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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
18/02/2015 JC/GL/2014/43 Appendix 1 Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors Guidelines and Technical standards, Joint Committee Compliance table PDF
187.15 KB

The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors.
10/12/2021 JC/2015/087 Compliance Table GL financial conglomerates Guidelines and Technical standards, Joint Committee Compliance table PDF
300.38 KB
23/12/2014 JC/2014/092 Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive Joint Committee Technical Standards PDF
819.76 KB
26/03/2021 JC 2021 16 ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR Joint Committee, Securitisation Opinion PDF
339.91 KB
10/04/2019 JC 2019 26 Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements Innovation and Products, Joint Committee Technical Advice PDF
1.34 MB
10/04/2019 JC 2019 25 Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures Innovation and Products, Joint Committee Technical Advice PDF
785.49 KB
29/07/2013 JC 2013/01 Final Draft Regulatory Technical Standards Joint Committee Technical Standards PDF
1.17 MB
30/09/2021 ESMA80-196-5819 Opinion on improving access to and use of credit ratings Credit Rating Agencies Opinion PDF
331.84 KB
20/05/2021 ESMA70-156-4262 Opinion for the adjustment of the threshold set out in Article 5(2) of SSR COVID-19, Market Integrity, Short Selling Opinion PDF
429.84 KB
15/04/2020 ESMA70-155-9854 Opinion on AMF emergency measure under the SSR COVID-19, Market Integrity, Short Selling Opinion PDF
304.63 KB
15/04/2020 ESMA70-155-9853 Opinion on HCMC emergency measure under the SSR COVID-19, Market Integrity, Short Selling Opinion PDF
308.38 KB
15/04/2020 ESMA70-155-9848 Opinion on FMA emergency measure under the SSR COVID-19, Market Integrity, Short Selling Opinion PDF
432.15 KB
15/04/2020 ESMA70-155-9845 Opinion on CNMV emergency measure under the SSR COVID-19, Market Integrity, Short Selling Opinion PDF
302.98 KB
15/04/2020 ESMA70-155-9833 Opinion on FSMA emergency measure under the SSR COVID-19, Market Integrity, Short Selling Opinion PDF
306.36 KB
24/03/2020 ESMA70-155-9604 Opinion on FMA emergency measure under the SSR COVID-19, Market Integrity, Short Selling Opinion PDF
265.61 KB
19/03/2020 ESMA70-155-9590 Opinion on FSMA emergency measure under the SSR COVID-19, Market Integrity, Short Selling Opinion PDF
260.27 KB
19/03/2020 ESMA70-155-9587 Opinion on HCMC emergency measure under the SSR COVID-19, Market Integrity, Short Selling Opinion PDF
260.22 KB
18/03/2020 ESMA70-155-9581 Opinion on AMF emergency measure under SSR COVID-19, Market Integrity, Short Selling Opinion PDF
253.85 KB
17/03/2020 ESMA70-155-9565 Opinion on CONSOB emergency measure under SSR COVID-19, Market Integrity, Short Selling Opinion PDF
346.47 KB
17/03/2020 ESMA70-155-9556 Opinion on CNMV emergency measure under SSR COVID-19, Market Integrity, Short Selling Opinion PDF
173.98 KB

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