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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
19/07/2012 2011/454 MOU on the supervision of CRAs- ESMA and ASIC Credit Rating Agencies, International cooperation Reference PDF
4 MB		 This document contains two copies of the MOU, signed by ESMA and by the ASIC.
01/12/2011 2011/SMSG/15 Summary of conclusions- SMSG meeting on 11 October 2011 Securities and Markets Stakeholder Group Reference PDF
80.45 KB
19/10/2011 2011/SMSG/3 Summary of conclusions- meeting of the SMSG on 21 July 2011 Securities and Markets Stakeholder Group Reference PDF
59.38 KB
19/07/2012 2012/124 MOU on the supervision of CRAs- ESMA and MAS Credit Rating Agencies, International cooperation Reference PDF
574.14 KB
24/01/2012 2012/SMSG/1 SMSG work programme for 2012 Securities and Markets Stakeholder Group Reference PDF
58.17 KB		 This document sets out the work programme for 2012 which has been adopted by the Securities and Markets Stakeholder Group. It also sets out a preliminary work programme for 2013 which falls within the current Group’s mandate.
04/05/2012 2012/SMSG/20 SMSG meeting on 15-16 February 2012 Securities and Markets Stakeholder Group Reference PDF
131.17 KB
20/08/2012 2012/SMSG/31 Summary of conclusions 26/04/12 Securities and Markets Stakeholder Group Reference PDF
135.39 KB
13/11/2012 2012/SMSG/44 Summary of conclusions SMSG meeting 28/06/12 Securities and Markets Stakeholder Group Reference PDF
198.96 KB
20/12/2012 2012/SMSG/53 SMSG Annual Activity Report 2011-2012 Securities and Markets Stakeholder Group Reference PDF
334.64 KB
20/12/2012 2012/SMSG/54 SMSG 2013 Work Programme Securities and Markets Stakeholder Group Reference PDF
252.8 KB
12/12/2012 2012/SMSG/62 Summary of conclusions of the SMSG meeting on 12-13 September 2013 Securities and Markets Stakeholder Group Reference PDF
188.21 KB
14/03/2013 2012/SMSG/72 Summary of conclusions of the SMSG meeting on 23 November 2013 Securities and Markets Stakeholder Group Reference PDF
146.34 KB
12/11/2013 2013/1643 Cover Note- Public statement containing information on shareholder cooperation and acting in concert under the Takeover Bids Directive (ESMA/2013/1642) Corporate Disclosure, Corporate Governance Reference PDF
145.01 KB		 In accordance with its mandate to take appropriate action in the context of takeover bids as per Article 1.3 of Regulation (EU) 1095/2010 (ESMA Regulation), ESMA is releasing a public statement on shareholder cooperation and acting in concert under the Takeover Bids Directive (Directive 2004/25/EC). This statement has been prepared following the review and report by the European Commission on the application of the Takeover Bids Directive and is based on information collected about the practices and application of that Directive. The statement has been prepared in order to help shareholders identify activities in relation to which they can cooperate (insofar as those activities are available to them under national company law), without that cooperation, in and of itself, leading to a conclusion that the shareholders are acting in concert and thus being at risk of having to make a mandatory bid under the Takeover Bids Directive. These activities are presented in the statement in the form of a “White List”. The statement has been prepared by the Takeover Bids Network, a permanent working group operating under the auspices of ESMA that promotes exchange of information on practices and application of the Takeover Bids Directive across the European Economic Area, thereby strengthening a common supervisory culture. The Takeover Bids Network is a specialist group composed of the national competent authorities appointed under the Takeover Bids Directive. The competent authorities represented on the ESMA Board of Supervisors are not in all cases appointed as competent authorities within the Takeover Bids Directive. The authorities not represented on the Board of Supervisors but competent within the area of takeovers are the Austrian Takeover Commission, the Irish Takeover Panel, the Oslo Stock Exchange of Norway, the Takeover Panel of Sweden and the Takeover Panel of the United Kingdom. These five authorities have contributed to the public statement and will have regard to it in the same manner as the other members of the Takeover Bids Network when assessing whether shareholders are acting in concert under their national takeover rules.
16/12/2013 2013/1933 CRAs’ Market share calculation according to Article 8d of the CRA Regulation Credit Rating Agencies Reference PDF
181.17 KB
11/03/2013 2013/280 Vacancy notice- Chair of Committee drafting a proxy advising industry Code of Conduct Corporate Finance, Corporate Governance Reference PDF
102.91 KB
10/06/2013 2013/702 Call for expressions of interest regarding ESMA’s Securities and Markets Stakeholder Group Securities and Markets Stakeholder Group Reference PDF
228.48 KB
10/06/2013 2013/703 ESMA Stakeholder Group Renewal Procedure 2013 Securities and Markets Stakeholder Group Reference PDF
332.4 KB
23/01/2013 2013/87 2013 CRA supervision and policy work plan Credit Rating Agencies Reference PDF
114.95 KB
11/06/2013 2013/SMSG/01 Agenda 30-31 January 2013 Securities and Markets Stakeholder Group Reference PDF
109.96 KB
11/02/2014 2013/SMSG/012 Summary of conclusions of the SMSG meeting on 19 June 2013 Securities and Markets Stakeholder Group Reference PDF
91.46 KB

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