 KB
31/07/2008 3l3 07/07/08 Presentation held at the Public hearing on Consultation Paper on the review of commodities business Speech PDF
81.58 KB
29/05/2007 07-320 Q&A on Best Execution Q&A PDF
578.51 KB
06/04/2007 3L3 1/02/07 EW "Conflicts of interest in financial services groups" Speech by Eddy Wymeersch Speech PDF
88.45 KB
06/04/2007 3L3 1/02/07 MP "Conflicts of interest in financial services" speech by Michel Prada Speech PDF
29.12 KB
31/01/2007 07-055 "The regulatory regimes in the EU and in the US" by CESR Chairman Arthur Docters van Leeuwen- Delivered by Wim Moeliker Speech PDF
80.2 KB
Delivered in Athens, 17 January 2007
25/10/2006 CESR 18/10/06 CESR's fifth anniversary- Intervention by Mr Thierry BRETON, French Minister of Economy, Finance and Industry Speech PDF
153.91 KB
11/10/2005 ECOFIN 3L3 Speeches by the Lamfalussy Chairs at ECOFIN 11 October, on Progress and opportunities for better regulation Speech PDF
99.62 KB