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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
18/02/2015 JC/GL/2014/43 Appendix 1 Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors , Compliance table PDF
187.15 KB

The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors.

22/12/2015 JC/2015/087 Compliance Table GL financial conglomerates , Compliance table PDF
291.93 KB
10/04/2019 JC 2019 26 Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements , Technical Advice PDF
1.34 MB
10/04/2019 JC 2019 25 Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures , Technical Advice PDF
785.49 KB
11/03/2020 ESMA70-156-1434 Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) , Compliance table PDF
129.58 KB
04/06/2020 ESMA41-356-77 Decision- Scope Ratings GmbH Decision PDF
1022.35 KB
28/03/2019 ESMA41-356-22 Public notice Fitch Group Decision PDF
227.33 KB
30/03/2021 ESMA41-356-168 Public Notices Moodys UK DE ES FR IT , Decision PDF
277.29 KB
30/03/2021 ESMA41-356-132 Decision 5-2021 Moody's Spain , Decision PDF
332.83 KB
30/03/2021 ESMA41-356-131 Decision 4-2021 Moody's Italy , Decision PDF
350.91 KB
30/03/2021 ESMA41-356-130 Decision 3-2021 Moody's Germany , Decision PDF
333.78 KB
30/03/2021 ESMA41-356-129 Decision 2-2021 Moody's France , Decision PDF
352.97 KB
30/03/2021 ESMA41-356-114 Decision 1-2021 Moody's UK , Decision PDF
728.73 KB
15/07/2019 esma41-139-1231 Amended decision Handelsbanken Decision PDF
244.4 KB
15/07/2019 esma41-139-1230 Amended_decision_swedbank Decision PDF
243.03 KB
15/07/2019 esma41-139-1229 Amended_decision_seb Decision PDF
239.8 KB
15/07/2019 esma41-139-1224 Amended_decision_nordea Decision PDF
236.05 KB
23/07/2018 ESMA41-137-1153 BoS decision- CRA 2-2017- SEB Decision PDF
706.81 KB
23/07/2018 ESMA41-137-1152 BoS decision-CRA 2-2017- Swedbank Decision PDF
715.12 KB
23/07/2018 ESMA41-137-1150 BoS decision-CRA 2-2017- Nordea Decision PDF
714.78 KB