ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 13/12/2019 | ESMA43-370-12 | Consultation Paper on CCP penalties | Post Trading | Consultation Paper | PDF 508.22 KB |
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| 12/12/2019 | ESMA33-9-340 | CRA Market Share Calculation 2019 | Credit Rating Agencies | Report | PDF 452.78 KB |
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| 09/12/2019 | ESMA70-151-889 | CSD Register | Post Trading | Reference | PDF 821.48 KB |
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| 09/12/2019 | ESMA70-151-2820 | Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR | Post Trading, Supervisory convergence | Report | PDF 819.71 KB |
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| 05/12/2019 | JC 2019 19 | The introduction of fallbacks in OTC derivative contracts and the requirement to exchange collateral | Joint Committee, Post Trading | Statement | PDF 80.41 KB |
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| 05/12/2019 | JC 2019 20 | Final report- EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework | Joint Committee, Post Trading | Final Report | PDF 430.3 KB |
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| 05/12/2019 | ESMA70-152-348 | List of third-country CCPs recognised to offer services and activities in the Union | Post Trading | Reference | PDF 386.33 KB |
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| 05/12/2019 | ESMA71-99-1255 | PR on GLs for CRAs internal control functions | Credit Rating Agencies, Press Releases | Press Release | PDF 86.68 KB |
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| 05/12/2019 | ESMA33-9-355 | Guidelines on Internal Controls for CRAs | Credit Rating Agencies | Consultation Paper | PDF 523.56 KB |
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| 05/12/2019 | ESMA33-5-370 | Response Form CP on GLs on Internal Controls for CRAs | Credit Rating Agencies | Reference | DOCX 745.76 KB |
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| 04/12/2019 | ESMA71-99-1254 | Acting Chair CCP Supervisory Committee | Board of Supervisors, Corporate Information, Post Trading, Press Releases | Statement | PDF 82.87 KB |
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| 03/12/2019 | ESMA70-708036281-2 | Questions and Answers on CSDR | Post Trading, Supervisory convergence | Q&A | PDF 553.25 KB |
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| 02/12/2019 | ESMA80-191-932 | Guidance on registering securitisation repositories | Credit Rating Agencies | Reference | PDF 147.3 KB |
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| 12/11/2019 | ESMA70-148-523 | List of Central Counterparties authorised to offer services and activities in the Union | Post Trading | Reference | PDF 352.96 KB |
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| 11/11/2019 | ESMA70-151-2650 | Final report on TA on EMIR_2_2_CCP fees | Post Trading | Technical Advice | PDF 606.91 KB |
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| 11/11/2019 | ESMA70-151-2682 | Final Technical advice on Tiering Criteria under EMIR 2.2 | Post Trading | Technical Advice | PDF 544.57 KB |
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| 11/11/2019 | ESMA70-151-2649 | Technical advice on comparable compliance | Post Trading | Technical Advice | PDF 790.06 KB |
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| 11/11/2019 | ESMA71-99-1245 | Press release: ESMA advises Commission on third-country CCPs | Post Trading, Press Releases | Press Release | PDF 124.3 KB |
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| 24/10/2019 | JC-2019-64 | Joint ESA Supervisory Statement – application of scope of the PRIIPs Regulation to bonds | Fund Management, Joint Committee | Statement | PDF 802.39 KB |
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| 17/10/2019 | ESMA42-111-4895 | EMIR data quality peer review | Post Trading, Supervisory convergence | Report | PDF 862.01 KB |