ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/03/2011 | 2011/81 | Recommendations- ESMA update of the CESR recommendations on the consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive | Guidelines and Technical standards, Prospectus, Corporate Disclosure | Guidelines & Recommendations | PDF 593.19 KB |
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| 18/05/2011 | 2011/139 | Final report- Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 653.98 KB |
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| 06/01/2012 | 2012/10 | Interpretation of the Mineral Companies Recommendations for cement companies | Prospectus, Corporate Disclosure | Letter | PDF 41.27 KB |
Open letter regarding Interpretation of the Mineral Companies Recommendations for cement companies | |||
| 01/03/2012 | 2012/138 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Letter | PDF 94.68 KB |
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| 03/05/2012 | 2012/SMSG/25 | Advice on the discussion paper on Proxy Advisors | Securities and Markets Stakeholder Group | Letter | PDF 236.57 KB |
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| 24/05/2012 | 2012/SMSG/27b | SMSG advice to ESMA on short selling | Securities and Markets Stakeholder Group | Letter | PDF 86.43 KB |
This document is an advice from the SMSG to ESMA's draft technical advice on possible Delegated Acts concerning the regulation on short selling and certain aspects of credit default swaps ((EC) No XX/2012)) | |||
| 24/05/2012 | 2012/SMSG/30 | ESMA’s Discussion paper on Key concepts of the AIFMD and types of AIFM – Opinion of the SMSG | Securities and Markets Stakeholder Group | Letter | PDF 59.17 KB |
This document is an advice from the SMSG to ESMA's discussion paper on Key concepts ofthe AIFMD and types of AIFM | |||
| 04/06/2012 | 2012/SMSG/29 | SMSG Advice on ESMA’s public consultation on Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories | Securities and Markets Stakeholder Group | Letter | PDF 112.88 KB |
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| 14/06/2012 | 2012/248 | Letter to the IFRS Interpretation Committee- Accouting exposure to Greek sovereign debt | IFRS Supervisory Convergence | Letter | PDF 361.61 KB |
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| 06/07/2012 | 2012/387 en | Guidelines on certain aspects of the MiFID suitability requirements | MiFID - Investor Protection | Guidelines & Recommendations | PDF 298.21 KB |
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| 06/07/2012 | 2012/388 EN | Guidelines on certain aspects of the MiFID compliance function requirements | MiFID - Investor Protection | Guidelines & Recommendations | PDF 305.13 KB |
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| 06/07/2012 | 2012/388 | Guidelines on certain aspects of the MiFID compliance function requirements | MiFID - Investor Protection | Guidelines & Recommendations | PDF 442.44 KB |
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| 27/07/2012 | 2012/476 | Reply of ESMA to the European Commission’s Green Paper on Shadow Banking | MiFID - Investor Protection | Letter | PDF 175.94 KB |
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| 21/08/2012 | 2012/387 BG | Насоки относно определени аспекти на изискванията на MiFID за годност | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 357.81 KB |
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| 21/08/2012 | 2012/387 CS | Obecné pokyny k určitým aspektům požadavků směrnice MiFID ohledně vhodnosti | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 363.15 KB |
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| 21/08/2012 | 2012/387 DA | Retningslinjer for visse aspekter af egnethedskravene ifølge MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 341.81 KB |
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| 21/08/2012 | 2012/387 NL | Richtsnoeren met betrekking tot bepaalde aspecten van de MiFID-geschiktheidseisen | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 355.02 KB |
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| 21/08/2012 | 2012/387 ET | Finantsinstrumentide turgude direktiivi (MiFID) sobivusnõuete teatud aspektide suunised | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 328.4 KB |
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| 21/08/2012 | 2012/387 FI | Ohjeet rahoitusmarkkinadirektiivin soveltuvuusvaatimusten tietyistä näkökohdista | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 304.47 KB |
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| 21/08/2012 | 2012/387 FR | Orientations concernant certains aspects relatifs aux exigences d'adéquation de la directive MIF | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 353.32 KB |