ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
33
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Short Selling filter Short Selling
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Corporate Governance filter Corporate Governance
- Speeches (156) Apply Speeches filter
- Corporate Information (91) Apply Corporate Information filter
- CESR Archive (50) Apply CESR Archive filter
- MiFID - Secondary Markets (27) Apply MiFID - Secondary Markets filter
- Fund Management (26) Apply Fund Management filter
- Innovation and Products (20) Apply Innovation and Products filter
- Post Trading (20) Apply Post Trading filter
- MiFID - Investor Protection (19) Apply MiFID - Investor Protection filter
- Supervisory convergence (17) Apply Supervisory convergence filter
- Sustainable finance (11) Apply Sustainable finance filter
- Benchmarks (10) Apply Benchmarks filter
- Board of Supervisors (10) Apply Board of Supervisors filter
- Brexit (10) Apply Brexit filter
- Corporate Disclosure (8) Apply Corporate Disclosure filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Risk Analysis & Economics - Markets Infrastructure Investors (7) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Market Abuse (6) Apply Market Abuse filter
- Market Integrity (6) Apply Market Integrity filter
- Securitisation (6) Apply Securitisation filter
- CCP Directorate (5) Apply CCP Directorate filter
- Trade Repositories (5) Apply Trade Repositories filter
- Transparency (5) Apply Transparency filter
- COVID-19 (3) Apply COVID-19 filter
- Management Board (3) Apply Management Board filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- International cooperation (2) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Prospectus (2) Apply Prospectus filter
- Crowdfunding (1) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Market data (1) Apply Market data filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Q&A filter Q&A
- (-) Remove Annual Report filter Annual Report
- Reference (187) Apply Reference filter
- Guidelines & Recommendations (142) Apply Guidelines & Recommendations filter
- Press Release (106) Apply Press Release filter
- SMSG Advice (89) Apply SMSG Advice filter
- Consultation Paper (67) Apply Consultation Paper filter
- Final Report (65) Apply Final Report filter
- Letter (54) Apply Letter filter
- Summary of Conclusions (51) Apply Summary of Conclusions filter
- Statement (45) Apply Statement filter
- Decision (39) Apply Decision filter
- Opinion (39) Apply Opinion filter
- Report (36) Apply Report filter
- Technical Advice (14) Apply Technical Advice filter
- Technical Standards (8) Apply Technical Standards filter
- Compliance table (4) Apply Compliance table filter
- Investor Warning (2) Apply Investor Warning filter
- CESR Document (1) Apply CESR Document filter
Your filters
Credit Rating Agencies X Securities and Markets Stakeholder Group X Audit X Short Selling X Corporate Finance X Corporate Governance X Securities Financing Transactions X Joint Committee X Q&A X Annual Report X Speech X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 30/01/2013 | 2013/159 | Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) | Short Selling | Q&A | PDF 873.32 KB |
||||
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 14/09/2015 | 2015/1380 | Statement by Steven Maijoor Chair ESAs Joint Committee- ECON Hearing 14 September 2015 | Speeches, Joint Committee | Speech | PDF 100.82 KB |
||||
| 22/06/2016 | 2016/989 | Speech ISLA's 25th Anniversary Conference- Steven Maijoor, 22 June 2016, Vienna | Securities Financing Transactions, Speeches | Speech | PDF 242.25 KB |
||||
| 19/12/2016 | 2016/JCESA QA | Questions and Answers on Big Data | Joint Committee | Q&A | PDF 333.65 KB |
||||
| 08/02/2017 | ESMA71-844457584-346 | Review of the European Supervisory Authorities: Opportunities to ensure a safe and sound financial system | Board of Supervisors, Joint Committee | Speech | PDF 187.98 KB |
||||
| 08/02/2018 | ESMA80-199-153 | ESMA’s supervision of credit rating agencies, trade repositories and monitoring of third country central counterparties- 2017 Annual Report and 2018 Work Programme | Credit Rating Agencies | Annual Report | PDF 1.03 MB |
||||
| 22/02/2018 | ESMA70-145-441 | ECON scrutiny session Short Selling Regulation Verena Ross | Short Selling | Speech | PDF 197.03 KB |
||||
| 29/05/2018 | ESMA70-145-408 | Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR) | Short Selling | Q&A | PDF 536.17 KB |
||||
| 27/09/2018 | ESMA71-319-83 | Financing Growth in the EU- speech by Verena Ross at the EBS | Corporate Finance, Speeches | Speech | PDF 181.48 KB |
||||
| 04/12/2018 | ESMA33-9-281 | CRA market share report | Credit Rating Agencies | Annual Report | PDF 827.25 KB |
||||
| 19/02/2019 | ESMA80-199-273 | ESMA supervision 2019 work plan and annual report 2018 | Credit Rating Agencies | Annual Report | PDF 622.46 KB |
||||
| 09/04/2019 | 2019 19 | Joint Committee Annual Report 2018 | Joint Committee | Annual Report | PDF 198.17 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 04/11/2019 | esma22-105-1073 | Annex_to_the_opening_statement_for_econ_hearing_4_november_2019 | Short Selling | Speech | PDF 389.38 KB |
||||
| 12/02/2020 | ESMA32-67-642 | Sustainable financial markets: translating changing risks and investor preferences into regulatory action- Speech by Steven Maijoor, European Financial Forum, Dublin | Credit Rating Agencies, Speeches, Supervisory convergence | Speech | PDF 156.74 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 06/11/2020 | ESMA71-99-1432 | Opening Statement Verena Ross ECMI 6 November 2020 | Credit Rating Agencies, Speeches | Speech | PDF 99.36 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 14/12/2020 | ESMA 33-9-383 | CRA Market Share Calculation 2020 | Credit Rating Agencies | Annual Report | PDF 511.26 KB |