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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|13/05/2020||ESMA80-189-6982||EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges||COVID-19, Credit Rating Agencies||Final Report||PDF
|31/03/2020||ESMA43-370-103||Final report on TA on EMIR 2.2 CCP fines||CCP Directorate, Credit Rating Agencies, Post Trading, Trade Repositories||Final Report||PDF
|13/02/2020||ESMA70-145-66||Compliance table regarding MAR guidelines for persons receiving market soundings||Guidelines and Technical standards, Market Abuse||Compliance table||PDF
|31/01/2020||ESMA70-155-7850||Opinion- Relating to the intended Accepted Market Practice on liquidity contracts notified by the Commissione Nazionale per le Società e la Borsa (Consob)||Market Abuse||Opinion||PDF
|12/12/2019||ESMA42-111-4916||STOR Peer Review Report||Market Abuse, Supervisory convergence||Final Report||PDF
|08/10/2019||ESMA70-145-457||Final report on Draft Regulatory Technical Standards on cooperation arrangements under Regulation (EU) No 596/2014 on market abuse||Market Abuse||Final Report||PDF
|19/09/2019||ESMA70-155-8524||ESMA Opinion CNMV revised Accepted Market Practice||Market Abuse, Market Integrity||Opinion||PDF
|18/07/2019||ESMA33-9-320||Final Report Guidelines on Disclosure Requirements Applicable to Credit Rating Agencies||Credit Rating Agencies||Final Report||PDF
|05/02/2019||ESMA 33-9-295||Final Report Guidelines on the Submission of Periodic Information to ESMA by Credit Rating Agencies||Credit Rating Agencies||Final Report||PDF
|04/02/2019||ESMA70-145-67||Compliance table regarding MAR guidelines on delay in the disclosure of inside information||Guidelines and Technical standards, Market Abuse||Compliance table||PDF
|04/02/2019||ESMA70-145-153||Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives||Guidelines and Technical standards, Market Abuse, Market Integrity||Compliance table||PDF
|18/07/2018||ESMA33-9-246||Final report on Supplementary Guidelines on Endorsement||Credit Rating Agencies||Final Report||PDF
|13/04/2018||ESMA70-145-442||ESMA Opinion on AMF Accepted Market Practice on liquidity contracts||Market Abuse, Market Integrity||Opinion||PDF
|17/11/2017||ESMA33-9-207||Technical Advice on CRA Regulatory Equivalence- CRA 3 Update||Credit Rating Agencies||Final Report||PDF
|17/11/2017||ESMA33-9-205||Final Report on the application of the CRA endorsement regime||Credit Rating Agencies||Final Report||PDF
|01/06/2017||ESMA7--145-100||Final report on MAR ITS on cooperation between competent authorities||Market Abuse, Market Integrity||Final Report||PDF
|30/05/2017||ESMA70-145-103||Communication on launch of reference data submission under MAR||Market Abuse, Market Integrity||Opinion||PDF
|25/04/2017||ESMA70-145-76||Points for convergence in relation to MAR accepted market practices on liquidity contracts||Market Abuse, Market Integrity||Opinion||PDF
|15/11/2016||2016-1575||Final Report on Guidelines on the validation and review of Credit Rating Agencies’ methodologies||Credit Rating Agencies||Final Report||PDF
|30/09/2016||2016/1412||Final Report on MAR Guidelines on commodity derivatives||Guidelines and Technical standards, Market Abuse, Market Integrity||Final Report||PDF
Article 7(5) of MAR provides that the European Securities and Markets Authority (ESMA) shall issue guidelines to establish a non-exhaustive indicative list of information which is reasonably expected or is required to be disclosed in accordance with legal or regulatory provisions in Union or national law, market rules, contract, practice or custom, on the relevant commodity derivatives markets or spot markets as referred to in Article 7(1)(b) of MAR. This final report follows the Consultation Paper (CP) issued on March 2016.
Section 2 contains information on the background and mandate, while Section 3 sets out ESMA’s feedback to the CP responses in relation to the scope of the guidelines, the financial instruments and products covered by the examples of information relating directly and indirectly to commodity derivatives and information directly relating to a spot market contract. It also indicates whether and where ESMA has changed the guidelines following the consultation.
Annex I lists questions raised in the CP. Annex 2 provides the legislative mandate on the basis of which ESMA is issuing these guidelines. Annex 3 sets out ESMA’s view on the costs and benefits associated with these guidelines. Annex 4 contains the text of the guidelines.
The guidelines in Annex 4 will be translated into the official languages of the European Union and published on the ESMA’s website. Within 2 months of the issuance of the translations, each national competent authority will have to confirm whether it complies or intends to comply with those guidelines. In the event that a national competent authority does not comply or does not intend to comply, it will have to inform ESMA, stating its reasons. ESMA will publish the fact that a national competent authority does not comply or does not intend to comply with those guidelines.