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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
19/11/2021 ESMA33-128-563 Questions and answers on the Securitisation Regulation Q&A PDF
1.39 MB
19/11/2021 ESMA35-42-1088 Q&A on the European crowdfunding service providers for business Regulation Q&A PDF
176.89 KB
06/08/2021 ESMA70-145-111 Q&A on the Market Abuse Regulation , Q&A PDF
475.69 KB

The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework

The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements.

29/07/2021 ESMA33-5-87 Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA Q&A PDF
409.83 KB
27/07/2021 ESMA31-62-1258 Q&As on the Prospectus Regulation Q&A PDF
814.87 KB
15/07/2021 ESMA70-156-3934 Consultation Paper on MAR GLs on delay in the disclosure of inside information and interactions with prudential supervision Consultation Paper PDF
530.81 KB
27/05/2021 ESMA82-402-200 Consultation Paper on draft TS on content and format of the STS notification for on-balance sheet securitisations Consultation Paper PDF
929.82 KB
26/05/2021 ESMA 33-9-413 Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Consultation Paper PDF
392.05 KB
07/04/2021 ESMA33-9-295 Guidelines on the submission of periodic information to ESMA by Credit Rating Agencies – 2nd Edition Guidelines & Recommendations PDF
338.43 KB
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26/03/2021 ESMA35-36-2201 Consultation Paper on draft technical standards under the ECSP Regulation Consultation Paper PDF
1.24 MB
26/03/2021 JC 2021 19 Joint Committee Q&As relating to the Securitisation Regulation Q&A PDF
279.8 KB
12/03/2021 ESMA33-9-320 Guidelines On Disclosure Requirements Applicable to Credit Ratings , Guidelines & Recommendations PDF
135.98 KB
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10/03/2021 ESMA33-9-371 Guidelines on Internal Control for CRAs , Guidelines & Recommendations PDF
297.77 KB
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04/03/2021 ESMA32-382-1138 Guidelines on disclosure requirements under the Prospectus Regulation , Guidelines & Recommendations PDF
549.46 KB
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05/02/2021 ESMA33-128-1001 Guidelines on portability of information between securitisation repositories under the Securitisation Regulation Guidelines & Recommendations PDF
194.41 KB
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29/01/2021 ESMA 80-196-5019 Consultation Paper on Fees Charged to CRAs by ESMA Consultation Paper PDF
345.85 KB
30/03/2020 ESMA33-5-829 Call for evidence on access and use of ratings Consultation Paper PDF
307.88 KB
17/01/2020 ESMA 33-128-827 Guidelines on securitisation repository data completeness and consistency thresholds Consultation Paper PDF
694.01 KB
05/12/2019 ESMA33-9-355 Guidelines on Internal Controls for CRAs Consultation Paper PDF
523.56 KB
03/10/2019 ESMA70-156-1459 Consultation paper MAR review Consultation Paper PDF
1017.98 KB

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