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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|09/08/2022||CPD22||Joint ESAs Consumer Protection Day- Programme||Joint Committee, MiFID - Investor Protection||Reference||PDF
|04/08/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|29/07/2022||ESMA22-106-4089||Application form for Securities and Markets Stakeholder Group 2022||Securities and Markets Stakeholder Group||Reference||DOCX
|29/07/2022||ESMA22-106-3964||Call for Expression of Interest Securities and Markets Stakeholder Group (reserve list)||Securities and Markets Stakeholder Group||Reference||PDF
|28/07/2022||C 2022 1931||SFDR Templates||Joint Committee, Sustainable finance||Reference||ZIP
|20/07/2022||SSR sanctions||Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR)||Short Selling||Reference||PDF
|19/07/2022||JC 2022 30||Joint Committee's Rules of Procedures||Joint Committee||Reference||PDF
|15/07/2022||ESMA80-196-6345||Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation||Credit Rating Agencies, Guidelines and Technical standards||Final Report||PDF
|11/07/2022||ESMA22-106-4135||SMSG advice to ESMA on EFRAG Consultation on Sustainability Reporting standards||Securities and Markets Stakeholder Group, Sustainable finance||SMSG Advice||PDF
|08/07/2022||ESMA22-106-4078||Summary of Conclusions SMSG- 13 May 2022||Securities and Markets Stakeholder Group||Summary of Conclusions||PDF
|08/07/2022||JC 2022 32||Mandate of the European Supervisory Authorities’ Joint Committee Sub-Committee on Digital Operational Resilience||Innovation and Products, Joint Committee||Reference||PDF
|08/07/2022||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|08/07/2022||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|01/07/2022||ESMA31-67-535||Practical Guide on notifications of major holdings under the Transparency Directive||Corporate Disclosure, Corporate Information, Transparency||Reference||PDF
|08/06/2022||ESMA22-106-3869||Summary of Conclusions SMSG- 3 February 2022||Securities and Markets Stakeholder Group||Summary of Conclusions||PDF
|02/06/2022||JC 2022 23||Clarifications on the ESAs' draft RTS under SFDR||Joint Committee, Sustainable finance||Statement||PDF
|01/06/2022||ESA 2022 23||Joint ESA report on the withdrawal of authorisation for serious breaches of AML/CFT rules||Joint Committee||Report||PDF
|01/06/2022||ESMA50-164-770||Links to national websites where net short positions in shares are disclosed||Short Selling||Reference||PDF
|01/06/2022||ESMA50-164-6024||EFIF Summary of the May 2022 meeting||Joint Committee||Summary of Conclusions||PDF
|01/06/2022||Joint Committee||Innovation Facilitators in the EU||Joint Committee||Reference||PDF