ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
53
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Short Selling filter Short Selling
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove COVID-19 filter COVID-19
- CESR Archive (183) Apply CESR Archive filter
- Securities and Markets Stakeholder Group (89) Apply Securities and Markets Stakeholder Group filter
- Post Trading (60) Apply Post Trading filter
- Fund Management (54) Apply Fund Management filter
- Guidelines and Technical standards (43) Apply Guidelines and Technical standards filter
- MiFID - Investor Protection (41) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (36) Apply MiFID - Secondary Markets filter
- Joint Committee (30) Apply Joint Committee filter
- CCP Directorate (18) Apply CCP Directorate filter
- Corporate Disclosure (17) Apply Corporate Disclosure filter
- Market Abuse (15) Apply Market Abuse filter
- Prospectus (14) Apply Prospectus filter
- Benchmarks (10) Apply Benchmarks filter
- Trading (9) Apply Trading filter
- Securitisation (8) Apply Securitisation filter
- Supervisory convergence (6) Apply Supervisory convergence filter
- Innovation and Products (5) Apply Innovation and Products filter
- Sustainable finance (5) Apply Sustainable finance filter
- Transparency (5) Apply Transparency filter
- IFRS Supervisory Convergence (4) Apply IFRS Supervisory Convergence filter
- Market data (4) Apply Market data filter
- Securities Financing Transactions (4) Apply Securities Financing Transactions filter
- Corporate Governance (3) Apply Corporate Governance filter
- Corporate Finance (2) Apply Corporate Finance filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Corporate Information (1) Apply Corporate Information filter
- Crowdfunding (1) Apply Crowdfunding filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Compliance table filter Compliance table
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (104) Apply Reference filter
- Press Release (76) Apply Press Release filter
- Guidelines & Recommendations (68) Apply Guidelines & Recommendations filter
- Statement (52) Apply Statement filter
- Opinion (46) Apply Opinion filter
- Final Report (39) Apply Final Report filter
- Decision (34) Apply Decision filter
- Report (18) Apply Report filter
- Speech (16) Apply Speech filter
- Technical Advice (12) Apply Technical Advice filter
- Letter (9) Apply Letter filter
- Annual Report (7) Apply Annual Report filter
- Q&A (6) Apply Q&A filter
- Technical Standards (6) Apply Technical Standards filter
Your filters
Credit Rating Agencies X Short Selling X Market Integrity X Trade Repositories X European Single Electronic Format X COVID-19 X SMSG Advice X Compliance table X Consultation Paper X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/01/2022 | ESMA 80-416-228 | Consultation Paper on Revision to Guidelines and Recommendations on Scope of the CRA Regulation | Credit Rating Agencies | Consultation Paper | PDF 481.87 KB |
||||
| 24/11/2021 | ESMA22-106-3734 | SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation | Securities and Markets Stakeholder Group, Short Selling | SMSG Advice | PDF 167.66 KB |
||||
| 24/09/2021 | ESMA70-156-3914 | Consultation Paper on the review of certain aspects of the Short Selling Regulation | Short Selling | Consultation Paper | PDF 1.19 MB |
||||
| 28/05/2021 | ESMA74-362-1941 | Consultation Paper on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | Consultation Paper | PDF 658.69 KB |
||||
| 26/05/2021 | ESMA 33-9-413 | Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings | Credit Rating Agencies | Consultation Paper | PDF 392.05 KB |
||||
| 26/05/2021 | ESMA70-156-4067 | Consultation Paper- Technical standards for commodity derivatives- MiFIDII Recovery Package | COVID-19, MiFID - Secondary Markets | Consultation Paper | PDF 863.42 KB |
||||
| 24/03/2021 | ESMA74-362-1864 | CP Technical Advice on simplification TR fees under SFTR and EMIR | Market data, Trade Repositories | Consultation Paper | PDF 494.16 KB |
||||
| 08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
||||
| 29/01/2021 | ESMA 80-196-5019 | Consultation Paper on Fees Charged to CRAs by ESMA | Credit Rating Agencies | Consultation Paper | PDF 345.85 KB |
||||
| 09/07/2020 | ESMA74-362-608 | Guidelines on calculation of positions in SFTs by Trade Repositories | Securities Financing Transactions, Trade Repositories | Consultation Paper | PDF 799.81 KB |
||||
| 30/03/2020 | ESMA33-5-829 | Call for evidence on access and use of ratings | Credit Rating Agencies | Consultation Paper | PDF 307.88 KB |
||||
| 27/03/2020 | ESMA74-362-47 | CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT | Post Trading, Supervisory convergence, Trade Repositories | Consultation Paper | PDF 2.66 MB |
||||
| 05/12/2019 | ESMA33-9-355 | Guidelines on Internal Controls for CRAs | Credit Rating Agencies | Consultation Paper | PDF 523.56 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
| 27/05/2019 | ESMA70-145-1145 | Consultation paper on Guidelines on periodic information and notification of material changes to be submitted to ESMA by Trades Repositories | Market Integrity, Post Trading | Consultation Paper | PDF 545.53 KB |
||||
| 04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
||||
| 19/12/2018 | ESMA 33-9-290 | Consulation Paper on Disclosure Requirements Applicable to Credit Ratings | Credit Rating Agencies | Consultation Paper | PDF 519.77 KB |
||||
| 19/07/2018 | ESMA 33-9-252 | Consulation Paper on Revised Guidelines on Periodic Reporting by CRAs | Credit Rating Agencies | Consultation Paper | PDF 1.87 MB |
||||
| 27/03/2018 | ESMA33-9-235 | Consultation paper- Draft Guidelines on “as stringent as” notion in the CRA Regulation | Credit Rating Agencies | Consultation Paper | PDF 964.56 KB |
||||
| 07/07/2017 | ESMA70-145-127 | Consultation paper on the evaluation of the short-selling regulation | Market Integrity, Short Selling | Consultation Paper | PDF 1.46 MB |