ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
37
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Transparency filter Transparency
- CESR Archive (395) Apply CESR Archive filter
- Post Trading (55) Apply Post Trading filter
- Joint Committee (38) Apply Joint Committee filter
- Risk Analysis & Economics - Markets Infrastructure Investors (32) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Corporate Disclosure (30) Apply Corporate Disclosure filter
- Supervisory convergence (30) Apply Supervisory convergence filter
- Fund Management (26) Apply Fund Management filter
- MiFID - Investor Protection (25) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (25) Apply MiFID - Secondary Markets filter
- Market Abuse (19) Apply Market Abuse filter
- Prospectus (19) Apply Prospectus filter
- CCP Directorate (18) Apply CCP Directorate filter
- IFRS Supervisory Convergence (14) Apply IFRS Supervisory Convergence filter
- Market data (10) Apply Market data filter
- Benchmarks (8) Apply Benchmarks filter
- Market Integrity (8) Apply Market Integrity filter
- Sustainable finance (8) Apply Sustainable finance filter
- Securities Financing Transactions (7) Apply Securities Financing Transactions filter
- Securitisation (6) Apply Securitisation filter
- Short Selling (6) Apply Short Selling filter
- Trade Repositories (6) Apply Trade Repositories filter
- Trading (6) Apply Trading filter
- Innovation and Products (5) Apply Innovation and Products filter
- Corporate Finance (4) Apply Corporate Finance filter
- European Single Electronic Format (4) Apply European Single Electronic Format filter
- Corporate Information (3) Apply Corporate Information filter
- Brexit (2) Apply Brexit filter
- Corporate Governance (2) Apply Corporate Governance filter
- COVID-19 (2) Apply COVID-19 filter
- Crowdfunding (2) Apply Crowdfunding filter
- Press Releases (2) Apply Press Releases filter
- Audit (1) Apply Audit filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- IAS Regulation (1) Apply IAS Regulation filter
Type of document
- (-) Remove Final Report filter Final Report
- (-) Remove Q&A filter Q&A
- (-) Remove CESR Document filter CESR Document
- Guidelines & Recommendations (564) Apply Guidelines & Recommendations filter
- Reference (146) Apply Reference filter
- Press Release (93) Apply Press Release filter
- SMSG Advice (89) Apply SMSG Advice filter
- Summary of Conclusions (89) Apply Summary of Conclusions filter
- Compliance table (40) Apply Compliance table filter
- Decision (38) Apply Decision filter
- Consultation Paper (36) Apply Consultation Paper filter
- Report (24) Apply Report filter
- Statement (23) Apply Statement filter
- Letter (22) Apply Letter filter
- Technical Advice (10) Apply Technical Advice filter
- Annual Report (9) Apply Annual Report filter
- Speech (9) Apply Speech filter
- Technical Standards (7) Apply Technical Standards filter
- Opinion (4) Apply Opinion filter
Your filters
Credit Rating Agencies X Securities and Markets Stakeholder Group X Management Board X Guidelines and Technical standards X Transparency X Q&A X CESR Document X Final Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 31/03/2022 | ESMA35-36-2537 | Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 475.42 KB |
||||
| 14/02/2022 | ESMA50-1664-5224 | Final report- Guidelines on stress test scenarios under the MMF Regulation 2021 | Fund Management, Guidelines and Technical standards | Final Report | PDF 637.33 KB |
||||
| 31/01/2022 | ESMA80-416-20 | Final report on the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings | Credit Rating Agencies | Final Report | PDF 282.39 KB |
||||
| 03/01/2022 | ESMA35-43-2938 | Final report- Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 537.74 KB |
||||
| 29/07/2021 | ESMA33-5-87 | Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA | Credit Rating Agencies | Q&A | PDF 409.83 KB |
||||
| 21/06/2021 | ESMA80-196-5170 | Final Report Technical Advice on Fees Charged to CRAs by ESMA | Credit Rating Agencies | Final Report | PDF 404.7 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 05/06/2020 | ESMA35-36-1946 | Final Report Guidelines on certain aspects of the MiFID II compliance function requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 395.33 KB |
||||
| 13/05/2020 | ESMA80-189-6982 | EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges | COVID-19, Credit Rating Agencies | Final Report | PDF 436.43 KB |
||||
| 03/04/2020 | ESMA34-39-968 | Final report- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards | Final Report | PDF 483.83 KB |
||||
| 31/03/2020 | ESMA43-370-103 | Final report on TA on EMIR 2.2 CCP fines | CCP Directorate, Credit Rating Agencies, Post Trading, Trade Repositories | Final Report | PDF 478.11 KB |
||||
| 04/02/2020 | ESMA32-67-613 | Report on amendments to ESMA Guidelines on enforcement of financial information | Transparency | Final Report | PDF 272.06 KB |
||||
| 18/07/2019 | ESMA33-9-320 | Final Report Guidelines on Disclosure Requirements Applicable to Credit Rating Agencies | Credit Rating Agencies | Final Report | PDF 336.63 KB |
||||
| 05/02/2019 | ESMA 33-9-295 | Final Report Guidelines on the Submission of Periodic Information to ESMA by Credit Rating Agencies | Credit Rating Agencies | Final Report | PDF 769.91 KB |
||||
| 18/07/2018 | ESMA33-9-246 | Final report on Supplementary Guidelines on Endorsement | Credit Rating Agencies | Final Report | PDF 948.62 KB |
||||
| 17/11/2017 | ESMA33-9-207 | Technical Advice on CRA Regulatory Equivalence- CRA 3 Update | Credit Rating Agencies | Final Report | PDF 1.51 MB |
||||
| 17/11/2017 | ESMA33-9-205 | Final Report on the application of the CRA endorsement regime | Credit Rating Agencies | Final Report | PDF 1.02 MB |
||||
| 28/09/2017 | ESMA70-154-266 | Guidelines on the management body of market operators and data reporting service providers | Guidelines and Technical standards, MiFID - Secondary Markets | Final Report | PDF 546.29 KB |
||||
| 24/08/2017 | ESMA70-151-552 | Guidelines on transfer of data between Trade Repositories | Guidelines and Technical standards, Post Trading | Final Report | PDF 969.54 KB |